In re Anonymous Nos. 30 D.B. 75 & 57 D.B. 75

7 Pa. D. & C.3d 58
CourtSupreme Court of Pennsylvania
DecidedFebruary 25, 1977
DocketDisciplinary Board Docket nos. 30 D.B. 75 and 57 D.B. 75
StatusPublished

This text of 7 Pa. D. & C.3d 58 (In re Anonymous Nos. 30 D.B. 75 & 57 D.B. 75) is published on Counsel Stack Legal Research, covering Supreme Court of Pennsylvania primary law. Counsel Stack provides free access to over 12 million legal documents including statutes, case law, regulations, and constitutions.

Bluebook
In re Anonymous Nos. 30 D.B. 75 & 57 D.B. 75, 7 Pa. D. & C.3d 58 (Pa. 1977).

Opinion

HARRINGTON, Board Member,

Pursuant to Rule 208(d) of the Pennsylvania Rules of Disciplinary Enforcement (rules), the Disciplinary Board of the Supreme Court of Pennsylvania (board) herewith submits its findings and recommendations to your honorable court with respect to the above petition for discipline.

I. HISTORY OF THE PROCEEDINGS

At the above numbers, two separate petitions for discipline were filed by the office of disciplinary counsel naming [respondent] as respondent therein. In due course the matters were assigned to hearing committee [ ], comprised of [ ], Esq., chairman, and [ ], Esq., and [ ], Esq., members. The petition for discipline docketed at no. 57 D.B. 75, involving the estate of [A] was heard on January 4, 1976. The testimony relating to the petition for discipline filed at no. 30 D.B. 75, involving [B] and the estate of her deceased husband [C], was taken by the committee on Friday, April 30, 1976. All hearings were held at the office of the Disciplinary Board at [ ], Pa. At all hearings, [ ], Esq., represented petitioner and respondent represented himself. A substantial number of stipulations were entered into, exhibits were examined and received into evidence. Witnesses were called on behalf of petitioner and respondent testified in his own behalf.

After the testimony was closed, the hearing committee reported in its conclusions of law that respondent had violated the following Disciplinary Rules:

[60]*60a. D.R. 6-101(A)(3) — dealing with neglect by an attorney of a legal matter entrusted to him;

b. D.R. 7-101(A)(l) — dealing with failure to seek the lawful objectives of a client;

c. D.R. 7-101(A)(2) — dealing with failure to carry out a contract of employment;

d. D.R. 7~101(A)(3) — dealing with causing prejudice or damage to a client during the course of the professional relationship;

e. E.C. 6-4 — dealing with safeguarding the interests of the client after accepting employment;

f. E.C. 6-5 — dealing with having pride in professional endeavors;

g. E.C. 7-1 — dealing with the duty to represent the client zealously;

h. E.C. 7-9 — dealing with acting in a manner consistent with the best interests of the client.

In its report, the hearing committee discussed each case individually but made its ultimate disposition of the cases as a unit. The ultimate disposition of the cases recommended by the hearing committee was a private reprimand for respondent before the Disciplinary Board. The board adopted the findings and conclusions of the hearing committee and at the same time rejected the recommendation for discipline of private reprimand before the Disciplinary Board as proposed by the hearing committee and in its place recommends to your honorable court that respondent, [ ], be administered public censure by the Supreme Court.

II. FINDINGS AND DISCUSSION

Respondent [ ], was born in [ ], Pennsylvania on [ ], 1935. He is married and is the father of four [61]*61children. He presently resides at [ ], Pa. [Respondent] was graduated from [ ] College in [ ] and from the University of [ ] Law School in 19[ ]. He has been associated with his present firm in [ ], Pa. since 19[ ].

[B & C] MATTER

[C] and his wife [B] were residents of [ ] in [ ] County. [C] was a retired baggage handler for the railroad company and he and his wife lived modestly on the monthly pension he received. On September 30, 1962, [C] and his wife were passengers in an automobile being operated in [ ] County, when the automobile was involved in an accident. Both [B & C] sustained some injuries but those sustained by [C] were so severe as to result in his death on October 8, 1962. On June 12, 1963, respondent suggested to [B] certain terms of employment which were accepted by her and respondent became the attorney representing [B] in her own behalf and as a person entitled to share the estate of her deceased husband in the matter of the claim for damages. For several months thereafter, respondent pursued the matters relating to the claim. He wrote to [ ] Casualty Company and to [ ] Insurance Company advising them that he represented the estate of [C] and [B] in their claim for damages. He wrote letters to the hospital requesting information and letters to the client instructing her in various ways concerning her responsibilities and directing her in her dealings with creditors of the estate.

On October 7, 1963, respondent caused an action to be commenced in the Court of Common Pleas of [ ] County at No. [ ] in trespass by filing “Summons in Trespass,” in which [B], individually, and [62]*62as administratrix of the estate of [C], deceased, was plaintiff and [D] was defendant. This caption possesses some curious aspects since the correspondence between [B] and respondent clearly states that the letters of administration were not granted until September 23, 1964, nearly a year after suit had been filed. On October 4, 1965, the writ was reissued and served. No complaint was ever filed, however, and on November 23, 1965, respondent was ruled to file a complaint. No complaint was filed, however. On April 29, 1966, again respondent was served with rule to file a complaint. No complaint was filed, however. On August 30, 1966, a judgment of non pros was entered for failure to file a complaint.

From the information available it appears that the letter of September 29,1964 from respondent to his client was the last time that there was any communication between them. In 1968 [B] went to Judge [E] and asked for assistance from the Judge in getting information from respondent concerning the status of her case. Judge [E] sent [B] to [F], an attorney in [ ] County, Pa. As a courtesy to the judge and as a favor to [B], attorney [F] wrote a letter to respondent on July 9, 1968, in which he requested a status report on the case. That was the first of 16 letters written by attorney [F] to respondent and to not one of those 16 letters did Mr. [F] ever receive a reply. The letters ranged from businesslike inquiries “Will you please be so kind as to let me know the status of the case?” letter of July 9, 1968 from [F] to respondent; to supplicatory “[B] is very upset and disturbed about this matter and I hope and trust that you will give it your immediate attention and conclude same without delay. ” letter [63]*63July 30, 1969 from [F] to [respondent]; to annoyance “I am greatly annoyed of the latest development regarding. ...”

In addition to the letters, Mr. [F] made telephone calls on behalf of [B]. At the hearing Mr. [F] testified that he attempted to reach respondent by telephone on seven or eight occasions. On no occasion was he successful in speaking with respondent except on February 4, 1969. On that date on the occasion of the telephone conversation between the two, respondent informed Mr. [F] that he had, in fact, received an offer to settle the [B & C] cases in the amount of $6,000. Within a few days Mr. [F] wrote a letter to respondent advising respondent that [B] was willing to accept the offer of $6,000. In fact, there had been no offer of $6,000. In fact, the action had been dismissed for lack of prosecution, which fact had never been related by respondent to his client or to attorney [F]. Respondent had fabricated the story about the offer of settlement.

Sometime in 1973, [B] made a complaint to the disciplinary office.

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Bluebook (online)
7 Pa. D. & C.3d 58, Counsel Stack Legal Research, https://law.counselstack.com/opinion/in-re-anonymous-nos-30-db-75-57-db-75-pa-1977.