In re Apel

96 Misc. 2d 839, 409 N.Y.S.2d 928, 1978 N.Y. Misc. LEXIS 2689
CourtNew York Family Court
DecidedSeptember 1, 1978
StatusPublished
Cited by4 cases

This text of 96 Misc. 2d 839 (In re Apel) is published on Counsel Stack Legal Research, covering New York Family Court primary law. Counsel Stack provides free access to over 12 million legal documents including statutes, case law, regulations, and constitutions.

Bluebook
In re Apel, 96 Misc. 2d 839, 409 N.Y.S.2d 928, 1978 N.Y. Misc. LEXIS 2689 (N.Y. Super. Ct. 1978).

Opinion

OPINION OF THE COURT

Hugh R. Elwyn, J.

In this child protective proceeding brought under article 10 of the Family Court Act in which there is pending before the court an application by the Commissioner of Social Services for an extension of placement (Family Ct Act, § 1055) the attorney for the respondents moves for an order dismissing the court-appointed Law Guardian in the interests of justice upon the ground that the Law Guardian is biased in favor of the continued placement of the children in foster care.

The attorney for the respondent in his moving papers concedes-that "Mr. Samoff has performed in a diligent and zealous manner in the past and in so doing has upheld the highest tradition of the bar”, but asserts as reason for his relief from further responsibility in this case that the Law Guardian is no longer neutral; that he has strenuously advocated the permanent termination of the Santoskys’ parental rights before this court and when the petition for permanent termination was denied sought to join in the appeal to the Appellate Division and was denied that right by the appellate court only because it was determined that his interests were identical with the appellant’s (Department of Social Services) and that his representation would be redundant; that he helped the petitioner frame the petition before the court and that he intends to argue in favor of further extension of placement; in short, that even before a hearing is held that the Law Guardian has made up his mind as to the proper disposition of the proceeding — namely, continuation of the placement.

Although New York guaranteed counsel for children who are the subject of Family Court proceedings (Family Ct Act, § 241) some five years before the much heralded 1967 decision by the Supreme Court, Matter of Gault (387 US 1) which is limited to juvenile delinquency proceedings, the role of the Law Guardian is nowhere particularly defined. While the role of Law Guardian in article 7 proceedings is generally regarded as adversarial (see, e.g., Matter of Gault, supra; Matter of Winship, 397 US 358; Code of Professional Responsibility, [841]*841DR7-101, subd [A]; IJA — ABA Juvenile Justice Standards Project, "Standards Relating to Counsel for Private Parties” [1976]), the proper role of the Law Guardian who represents children who are the subject of child protective proceedings (Family Ct Act, art 10) is somewhat unclear, or at least nowhere definitely stated.

It is, however, the respondent’s position that the Law Guardian should assume a position of neutrality, at least at the outset of the proceeding, and should not have determined in advance of a hearing that the child’s "best interests” will be promoted by any particular disposition. This is not to say that the Law Guardian may not form an opinion, and advance a position as the case progresses. But, it is argued, there can be scant purpose served when, as in this case, the Law Guardian has made up his mind as to the "proper” disposition of the proceeding, that the interests of the children are best served by the permanent termination of parental rights at best, and continued placement out of the parents’ home as second best. In such case, it is said, he can no longer effectively serve the role of Law Guardian and he becomes instead an auxilliary counsel for the petitioner.

The truth of the respondent’s charge of bias and partiality in favor of the termination of the parents’ rights and continued foster care placement for the children is not denied by the Law Guardian. In his affidavit in opposition to the motion the Law Guardian concedes that any thoughts of neutrality he might have harbored at the beginning of the proceedings he has been required to abandon after hearing the evidence in the case; that any opinion adverse to the respondent’s he may have formed has been confirmed by court’s finding of parental neglect; accordingly, he feels justified in taking a "partisan position”.

What little authoritative writing there is on the subject of the proper role of the Law Guardian seems to support the respondent’s position that the Law Guardian should not make a judgment as to which of the child’s interests should be given paramount consideration, for to do so involves the exercise of a judicial function. In one of the few published articles addressing this issue, the assistant attorney-in-charge of the Family Court branch of the New York City Legal Aid Society, which handles innumerable such cases each year, has written: "Should the law guardian make a judgment as to which of the child’s interests should be given paramount consideration? We [842]*842think not. Such a judgment requires an assessment of the evidence to be offered by both sides, including the credibility of the various witnesses and the probative value of their anticipated testimony and of any documentary or other evidence which may be offered. Clearly, this is a judicial function. For the law guardian to undertake such an assessment, make a judgment on the basis of that assessment as to which of his client’s interests should receive paramount consideration, and then tailor his trial strategy accordingly, is a self-servicing exercise in which the lawyer judges the ultimate issues in the case and then sets out to implement his own judgment. Furthermore, an 'adversary’ approach taken by a law guardian on the basis of a pretrial assessment of the evidence pro and con would frequently result in depriving the court of relevant evidence. For example, if the law guardian determined that the best interests of the child would be served by leaving the child in his home, he would not seek to introduce evidence overlooked by petitioner’s counsel tending to show that continued custody by the parent might be harmful * * * It seems to us axiomatic that the best interests of the child are more likely to be identified and protected when the court is able to weigh all the relevant and reliable evidence which is available, at both the fact-finding and the dispositional stages of the proceeding. From this perspective, a meaningful role for the law guardian appears; for the interests of the petitioner and the respondent are such that full presentation of all relevant and reliable evidence is not always the natural result of litigation, without participation of a law guardian for the child.” (Dick, Role of the Law Guardian in Child Protective Cases, NYLJ, April 3, 1972, p 1, col 3; p 4, col 7; see, also, Isaacs, The Role of the Lawyer in Representing Minors in the New Family Court, 12 Buff L Rev, 501.)

If the respondent’s motion to dismiss the Law Guardian for bias in favor of a predetermined "proper” disposition of the case had been made at the very outset of these proceedings and had the Law Guardian candidly conceded, as he now does, that he had a bias for a particular disposition, the court would have little hesitancy in granting such a motion and relieving the Law Guardian of his appointment. At the outset of the case, a Law Guardian, who in addition to his role as counsel, advocate and guardian serves also in a quasi-judicial capacity in that he has some responsibility, at least during the dispositional phase of the proceeding, to aid the court in [843]*843arriving at a proper disposition, should, like the Judge, be neutral. At some point in the hearing he has a right to formulate an opinion and then to attempt to persuade the court to adopt that disposition which, in his judgment, will best promote his ward’s interest. But certainly the Law Guardian’s conclusions in these matters should not be reached in advance of a hearing and without knowledge of the facts.

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Cite This Page — Counsel Stack

Bluebook (online)
96 Misc. 2d 839, 409 N.Y.S.2d 928, 1978 N.Y. Misc. LEXIS 2689, Counsel Stack Legal Research, https://law.counselstack.com/opinion/in-re-apel-nyfamct-1978.