In re Arnold

76 A.D. 126, 78 N.Y.S. 772
CourtAppellate Division of the Supreme Court of the State of New York
DecidedJuly 1, 1902
StatusPublished
Cited by8 cases

This text of 76 A.D. 126 (In re Arnold) is published on Counsel Stack Legal Research, covering Appellate Division of the Supreme Court of the State of New York primary law. Counsel Stack provides free access to over 12 million legal documents including statutes, case law, regulations, and constitutions.

Bluebook
In re Arnold, 76 A.D. 126, 78 N.Y.S. 772 (N.Y. Ct. App. 1902).

Opinion

Laughlin, J.:

The special guardian of the incompetent person was appointed by the Special Term and he has instituted this ■ proceeding for the removal of the committee. The application is principally based on the annual accounts filed by the committee, which it is claimed show unauthorized charges and disbursements by him. The appellant was appointed committee of the person and property of the incompetent person by the Supreme Court on the 15th day of December, 1897, on the petition of her father with the consent of her brother and sister, and he gave a bond in the penal sum of $10,000. He has promptly filed annual accounts and inventories in the form and manner required by law. It appears that these accounts have been regularly examined by the presiding justice of this court through the aid of a referee, who was empowered to and did take evidence. From such examinations it appeared that the committee has accounted for all of the property of the incompetent person and has filed vouchers for all disbursements and his accounts were in form approved.

The appellant contends that the proceedings had under section 2342 of the Code of Civil Procedure, by which the presiding justice of this court has examined annually as therein provided the accounts and inventories filed by the committee, constitutes'a bar to this proceeding, and he further contends that, in any event, that section prescribes the sole method for removing a committee.- We deem this contention untenable. Section 2342 of the Code of Civil Procedure, so far as it was not new, was based upon title 2 of chapter 446 of the Laws of 1874, which provided, among other things, that committees of the property of incompetent persons should file semi-annual accounts, and authorized the court appointing them to enforce compliance therewith (§§ 3, 4). The provision of the law (Laws of 1837, chap. 460 § 57) requiring general guardians appointed by a Surrogate’s Court to file annual verified inventories and accounts was [128]*128re-enacted in the Code of Civil Procedure (§§ 2842, 2843) and made applicable to the committees of the property of incompetent persons. (Code Civ. Proc. § 2341.) The provision of the statute of 1874 (tit.. 2, § 4) with reference to enforcing compliance with this requirement of the law as re-enacted in section 2342 of the. Code .devolves the power and duty upon the presiding judge of the court, by which the committee of the property was appointed, or if he was appointed by the Supreme Court, the county judge of the county where the order appointing him is entered,” and it is provided that, an order made pursuant to this authority “ may be entered and enforced and the failure to obey it may be punished as if it were made by the court.” The provision of section 2342 directing such presiding judge * * * or * * * county judge” in the month of February of each year to examine or cause to be examined Under his direction all accounts and inventories filed by committees of the person and property since the first day of February of the preceding year, and authorizing such judge to require the committee to render “a more full or satisfactory inventory or account,” in the event of the failure of the committee to file a satisfactory inventory or account or to comply with an order requiring him to file an account where he has failed to file any, and authorizing the judge, where he has reason to believe that sufficient cause exists for the removal of the committee, to appoint a special guardian of the incompetent person for the purpose of filing a petition to remove the _ committee, are all new. The annual accounts were required to be filed for the information of the court, and these proceedings for examining the accounts and requiring the filing of more full and complete accounts are ex parte, out of court, and not designed to be binding upon the incompetent person or those interested in his estate. (Diaper v. Anderson, 37 Barb. 168 ; Matter of Hawley, 104 N. Y. 250.) It will be observed that where the committee was appointed by the Supreme Court, these duties and powers with reference to examin-. ing the accounts and enforcing compliance with the law devolve on . the county judge of the county. This committee was appointed by the Supreme Court, and Consequently the duty and authority with reference to the ex parte proceedings in such case rested upon and were vested in the county judge of the county of New York. There, being no county judge in this county, the duties devolving upon a [129]*129county judge were exercised by the judges of the Court of Common Pleas. (Matter of Morgan, 56 N. Y. 629; Lang v. Brown, 6 Hun, 256; People ex rel. Ireland v. Donohue, 15 id. 446.) At the time of the enactment of the Code of Civil Procedure the Court of Common Pleas, which had a presiding justice, existed in this •county; and courts of record with a presiding justice or chief judge of other than the Supreme Court and County Court existed in other counties which had charge of the appointment of committees of the person and property of incompetent persons. With reference to committees appointed in these courts, it was prescribed, as has been seen, that these ex parte proceedings should be taken by the “presiding judge.” This was construed to mean the judge who presided at the General Term of said courts; and the presiding judge of the Court of Common Pleas customarily performed these duties and exercised these functions, not only in cases where the committee was appointed in the Court of Common Pleas, but in cases where the committee was appointed in the Supreme Court. The Constitution of 1894, in abolishing the Court of Common Pleas, provided that the Appellate Division should have the jurisdiction theretofore exercised by that court at General Term. (Art. 6, §§ 2, 5.) . In this manner it has been deemed that these powers and duties were thereby vested in the presiding justice of the Appellate Division by whom they have been since exercised.

It is expressly provided in section 2339 of the Code that “ a committee either of the person or of the property (of an incompetent person) is subject to the direction and control of the court by which he was appointed with respect to the execution of his duties, and he may be suspended, removed or allowed to resign, in the discretion of the court.” Section 2342 was amended in 1895 (Chaps. 746, 946) .and in 1899 (Chap. 350) by incorporating the provision authorizing the committee with the consent of the court to render an intermediate account of his proceedings and have the same judicially .settled. This evidently was designed solely to authorize an intermediate accounting on the application of the committee, but it did mot divest the court of power under the general authority conferred by section 2339 to require such intermediate accounting whenever [130]*130good cause therefor was satisfactorily shown. In the present case the committee has been acting for many years, but has not seen fit to ask leave- of the court under section 2342 to have an intermediate judicial accounting.

The application, with the exception of some general charges contained in the petition which are altogether too indefinite to be the basis of a proceeding of this character, for the removal of the committee is founded wholly upon the annual accounts thus filed by him. It is claimed that it appears thereby that there has been a. waste of the funds .and property of the incompetent person in that, the disbursements and charges made by the committee have been unauthorized or excessive. The sole object of the proceeding is to determine; whether the committee should be removed.

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In re Brown
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226 A.D. 285 (Appellate Division of the Supreme Court of New York, 1929)
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130 A.D. 365 (Appellate Division of the Supreme Court of New York, 1909)

Cite This Page — Counsel Stack

Bluebook (online)
76 A.D. 126, 78 N.Y.S. 772, Counsel Stack Legal Research, https://law.counselstack.com/opinion/in-re-arnold-nyappdiv-1902.