In re Apt

946 P.2d 1002, 263 Kan. 210, 1997 Kan. LEXIS 156
CourtSupreme Court of Kansas
DecidedOctober 31, 1997
DocketNo. 78,760
StatusPublished
Cited by1 cases

This text of 946 P.2d 1002 (In re Apt) is published on Counsel Stack Legal Research, covering Supreme Court of Kansas primary law. Counsel Stack provides free access to over 12 million legal documents including statutes, case law, regulations, and constitutions.

Bluebook
In re Apt, 946 P.2d 1002, 263 Kan. 210, 1997 Kan. LEXIS 156 (kan 1997).

Opinion

Per Curiam:

This is an original proceeding in discipline filed by the office of the Disciplinary Administrator against Frederick G. Apt, Jr., of Iola, Kansas, an attorney licensed to practice law in the state of Kansas. Complaints against respondent alleged that respondent violated MRPC 1.1 (1996 Kan. Ct. R. Annot. 257) (competence), MRPC 4.1 (1996 Kan. Ct. R. Annot. 333) (truthfulness in statements to others), MRPC 5.3 (1996 Kan. Ct. R. Annot. 337) (responsibilities regarding nonlawyer assistants), MRPC 8.1 (1996 Kan. Ct. R. Annot. 348) (bar admission and disciplinary matters), and MRPC 8.4 (1996 Kan. Ct. R. Annot. 350) (misconduct).

The facts are not in dispute. Frederick G. Apt, Jr., was retained by Robert and Hazel Irwin of Iola, Kansas, to prepare their wills in May 1981. In July 1993, he prepared joint and mutual durable powers of attorney for them. In October 1993, he prepared new wills for the Irwins.

In January 1995, both Irwins were in poor health. Mr. Irwin was living in a nursing home and receiving Medicaid benefits through the Kansas Department of Social and Rehabilitation Services (SRS). Mrs. Irwin was living at home but preparing to move to a nursing home. Their son, Robert Irwin, Jr., (Robert Jr.) who had their powers of attorney, contacted respondent and requested preparation of documents for the future sale of his parents’ home. The home was owned in joint tenancy with right of survivorship. On January 16, 1995, respondent prepared a deed that showed [211]*211both of the Irwins as sellers and with no buyer named. The two-page deed was signed on Januaiy 16 by Robert Jr. as attomey-infact on the first page and the acknowledgement was notarized on the second page.

Prior to the property being listed for sale with a realtor, Mrs. Irwin died testate on January 18,1995, leaving all of her personalty to her children. At her death, the home passed to her husband pursuant to joint tenancy survivorship. Subsequent to his mother’s death, Robert Jr. contacted Allen County Realty regarding listing and selling his father’s house. John Brocker of the realty company met with Robert Jr. on January 26, 1995, to inspect the house. On January 27, 1995, Robert Jr. signed a listing agreement.

On February 20,1995, a potential buyer, James Akers, contacted the realty company after he saw a “for sale” sign in the Irwin yard. After Akers spoke with Jack Franklin at the realty company, Akers deposited $500 earnest money for purchase of the house. Akers later canceled his option to purchase and forfeited the $500 deposit. Prior to Akers’ cancellation, respondent had entered Akers’ name as grantee on the deed previously signed by Robert Jr. and dated Januaiy 16, 1995. A second potential buyer, Tonya Bruce, was located, but a sale was never completed. In June 1995, Terry and Cheryl Sparks purchased the house. In preparation for the June sale to the Sparks, respondent directed his secretary to prepare a new first page of the deed because the original deed listed Akers as the buyer. As mentioned previously, it was also acknowledged on the second page dated January 16, 1995, and showed both Mr. and Mrs. Irwin as the sellers. Apparently the only change made to the documents was the addition of a new first page with the new buyers’ names. The deed was signed again by Robert Jr. shortly prior to the June 1995 sale. The deed delivered to the Sparks in June 1995 was dated January 16, 1995, and named both Robert Irwin, Sr., and the deceased, Hazel Irwin, as grantors.

On June 15,1995, respondent wrote to the Iola SRS office claiming that Mr. and Mrs. Irwin had sold their home to Terry and Cheryl Sparks by warranty deed dated January 16, 1995, and that Mrs. Irwin had passed away shortly after the sale. Respondent claimed that because Hazel Irwin fiad died after the sale of the [212]*212house, one-half of the sale proceeds were included in her estate (to be divided between her son and daughter). Respondent also claimed the remaining half belonged to the surviving husband and could be credited as an asset against his future Medicaid benefits. The panel determined that the respondent’s statements of fact and law were false.

On August 14, 1995, following SRS’s request for information regarding the sale, respondent wrote a letter again stating that the house had been sold prior to Mrs. Irwin’s January 18, 1995, death and that they “were waiting for title requirements and financing by the purchaser.” The panel pointed out that a prospective buyer had not been located until February 1995, and the title report was not available until March 1995. Respondent’s letter further stated that “[t]he deed was signed and ready for delivery prior to [Mrs. Irwin’s] death,” even though the purchasers were not located until 5 months after the death, and the deed which was ultimately delivered to the buyers had been signed in June 1995. Respondent’s letter also stated: “Since [Mrs. Irwin’s] death [occurred] after the sale, those proceeds go to her two children.” The panel found that this letter contained false statements of fact and law.

On September 28, 1995, legal counsel for SRS, Reid Stacey, complainant, wrote respondent requesting an explanation for the factual discrepancies contained in respondent’s letters. Even though the house had not been listed prior to Mrs. Irwin’s death and there was no buyer, respondent wrote Reid Stacey on October 2, 1995, asserting that “[p]rior to Mrs. Irwin’s death a valid oral purchase contract was entered into with both parties concerned.” Respondent then stated that tide and plumbing work was being completed at the time of Mrs. Irwin’s death “to meet buyer requirements.” He further stated a $500 down payment, which had actually been paid by James Akers, was paid by the Sparks prior to Mrs. Irwin’s death. The panel found that these were also false statements of fact.

A complaint was filed. In preparing his response to the complaint, respondent prepared affidavits for others to sign which were false. One affidavit prepared by respondent containing false facts was signed by James Brocker of Allen Realty, who, upon later re[213]*213view, admitted that the affidavit was incorrect. Another false affidavit prepared by respondent and signed by Robert Jr. stated that he had orally listed the house for sale several weeks prior to the formal listing agreement. It also stated that the contract and a preappraisal review of the property were made prior to Mrs. Irwin’s death and that Robert Jr. was informed of a prospective purchaser named Akers prior to her death. Actually, Robert Jr. had contacted the real estate agency subsequent to his mother’s death on January 18, 1995, the property review had occurred January 26, 1995, and Akers did not contact the real estate agency to purchase the home until February 1995, after the for sale sign was placed in the yard.

In his written responses to the Disciplinary Administrator, respondent stated that the formal listing agreement signed on January 27, 1995, was “just clerical delay by Mr. Brocker’s agency in not getting a formal listing agreement when he first talked to Bob Irwin Jr.” and “prior to the mother’s death Mr. John Brocker and his assistant, Jack Franklin, made a physical appraisal of the property and were proceeding to contact sellers.” The testimony by Mr. Brocker and Mr. Franklin at the hearing indicated that respondent’s statements were false. The panel found that other statements in respondent’s written response were also false.

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Bluebook (online)
946 P.2d 1002, 263 Kan. 210, 1997 Kan. LEXIS 156, Counsel Stack Legal Research, https://law.counselstack.com/opinion/in-re-apt-kan-1997.