In re Anonymous No. 64 D.B. 92

32 Pa. D. & C.4th 117
CourtSupreme Court of Pennsylvania
DecidedNovember 22, 1995
DocketDisciplinary Board Docket no. 64 D.B. 92
StatusPublished

This text of 32 Pa. D. & C.4th 117 (In re Anonymous No. 64 D.B. 92) is published on Counsel Stack Legal Research, covering Supreme Court of Pennsylvania primary law. Counsel Stack provides free access to over 12 million legal documents including statutes, case law, regulations, and constitutions.

Bluebook
In re Anonymous No. 64 D.B. 92, 32 Pa. D. & C.4th 117 (Pa. 1995).

Opinion

To the Honorable Chief Justice and Justices of the Supreme Court of Pennsylvania:

RUDNITSKY, Member,

Pursuant to Rule 208(d)(2)(iii) of the Pennsylvania Rules of Disciplinary Enforcement, the Disciplinary Board of the Supreme Court of Pennsylvania herewith submits its findings and recommendations to your honorable [119]*119court with respect to the above-captioned petition for discipline.

I. HISTORY OF PROCEEDINGS

This matter arises from a complaint against respondent which originally resulted in a determination that respondent receive a private reprimand. Respondent did not appear for the private reprimand and subsequently the Office of Disciplinary Counsel filed a petition for discipline against respondent on September 9, 1993, pursuant to Disciplinary Board Rule §87.53(b).

In the petition, Office of Disciplinary Counsel charged respondent with the underlying misconduct of the original complaint, as well as the independent act of misconduct of failing to appear for a private reprimand. Extensive attempts to serve respondent at his known addresses were unsuccessful, and a certificate of service was filed based on the provisions of Rule 212, Pa.R.D.E., for substituted service. Subsequently, respondent’s current address at [ ] was located. Respondent did not file an answer to the petition for discipline.

On June 8, 1994, this matter was referred to Hearing Committee [ ] comprised of Chairperson [ ], Esquire, and Members [ ], Esquire, and [ ], Esquire. A hearing on the matter was held on August 3, 1994. Respondent presented his defense on his own behalf. Office of Disciplinary Counsel was represented by [ ], Esquire. The record was held open in order to take the deposition of complainant, [A], on August 18, 1994. Respondent filed exceptions to the deposition of [A] on November 7, 1994. Petitioner filed a brief to the committee on November 28, 1994. Respondent did not file a brief. Hearing Committee [ ] filed its report on April 25, 1995 and recommended public censure. Neither party filed exceptions to the report.

[120]*120This matter was adjudicated by the board at its meeting of August 17, 1995.

II. FINDINGS OF FACT

(1) Petitioner, whose principal office is located at Suite 3710, One Oxford Centre, Pittsburgh, Pennsylvania, is invested, pursuant to Rule 207 of the Pennsylvania Rules of Disciplinary Enforcement, with the power and the duty to investigate all matters involving alleged misconduct of an attorney admitted to practice law in the Commonwealth of Pennsylvania and to prosecute all disciplinary proceedings brought in accordance with the various provisions of the aforesaid rules.

(2) The respondent was bom on [ ]. He was admitted to the practice of law in Pennsylvania on [ ] and his attorney registration number is [ ]. (Petitioner’s exhibit no. 1.) His residence address is [ ]. (N.T. 16.)

(3) By order of the Supreme Court dated November 20, 1989 (Petitioner’s exhibit no. 1), respondent was transferred to inactive status pursuant to Rule 219, Pa.R.D.E., for failure to file the attorney registration form and pay annual registration fees. Respondent was so notified of this fact by letter dated November 29, 1989 from [ ], then secretary of the Disciplinary Board. (Petitioner’s exhibit no. 2.) Respondent has been on inactive status continuously since December 20, 1989.

(4) Respondent testified that since 1992, he has been employed as staff attorney/program director at the [B] Association, [ ].

Respondent had not advised the attorney registration office of the Disciplinary Board or the Office of Disciplinary Counsel of this position prior to the hearing. [121]*121Respondent testified that his duties in this position do not involve the practice of law and are primarily devoted to research, proposal writing, arranging educational conferences and seminars. (N.T. 35, 43-45.) The question of whether this employment constitutes the practice of law was not litigated in this proceeding and was not before the Hearing Committee.

(5) Although respondent lives and works in [ ], he is not a member of the bar of the [ ] or any other state. (Petitioner’s exhibit no. 3; N.T. 43.)

(6) The complainant is [A], a school psychologist with the [ ] public school system.

At the time of the events at issue, [A] was a graduate student at [C] University. ([A] deposition, p. 5.)

(7) In July 1991, [A] determined she needed counsel regarding a position as a graduate assistant at [C] University. ([A] deposition, pp. 6-7.)

(8) [A] had been acquainted with respondent on a social basis when respondent was a law student. When a mutual friend mentioned that respondent might be able to assist [A], she obtained his telephone number and decided to contact him. ([A] deposition, pp. 6-7.)

(9) On or about July 9, 1991, [A] and two friends met with respondent at [ ] Restaurant. ([A] deposition, p. 7.)

(10) [A] testified that respondent indicated that he was a practicing attorney in the [ ], [ ] and [ ] and could represent her and requested a retainer of $300, which [A] paid to respondent. ([A] deposition, pp. 7-8; petitioner’s deposition exhibit no. 1.)

(11) [A] testified that respondent indicated to her that he would attempt to negotiate the situation with the dean of resident life, and that he would go to court [122]*122on her behalf if no satisfactory solution was reached. ([A] deposition, pp. 10-11.) In addition, she testified:

“(a) that respondent mentioned to her he worked with an attorney named [D] but left her with the impression that he would be her attorney.” ([A] deposition, p. 11.)
“(b) that he intended to refer the matter to Attorney [D] if it went to litigation.” (N.T. 28.)

(12) Respondent stated that he spoke to four different parties on [As] behalf, including the dean of resident life, the dormitory counselor, the vice-president of student affairs, and legal counsel for the university. (Respondent’s exceptions to the [A] deposition, paragraph 3.)

(13) By July 13,1991, [A] became concerned because she had left several messages on respondent’s answering machine and received only one message on her answering machine in response. She and others then checked on respondent’s admission and learned that he was not admitted to the [ ] Bar. Information from a friend led her to check with Pennsylvania, where she discovered that the respondent was registered but was on inactive status. ([A] deposition, pp. 13-14.)

(14) On July 27, 1991, [A] wrote respondent a letter demanding the return of her retainer. (Petitioner’s deposition exhibit no. 2.)

(15) [A] testified that respondent did call her on one occasion to come and recover her money, but she was unwilling to go because it was late in the evening and she thought the respondent sounded as though he might be intoxicated. ([A] deposition, p. 16.)

(16) On another occasion, respondent advised [A] that he would leave her money with a mutual friend at a restaurant, but by the time [A] could get to the [123]*123restaurant, respondent had taken the money back. ([A] deposition, p. 17.)

(17) [A] never did receive a refund of her fee from respondent.

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Bluebook (online)
32 Pa. D. & C.4th 117, Counsel Stack Legal Research, https://law.counselstack.com/opinion/in-re-anonymous-no-64-db-92-pa-1995.