In re Anonymous No. 73 D.B. 97

47 Pa. D. & C.4th 526
CourtSupreme Court of Pennsylvania
DecidedDecember 18, 1998
DocketDisciplinary Board Docket no. 73 D.B. 97
StatusPublished

This text of 47 Pa. D. & C.4th 526 (In re Anonymous No. 73 D.B. 97) is published on Counsel Stack Legal Research, covering Supreme Court of Pennsylvania primary law. Counsel Stack provides free access to over 12 million legal documents including statutes, case law, regulations, and constitutions.

Bluebook
In re Anonymous No. 73 D.B. 97, 47 Pa. D. & C.4th 526 (Pa. 1998).

Opinion

To the Honorable Chief Justice and Justices of the Supreme Court of Pennsylvania:

SCHULTZ, Member,

I. HISTORY OF PROCEEDINGS

On March 26, 1997, respondent, [ ], pleaded guilty to one count of driving under the influence of alcohol, in violation of 75 Pa.C.S. §3731(a)(1). By order of Supreme Court dated June 13,1997, this matter was referred to the Disciplinary Board pursuant to Rule 214(f)(1), Pa.R.D.E.

A petition for discipline was filed against respondent by Office of Disciplinary Counsel on June 19,1997. Petitioner averred that as a result of the criminal convic[528]*528tion, respondent committed a criminal act that was a serious crime and constituted an independent ground for discipline. Respondent filed an answer to petition for discipline on July 8, 1997. A disciplinary hearing was held on September 26, 1997 before Hearing Committee [ ] comprised of Chair [ ], Esquire, and Members [ ], Esquire, and [ ], Esquire. Respondent was represented by [ ], Esquire. Petitioner was represented by [ ], Esquire.

The Hearing Committee filed a report on May 14,1998 and recommended that respondent receive a public censure.

Respondent filed a brief on exceptions on June 4,1998 and requested the board impose a private reprimand.

Petitioner filed a brief on exceptions on June 19,1998 and requested the board adopt the Hearing Committee recommendation.

A joint petition to reopen the record pursuant to Pa.R.D.E. §89.251 was filed on July 16,1998. By order of the board of July 16, 1998, the board made the joint petition part of the record.

Oral argument was requested by respondent and held before a three-member panel of the board on July 21, 1998.

This matter was adjudicated by the board at the meeting of August 13, 1998.

II. FINDINGS OF FACT

The board makes the following findings of fact:

(1) Petitioner, whose principal office is located at Suite 3710, One Oxford Centre, Pittsburgh, Pennsylvania, is [529]*529invested, pursuant to Rule 207 of the Pennsylvania Rules of Disciplinary Enforcement, with the power and the duty to investigate all matters involving alleged misconduct of an attorney admitted to practice law in the Commonwealth of Pennsylvania and to prosecute all disciplinary proceedings brought in accordance with the various provisions of the aforesaid rules.

(2) Respondent was bom on September 20, 1956 and was admitted to practice law in Pennsylvania on December 5, 1988. His address is [ ].

(3) On March 26, 1997, respondent pleaded guilty to one count of driving under the influence of alcohol.

(4) The incident which gave rise to the conviction occurred on November 1, 1996. Respondent was driving down a street in [ ] and hit a parked car. Although there were people in the car, the accident involved no physical injury to any person.

(5) Respondent was sentenced to pay the costs of prosecution and a fine of $1,000, to serve a term of incarceration for a minimum of five days and a maximum of one year, and to perform 80 hours of community service.

(6) At the time of the hearing, respondent was on probation and was required to report to his probation officer once per month. A requirement of probation was that respondent attend alcohol highway safety classes, which he completed October 8, 1997.

(7) Respondent notified the Disciplinary Board of his conviction in a timely manner and cooperated with Office of Disciplinary Counsel.

(8) Respondent has two prior DUIs, which occurred on February 20, 1985 and September 26, 1989.

[530]*530(9) As a result of the 1985 incident, which did not involve personal injury to anyone, respondent was admitted to the Accelerated Rehabilitative Disposition program.

(10) As a result of the 1989 incident, respondent was found guilty of one count of DUI and sentenced to not less than 48 hours and no more than 11 and one-half months in prison.

(11) At the time of the 1989 conviction, the Rules of Disciplinary Enforcement did not require that respondent report his DUI conviction to the Disciplinary Board, nor did the conviction serve as an independent basis for discipline.

(12) Respondent served his prison sentence and at the time of the disciplinary hearing had completed most of his community service requirements by reading to the blind.

(13) Respondent has no prior record of discipline.

(14) Respondent has spent the majority of his career in public service and is currently employed by the [A],

(15) [B], respondent’s superior at [A], testified as to respondent’s excellent legal skills. (N.T. 18-34.)

(16) Respondent testified that he does not have an alcohol or substance abuse problem. (N.T. 80, 81.) Respondent initiated contacts with a counselor to determine whether he had a problem. (N.T. 80, 81.)

(17) Respondent’s work has not been negatively impacted by his use of alcohol. (N.T. 21, 24, 30.)

(18) Respondent testified that he knows he is at a turning point in his life and understands that his professional career is implicated if he is convicted of DUI again. (N.T. 93.)

[531]*531(19) Respondent expressed remorse for his misconduct.

m. CONCLUSIONS OF LAW

Respondent’s conviction of driving under the influence of alcohol constitutes a serious crime within the meaning of Pa.R.D.E. 214 and is an independent ground for discipline pursuant to Pa.R.D.E. 203(b)(1).

IV. DISCUSSION

As a result of respondent’s conviction, there is no question as to whether misconduct occurred. Rule 214(e), Pa.R.D.E., states that a certificate of conviction serves as conclusive evidence of the commission of a crime in a disciplinary proceeding commenced against an attorney based on that conviction. Office of Disciplinary Counsel v. Costigan, 526 Pa. 16, 584 A.2d 296 (1990). Furthermore, respondent’s conviction establishes a per se basis for discipline pursuant to Rule 203(b)(1), Pa.R.D.E. Consequently, having established misconduct and the basis for the imposition of discipline, the dis-positive issue before the Disciplinary Board is the measure of discipline to be imposed.

The primary purpose of the lawyer discipline system in Pennsylvania is the determination of the fitness of an attorney to continue the practice of law. Office of Disciplinary Counsel v. Stern, 515 Pa. 68, 526 A.2d 1180 (1987). In this capacity, the system is designed to preserve the integrity of the courts and protect the public. Office of Disciplinary Counsel v. Duffield, 537 Pa. 485, 644 A.2d 1186(1994).

[532]*532When a disciplinary proceeding is predicated on an attorney’s conviction of a serious crime, the issue becomes whether the attorney’s character, as shown by his or her conduct, renders the attorney unfit to practice law from the standpoint of protecting the public and the courts.

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Related

Office of Disciplinary Counsel v. Stern
526 A.2d 1180 (Supreme Court of Pennsylvania, 1987)
Office of Disciplinary Counsel v. Costigan
584 A.2d 296 (Supreme Court of Pennsylvania, 1990)
Office of Disciplinary Counsel v. Casety
512 A.2d 607 (Supreme Court of Pennsylvania, 1986)
Office of Disciplinary Counsel v. Duffield
644 A.2d 1186 (Supreme Court of Pennsylvania, 1994)

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Bluebook (online)
47 Pa. D. & C.4th 526, Counsel Stack Legal Research, https://law.counselstack.com/opinion/in-re-anonymous-no-73-db-97-pa-1998.