In re Anonymous Nos. 43 D.B. 77 & 3 D.B. 78

10 Pa. D. & C.3d 637
CourtSupreme Court of Pennsylvania
DecidedJanuary 9, 1979
DocketDisciplinary Board Docket nos. 43 D.B. 77 and 3 D.B. 78
StatusPublished

This text of 10 Pa. D. & C.3d 637 (In re Anonymous Nos. 43 D.B. 77 & 3 D.B. 78) is published on Counsel Stack Legal Research, covering Supreme Court of Pennsylvania primary law. Counsel Stack provides free access to over 12 million legal documents including statutes, case law, regulations, and constitutions.

Bluebook
In re Anonymous Nos. 43 D.B. 77 & 3 D.B. 78, 10 Pa. D. & C.3d 637 (Pa. 1979).

Opinion

PEARLSTINE, Board Member,

1. HISTORY OF PROCEEDINGS

On October 17,1977, petitioner filed a petition for discipline containing three charges of professional misconduct concerning [ ], Esq. (hereinafter respondent) and the petition was docketed at No. 43 D.B. 77.

On January 31, 1978, a separate petition for discipline was docketed concerning respondent, No. 3 D.B. 78. Petitions for discipline were served upon respondent in both situations. At the request of respondent, the petition for discipline was consolidated with the matter then under adjudication, 43 D.B. 77, and referred to the same hearing committee No. [ ] consisting of [ ], Esq., chairman; [ ], Esq., and [ ], Esq.

The petitions charged respondent with various violations of the disciplinary rules as follows:

D.R. 7-101(A)(2) and D.R. 7-101(A)(3) by initially failing and later refusing to endorse insurance company settlement checks, the proceeds of which in their entirety belonged to Mr. and Mrs. [A], despite having been requested by his clients to do so.

It is further charged that respondent violated D.R. 9-102(B)(3) in that he failed to render an appropriate accounting to clients regarding the settlement proceeds by wrongfully asserting a “hen” over the settlement checks and by violating D.R. 1-102(A)(6) and D.R. 9-102(B)(4) in fading to endorse and give over the insurance settlement checks and thereby pay to the [A’s] the proceeds of the settlement of their cause of action.

Charge II alleges that respondent violated D.R. 7-102(A)(l) which states that a lawyer shah not “(1) file a suit, assert a position, conduct a defense, [639]*639delay a trial, or take other action on behalf of his client when he knows or it is obvious that such action would serve merely to harass or maliciously injure another.”

Respondent was also charged with violation of D.R. 7-106(C)(7), intentionally or habitually violating any established rule of procedure or of evidence and D.R. 1-102(A)(5) engaging in conduct that is prejudicial to the administration of justice and D.R. 1-102(A)(6) engaging in any other conduct that adversely reflects on his fitness to practice law. These charges arise out of respondent’s conduct in opposing a suit instituted against him by the City of [B] in an attempt to collect the business privilege tax and the tactics of respondent in connection therewith.

Charge III alleges that various derogatory remarks made by respondent in his petition for allocatur in the equity-trespass action involved in Charge II represented a character assassination of counsel in violation of D.R. 1-102(A)(6), further asserting that this conduct represented such further harassment as to constitute a violation of D.R. 7-102(A)(l).

Charge IV alleges a violation of D.R. 1-102 and D.R. 7-102 in filing property claims in behalf of respondent’s landlord without first seeking the landlord’s authority or permission to do so. These charges stem from the unauthorized filing by respondent of a property claim on behalf of his landlord which successfully stayed a sheriffs sale of respondent’s personal property located in his office. No attorney-client relationship ever existed between the landlord and respondent nor was there any evidence that the landlord had a hen or had previously distrained upon the personal property of the respondent.

[640]*640II. DISPOSITION OF MOTIONS

On November 8, 1977, respondent’s motion for an additional 30 days to file answer to disciplinary complaint was granted.

On December 19, 1977, motion to dismiss complaint because of unconstitutional bias within the meaning of the fifth and fourteenth amendments of the United States Constitution and article I, §§1, 9, 25 and 26 of the Pennsylvania Constitution containing eight separate motions was referred to hearing committee. Rulings were made at a prehearing conference on January 16, 1978.

Respondent’s motion for an open hearing was granted.

Respondent’s motion to dismiss the complaint because of unconstitutional bias was denied, with leave granted to present additional evidence at the hearing and to renew the motion if appropriate. Respondent did not renew this motion.

Respondent’s motion to dismiss because charges violate the freedom of speech and right to litigate provisions of the first and fourteenth amendments of the United States Constitution and article I, §§7, 11 and 26 of the Pennsylvania Constitution were denied.

Respondent’s motion to dismiss charges because relevant disciplinary rules were unconstitutionally vague under the fact situation of the complaint was denied, with right to renew after presentation of evidence. Respondent did not renew this motion.

Respondent’s motion to dismiss because the charges do not violate the disciplinary rules was denied with right to renew after presentation of evidence. Respondent did not renew this motion.

The previous motions contained in the original motion of December 19, 1977, were not pursued by respondent.

[641]*641A request of respondent to review the complaint files and administrative file pertaining to disciplinary proceedings and to receive copies of any and all documents contained in petitioner’s file which respondent desired to review was granted.

A motion for limited sequestration of witnesses was granted.

On January 24, 1978, a motion to dismiss the complaint, containing five new and separate motions, was referred to a hearing committee by vice chairman Henry.

A motion to dismiss the complaint because of matters not brought to the attention of respondent was considered in processing, and approval of the formal charges and a motion to dismiss the proceeding because of lack of separation of judicial and prosecution functions was denied on January 31, 1978.

A motion to dismiss the complaint because it goes beyond charges approved by a reviewing member was denied with right to renew. Respondent did not renew the motion.

A motion to strike the recommendation of [C], Esq., entered July 28, 1978, was denied with right to renew. Respondent did not renew this motion.

On February 15, 1978, a motion to dismiss and asking other relief with respect to 3 D.B. 78 (Charge IV) was filed.

On February 15, 1978, motions lettered A through M were filed.

A motion to consolidate with 43 D.B. 77 was allowed.

A motion for public hearing was allowed.

A motion incorporating all previous motions was allowed.

A motion to examine the administrative file was allowed.

[642]*642A motion to discharge because of splitting of causes of action was denied.

A motion to dismiss the proceeding because of relationship between disciplinary counsel and hearing plus review members was denied.

A motion to dismiss the proceeding because of violation of article I, §§11 and 20 of the Pennsylvania Constitution was denied.

A motion for pre-hearing conference and a motion to have decision by the Supreme Court of Pennsylvania were denied.

A motion to dismiss the proceedings because of invidious discrimination and choice of triers was denied.

A motion to dismiss the proceedings because of the prejudicial prosecutor was denied.

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Related

In Re Ruffalo
390 U.S. 544 (Supreme Court, 1968)
Matter of Rosenbaum
385 A.2d 1329 (Supreme Court of Pennsylvania, 1978)
Office of the Disciplinary Counsel v. Campbell
345 A.2d 616 (Supreme Court of Pennsylvania, 1975)
Alker Disbarment Case
157 A.2d 749 (Supreme Court of Pennsylvania, 1960)

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Bluebook (online)
10 Pa. D. & C.3d 637, Counsel Stack Legal Research, https://law.counselstack.com/opinion/in-re-anonymous-nos-43-db-77-3-db-78-pa-1979.