In re Anonymous No. 6 D.B. 84

37 Pa. D. & C.3d 605
CourtSupreme Court of Pennsylvania
DecidedMay 30, 1985
DocketNo. 6 D.B. 84
StatusPublished

This text of 37 Pa. D. & C.3d 605 (In re Anonymous No. 6 D.B. 84) is published on Counsel Stack Legal Research, covering Supreme Court of Pennsylvania primary law. Counsel Stack provides free access to over 12 million legal documents including statutes, case law, regulations, and constitutions.

Bluebook
In re Anonymous No. 6 D.B. 84, 37 Pa. D. & C.3d 605 (Pa. 1985).

Opinion

MCDONALD,

Member,

Pursuant to Pennsylvania Rule of Disciplinary Enforcement 208(d)(2)(iii), the Disciplinary Board of the Supreme Court of Pennsylvania (board) submits its findings and recommendations to your honorable court with respect to the above-captioned petitions for discipline.

[606]*606I. HISTORY OF THE PROCEEDINGS

By order of January 20, 1984, the Supreme Court of Pennsylvania acknowledged that respondent had been convicted of two counts of receiving money as a fee which was not approved by the court in violation of 33 U.S.C. §928(e) and referred the matter to the Disciplinary Board pursuant to rule 214(c), Pa.R.D.E. Thereafter, on February 2, 1984, the office of Disciplinary Counsel (hereinafter referred to as petitioner) filed a petition for discipline alleging that respondent violated D.R. 1-102(A)(4) (dealing with conduct involving dishonesty, fraud, deceit or misrepresentation) and D.R. 102(A)(6) (dealing with conduct adversely reflecting upon a lawyer’s fitness to practice law). The underlying charges related to respondent receiving fees from two clients for services rendered by respondent as said clients’ representative in claims for black-lung benefits from the United States Department of Labor without said fees being approved. Respondent pleaded guilty to both counts as charged on November 28, 1983, and was placed on probation for a period of three years commencing that date.

These matters were referred to hearing committee [ ] consisting of [ ]. A hearing was held by the committee on April 24, 1984, and, by order of that date, the hearing committee found that the evidence established a prima facie violation of one or more of the Disciplinary Rules alleged in the petition for discipline. The committee directed that a further hearing be held on the issue of the type of discipline. Thereafter, on May 24, 1984, the committee again convened and heard testimony on the issue of the type of discipline to be imposed.

The report of the hearing committee was filed on September 17, 1984. The matter came before the [607]*607Disciplinary Board on October 24, 1984, and by order of that date was remanded to the hearing committee to make specific findings of fact and conclusions of law. The hearing committee then filed its report on February 11, 1985.

The hearing committee determined that respondent’s conduct violated D.R. 102(A)(6); however, the hearing committee made no .specific finding with respect to . the alleged violation of D.R. 1-102(A)(4). The committee recommended that respondent receive a public censure before the Supreme Court of Pennsylvania.

Neither party filed exceptions to the report and recommendation of the hearing committee.

These matters came before the Disciplinary Board for adjudication on April 12, 1985.

II. STATEMENT OF FACTS

Respondent, [ ], was admitted to the practice of law in 1977. He has maintained his office in [ ], Pa.

The record reveals a course of conduct on the part of petitioner in the representation of clients in compensation cases before the Federal Department of Labor. Because of the delays routinely encountered in securing the approval and payment of fees by the department, respondent would unlawfully seek payment of his fees in the first instance from the client and then reimburse the client at the time the fees were approved and paid. In the underlying criminal action respondent was charged with accepting several fees on this basis and was directed to pay restitution to clients in the amounts of $972.30 to [A], $1,750 to [B], $3,000 to [C], $150 to [D], for a total of $5,872.30. There is no evidence that the fees were excessive in the sense that they would not [608]*608have been approved had the proper procedure been followed. It is noteworthy that during 1981 and 1982, 75 to 80 percent of the total fee income of respondent came from handling black-lung claims.

Prior to respondent entering private practice, he had been employed by the U.S. Department of Labor in the Office of Worker’s. Compensation Programs in [ ], Pa. as a claims examiner in black-lung cases. He was most familiar with the fee approval restrictions and procedures and in fact authored a letter, admitted as petitioners exhibit “3”, explaining to counsel for a claimant the requirements of the very provisions, the violation of which he was charged. Therefore, there is no question that willful violations occurred and respondent was most candid in his testimony before the committee in that regard.

III. DISCUSSION

The hearing committee concluded that the appropriate penalty in this case should be public censure consistent with other punishments for misdemean- or convictions. Neither party filed exceptions to that conclusion and recommendation. This board places considerable weight upon the recommendations of hearing committees especially when no exceptions are filed.

However, we find it inappropriate under the facts of this case for respondent to continue to practice law during the pendency of his term of probation on the federal court conviction. We believe a suspension should be imposed for the balance of his probationary period. It is our intention that the period of probation and the period of suspension be coextensive. Therefore, should the périod of probation be shortened by the sentencing court or other appro[609]*609piiate authority, the suspension recommended herein would be modified accordingly without further action, subject however,- to any applicable readmission procedures provided by the rules.

IV. FINDINGS OF FACT

The Disciplinary Board of the Supreme Court of Pennsylvania hereby makes the following findings of fact:

1. Petitioner, whose principal office is located at 300 North Second Street, Harrisburg, Pa., is invested pursuant to Rule 207 of the Pennsylvania Rules of Disciplinary Enforcement, with the power and the duty to investigate all matters involving alleged misconduct of attorneys admitted to practice law in the Commonwealth of Pennsylvania and to prosecute all disciplinary proceedings brought in accordance with the various provisions of the aforesaid rules.

2. Respondent, [ ], is an attorney maintaining a private practice at [ ].

3. Respondent, [ ], was born on January 17, 1944, and was admitted to the practice of law in the Commonwealth of Pennsylvania in 1977.

4. On November 28, 1983, an information was filed against respondent in the United States District Court for the [ ] District of Pennsylvania at criminal number [ ■ ]. Therein, respondent was charged with two counts of violating 33 U.S.C, § 928(e) by knowingly, voluntarily, and unlawfully receiving fees, from clients for services rendered by respondent as said clients’ respresentative in black-lung cases, from the United States Department of Labor without said fees being approved as required as by law.

[610]*6105.

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Related

Fees for services
33 U.S.C. § 928(e)

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Bluebook (online)
37 Pa. D. & C.3d 605, Counsel Stack Legal Research, https://law.counselstack.com/opinion/in-re-anonymous-no-6-db-84-pa-1985.