In re Anonymous Nos. 32 D.B. 84 & 91 D.B. 85

45 Pa. D. & C.3d 438
CourtSupreme Court of Pennsylvania
DecidedAugust 4, 1987
DocketDisciplinary Board Docket nos. 32 D.B. 84 and D.B. 85
StatusPublished

This text of 45 Pa. D. & C.3d 438 (In re Anonymous Nos. 32 D.B. 84 & 91 D.B. 85) is published on Counsel Stack Legal Research, covering Supreme Court of Pennsylvania primary law. Counsel Stack provides free access to over 12 million legal documents including statutes, case law, regulations, and constitutions.

Bluebook
In re Anonymous Nos. 32 D.B. 84 & 91 D.B. 85, 45 Pa. D. & C.3d 438 (Pa. 1987).

Opinion

GILBERT,

member,

Pursuant to rule 208(d) of the Pennsylvania Rule of Disciplinary Enforcement, the disciplinary board of the Supreme Court of Pennsylvania submits its findings and rec-. ommendations regarding the above captioned petitions for discipline.

HISTORY OF THE PROCEEDINGS

Respondent, [ ], born in 1942, was admitted to practice law in the commonwealth of Pennsylvania on or about April 26, 1971. He has maintained several offices over the years and his office at the time of these two petitions for discipline was located at [ ]. Respondent has had a long history of previous discipline, including eight informal admonitions between 1977 and 1981 and a public censure in 1983. While the matter leading to public censure was pending, yet another disciplinary proceeding was begun which eventually culminated in the suspension of respondent from the bar for one year beginning on October 18, 1984. Suspension was imposed for respondent’s act of commingling client funds with his personal funds. The Pennsylvania [440]*440Supreme Court suspended respondent for one year despite the recommendation of the hearing committee and the board for a two-year suspension, and the dissenting recommendation of three board members for disbarment. Respondent has not sought reinstatement since the period of suspension has expired.

Even before the court suspended respondent, the office of disciplinary counsel filed on April 9, 1984, a new petition for discipline (32 DB 84) the "(the [A] Case”) charging respondent with professional misconduct and converting to his own úse and purpose $1084 entrusted to him as bail money for a client’s husband. It was averred he had thereby violated the following disciplinary rules of the code of professional responsibility:

DR 1-102(A)(3) — which prohibits an attorney from engaging in illegal conduct involving moral turpitude,

DR 1-102(A)(4) — which prohibits an attorney from engaging in conduct involving dishonesty, fraud, deceit or misrepresentation,

DR 1-102(A)(6) — which prohibits an attorney from engaging in other conduct which adversely reflects on fitness to practice law,

DR 9-102(A) — which requires that all funds of clients paid to an attorney, except advances for costs and expenses, be kept in identifiable bank accounts in the state in which the attorney’s office is located and that no funds belonging to the attorney shall be deposited therein except for funds sufficient to pay bank charges and funds belonging in part to the client and in part to the attorney,

DR 9-102(B)(2) — which requires an attorney to identify and label securities and properties of a client promptly upon receipt and place them in a safe [441]*441deposit box or other place of safekeeping as soon as practicable,

DR 9-102(B)(3) — which requires an attorney to maintain complete records of all funds, securities and other properties of a client coming into the possession of the lawyer and to render appropriate accounts to the client regarding them, and

DR 9-102(B)(4) — which requires an attorney to promptly pay or deliver to a client as requested by the client funds, securities, or other properties in the lawyer’s possession which the client is entitled to receive.

While respondent was under the one-year suspension of October 18, 1984, the office of the disciplinary counsel filed on December 10, 1985, an additional petition for discipline (91 DB 85) (the “[B] case”) charging respondent with practicing law while under suspension and accepting payment of $4,300 towards his fee even though he knew he was suspended and not permitted to accept this new client. The petition averred that respondent was thus guilty of violating the following disciplinary rules of the code of professional responsibility:

DR 1-102(A)(1) — which prohibits an attorney from violating a disciplinary rule,

DR 1-102(A)(3) — which prohibits an attorney from engaging in illegal conduct involving moral turpitude,

DR 1-102(A)(4) — which prohibits an attorney from engaging in conduct involving dishonesty, fraud, deceit or misrepresentation,

DR 2-110(A)(3) — which requires an attorney who withdraws from employment to refund promptly any part of a fee paid in advance that has not been earned,

DR 9-102(B)(3) — which requires an attorney to maintain complete records of all funds, securities [442]*442and other properties of a client coming into the possession of the lawyer and to render appropriate accounts to the client regarding them, and

DR 9-102(B)(4) — which requires an attorney to promptly pay or deliver to a client as requested by the client funds, securities, or other properties in the lawyer’s possession which the client is entitled to receive.

Respondent filed an answer to petition 32 DB 84 on July 1, 1985. An answer and new matter to petition 91 DB 85 was filed on December 24, 1985. Petitions for discipline numbers 32 DB 84 and 91 DB 85 were consolidated for hearing. A hearing was held before hearing commitee [ ] consisting of [ ■], on March 10 and 20, and May 28, 1986. After lengthy hearings the committee concluded that in the “[A] case” (32 DB 84) respondent had returned monies to the client, even though he considered them payments of his fee rather than advances for bail money, and that the petitioner had not met its burden proving otherwise.

The hearing committee concluded in the “[B] case” (91 DB 85) that respondent had agreed to represent [B] in a criminal case arising out of an arrest and had collected fees for said legal services even though he knew that due to his suspension by the Supreme Court, he could neither accept any new clients nor deliver the services covered by the fees. The committee further concluded that respondent’s drinking problems (which were the main thrust of his defense) did not excuse his misconduct, but that they had contributed to his problems and that he had committed himself to in-patient treatment, was attending AA meetings regularly, and that he now seemed contrite and prepared to recognize the disasterous consequences of his personal problems and habits.

[443]*443The hearing committee concluded: “In our deliberation we have weighed [respondent’s] prior record, his behavior in the [B] matter, his drinking problem, and his apparent willingness to face and control them along with our duty to the public and the legal profession. Our recommendation is a suspension for three years, with credit for the time served,” retroactive to October 18, 1984, the date of the court’s suspension.

At each stage in these proceedings, respondent replied through counsel to each of the petitions, with the most significant being the response to the [B] charge (91 DB 85). It was at this time (December 24, 1985) the “new matter” of [respondent’s] drinking was injected into the case. This issue was further developed in respondent’s reply to the hearing committee’s report in which respondent, through counsel, admitted to a long standing drink-' ing problem going back to personal family tragedies in the 1970’s, elaborated on his steps to deal with it, and stressed the positive evaluation given to the hearing committee by various character witnesses, including a physician-lawyer.

The disciplinary counsel saw fit not to file formal exceptions to the hearing committee report and instead replied, via letter, to argue for a new consecutive, rather than

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45 Pa. D. & C.3d 438, Counsel Stack Legal Research, https://law.counselstack.com/opinion/in-re-anonymous-nos-32-db-84-91-db-85-pa-1987.