In re Anonymous No. 67 D.B. 92

27 Pa. D. & C.4th 202, 1994 Pa. LEXIS 954
CourtSupreme Court of Pennsylvania
DecidedAugust 17, 1994
DocketDisciplinary Board Docket no. 67 D.B. 92
StatusPublished

This text of 27 Pa. D. & C.4th 202 (In re Anonymous No. 67 D.B. 92) is published on Counsel Stack Legal Research, covering Supreme Court of Pennsylvania primary law. Counsel Stack provides free access to over 12 million legal documents including statutes, case law, regulations, and constitutions.

Bluebook
In re Anonymous No. 67 D.B. 92, 27 Pa. D. & C.4th 202, 1994 Pa. LEXIS 954 (Pa. 1994).

Opinion

To the Honorable Chief Justice and Justices of the Supreme Court of Pennsylvania:

SCHILLER, Member,

Pursuant to Rule 208(d)(2)(iii) of the Pennsylvania Rules of Disciplinary Enforcement, the Disciplinary Board of the Supreme Court of Pennsylvania herewith submits its findings and recommendations to your honorable court with respect to the above-captioned petition for discipline.

I. PROCEDURAL HISTORY

Respondent was admitted to practice law in the Commonwealth of Pennsylvania on or about April 21,1958. His office address was listed as [ ], however, requests for current information have been refused.

An investigatory hearing concerning respondent’s handling of certain collection matters which [A] had engaged respondent to perform was scheduled for December 1991. Respondent requested a postponement citing ill health. The investigatory hearing was rescheduled for February 20, 1992 before Chairperson [ ]. Disciplinary Counsel was present and, although respondent did not attend, [B], Esquire, appeared on his behalf. None of respondent’s relevant financial records requested or subpoenaed by the Hearing Committee were produced.

On July 1, 1992, the Office of Disciplinary Counsel filed a two-charge petition for discipline charging respondent with violating R.P.C. 1.15(a), regarding a lawyer’s obligation to hold property of clients or third persons in his possession in connection with the representation separate from his own property, and R.P.C. 1.15(b), which outlines the lawyer’s responsibility of [204]*204prompt notification upon receipt of funds or other property in which a client or third party holds an interest.

No answer was filed within the appropriate time frame.

The matter was assigned to Hearing Committee [ ] comprised of [C], Esquire, Chairman, [ ], Esquire and [ ], Esquire.

At a February 19,1993 hearing, neither the respondent nor a representative appeared at this hearing. At this juncture, Chairman [C] delineated the efforts undertaken by the Hearing Committee to schedule various hearings and respondent’s consequent failures to cooperate in these scheduling matters. As noted above, in December 1991, an investigatory hearing had been scheduled requiring respondent’s attendance, but respondent advised the Disciplinary Counsel that physical ailments precluded him from attending that hearing. Several letters were sent from the Office of Disciplinary Counsel to respondent urging compliance with the rules of the Disciplinary Board and requesting some verification of respondent’s infirmities. Another hearing was scheduled for October 9, 1992, but on September 24, 1992, respondent informed Disciplinary Counsel that his physical condition, without elaboration, precluded his attendance at the hearing and asked for an extension. For substantiation respondent provided the name of a doctor at [D] Hospital, bolstered only by a telephone call from someone stating he was a doctor and that the respondent was a patient and in ill health. The caller represented that respondent did not authorize the release of any further details.

More requests were submitted to respondent asking for medical records documenting his illness so that the matter could properly be continued. Up to the date of the hearing, respondent did not respond to the request.

[205]*205On January 7, 1993, the Disciplinary Board issued an order setting a hearing date for February 19, 1993. The order provided that further continuances were contingent on respondent’s production of either authorization to discuss respondent’s physical condition with his physicians or a copy of respondent’s medical records.

Respondent sent a letter to [C] detailing his personal version of his illness and his lack of knowledge regarding acquiring access to his medical records. [C] contacted respondent’s secretary and again requested authorization to speak with respondent’s doctors.

On February 15, 1993, respondent’s secretary informed [C] that respondent was in the hospital. When [C] requested the name of the hospital, the admission date and the name of respondent’s physician, respondent’s secretary denied access to that information. Two days later, [C] sent a letter to respondent advising him that the hearing was to proceed as scheduled unless the committee received the appropriate authorization to contact respondent’s physicians or access to respondent’s medical records. [C] again reiterated this request to respondent. [C] was informed that respondent had been in [E] Hospital but that he had been discharged the previous day. The hospital would not provide [C] with any information without authorization from respondent.

In the absence of any response from respondent, and citing the historic lack of cooperation, the Hearing Committee decided to hold the hearing. After considering the records established at the hearings held on February 20, 1992 and February 19, 1993, the Hearing Committee recommended that respondent be suspended from the practice of law for a period of not less than three years.

[206]*206Respondent filed a letter protesting the conduct of the hearing, which has been construed as a filing of exceptions.

II. FINDINGS OF FACT

The board finds no reason to disturb the findings of fact of the Hearing Committee, which read:

(1) In October, 1987 [A] engaged respondent as an attorney to collect certain debts owed to the company.

(2) At the time of the engagement, the principal office of [A] was located at [ ].

(3) By the terms of his engagement, respondent was to render an account and remit a portion of any funds collected on behalf of [A] each month following collection.

(4) Between October 1987 and May 5, 1988, [A] referred to respondent approximately 29 accounts for collection totalling approximately $27,600.

(5) Between October 1987 and May 1988 [A] forwarded the sum of $1,545 to respondent for advanced costs.

(6) By letter dated August 10, 1989, Attorney [F] of [ ], sent respondent the sum of $3,294.83 representing collections that [F] had made at the request of respondent on behalf of [A].

(7) By letter dated November 13, 1989, [F] sent respondent the sum of $1,387 representing collections that [F] had made at the request of respondent on behalf of [A].

(8) By letter dated February 17, 1989, [F] sent respondent the sum of $3,806.40 representing collections that [F] had made at the request of respondent on behalf of [A].

[207]*207(9) Between October 1987 and September 1989, respondent had collected not less than $10,905.02 on behalf of [A], and had deposited same in his escrow account no. [ ] with the [G] Bank.

(10) As of September 7, 1989, respondent had made no payments or distributions to [A], on account of fees or monies collected on their behalf.

(11)During the period January 1988 through September 7,1989, respondent drew checks on this escrow account, [G] Bank escrow account no. [ ], to pay personal and business expenses, including:

Check No. Check Date Amount Payee

3457 02/01/88 $ 91.00 [¶]

3468 02/10/88 90.98 [I]

3489 02/23/88 391.80 [J] Auto Ins.

3510 03/09/88 36.00 [K]

3582 05/08/88 500.00 [L]

3599 05/19/88 106.84 [M] Florist

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Related

Office of Disciplinary Counsel v. Knepp
441 A.2d 1197 (Supreme Court of Pennsylvania, 1982)
Office of Disciplinary Counsel v. Keller
506 A.2d 872 (Supreme Court of Pennsylvania, 1986)
Office of Disciplinary Counsel v. Davis
614 A.2d 1116 (Supreme Court of Pennsylvania, 1992)

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27 Pa. D. & C.4th 202, 1994 Pa. LEXIS 954, Counsel Stack Legal Research, https://law.counselstack.com/opinion/in-re-anonymous-no-67-db-92-pa-1994.