In re Anonymous No. 58 D.B. 77

14 Pa. D. & C.3d 11
CourtSupreme Court of Pennsylvania
DecidedJanuary 4, 1980
DocketDisciplinary Board Docket No. 58 D.B. 77
StatusPublished

This text of 14 Pa. D. & C.3d 11 (In re Anonymous No. 58 D.B. 77) is published on Counsel Stack Legal Research, covering Supreme Court of Pennsylvania primary law. Counsel Stack provides free access to over 12 million legal documents including statutes, case law, regulations, and constitutions.

Bluebook
In re Anonymous No. 58 D.B. 77, 14 Pa. D. & C.3d 11 (Pa. 1980).

Opinion

HENRY, Member,

Pursuant to Rule 208(d) of the Pennsylvania Rules of Disciplinary Enforcement (rules), the Disciplinary Board of the Supreme Court of Pennsylvania (board), submits its findings and recommendations to your honorable court with respect to the above petitions for discipline.

1. HISTORY OF PROCEEDINGS

On December 19, 1977, the office of disciplinary counsel filed a petition for discipline to 58 D.B. 77 alleging that respondent was actively engaged in the practice of law while on inactive status and that he had received a retainer fee from a client but failed to provide the services for which he was hired. Service of the petition upon respondent was delayed because of difficulty in locating him. In the interim, a second petition was filed to no. 9 D.B. 78 on February 13, 1978, alleging that respondent received a sum of money from a client to be paid to a second attorney upon receipt of a file. The petition charged that respondent commingled the funds with his own and converted them to his own use. Respondent was finally located and accepted service of both petitions on March 13, 1978. No answer was filed and the two matters were consolidated for hearing before hearing committee [ ]. A hearing on the merits was held on June 28, 1978, at which respondent was present but unrepresented by counsel. Following the hearing, respondent engaged counsel and briefs were submitted. On February 16, 1979, the hearing committee advised the [13]*13parties in interest that it had concluded that there was a violation of the disciplinary rules and a hearing on the discipline to be imposed, originally scheduled for March 16,1979, ultimately convened on April 9, 1979. The hearing committee filed its report on August 27, 1979 recommending that re- ' spondent be disbarred. No exceptions have been filed and the matter was referred to this board for review and recommendation to your honorable court.

II. FINDINGS OF FACT

The findings of fact by the hearing committee are supported by the evidence and are adopted by the board. For the convenience of the court they are set forth below:

A. Practice while on inactive status

1. Respondent has not paid the annual registra-, tion fee required pursuant to Pa.R.D.E. 219(a) of all attorneys engaged in the active practice of law in Pennsylvania for the years 1973, 1974, 1975, 1976, 1977, 1978.

2. Pursuant to his own request, respondent was placed on inactive status as an attorney on May 11, 1973 and has never filed a petition for reinstatement for the practice of law in the Commonwealth of Pennsylvania.

3. Respondent was aware of the requirement imposed upon active attorneys in this Commonwealth to pay an annual registration fee.

4. Respondent was engaged in the active practice of law in Pennsylvania during the years 1975, 1976, 1977.

5. Respondent maintained a law office in [ ] and held himself out as an attorney during the years 1976-1977.

[14]*146. Respondent, during all times pertinent hereto, was aware of and had read and studied the Code of Professional Responsibility.

7. Respondent never advised the court administrator of the fact the [ ] address is no longer his residence and has not provided the court administrator with a current address. :

B. [A] Complaint.

1. Respondent was retained in April, 1976 to represent one [A] on his post-conviction motion and appeal to the Pennsylvania Supreme Court of his first degree murder conviction.

2. Respondent was paid a fee in the amount of $1,350 in 1976 for such representation.

3. Respondent caused a defective habeas corpus petition to be filed on behalf of [A]. In June 1976, said petition was returned to him and never refiled.

4. Respondent never advised [A] where he could be located after April of 1977, at which time he left the [ ] area and has had no contact with [A] from that month through the present time.

5. The deadline for a brief to be filed with the Pennsylvania Supreme Court on behalf of [A] was established as August 30, 1977, and respondent was aware of such schedule.

6. Respondent had not filed a brief by the time he was contacted by [B] on August 28, 1977.

7. There is no evidence that Respondent had the intention or has taken any steps to file a brief on or before August 30, 1977.

8. Respondent never advised the Pennsylvania Supreme Court of an address or telephone number where he could be contacted after April 1977.

9. Respondent never requested an extension of time of the August 30 deadline from the Pennsylvania Supreme Court to file a brief on behalf of [A] [15]*15and made no effort to petition to withdraw his representation.

C. [C] Complaint.

1. Respondent was retained to represent [C] in an action against [D] in July 1976.

2. [C] owed a law firm, which had represented him previously, and of which [E] was a member, a legal fee in the amount of $765.48.

3. In August of 1976, [C] gave respondent $750 to hold in an escrow account to be paid to the law firm when the legal file was received by respondent.

4. On September 27, 1976, respondent’s secretary sent [C] a receipt for $750 which contained the words “fee for [E].”

5. Respondent sent a letter to [E]’s firm and requested the return of the file, advising that he was authorized to pay their legal fee.

6. [E] returned the file to respondent.

7. [C] directed respondent not to pay any of the moneys held by him to [E] inasmuch as the legal file was incomplete.

8. Respondent never requested the additional papers and did not pay over to [E] all or any of the $750 held by him nor did he reply to [E]’s letters requesting same.

9. [C] never gave respondent permission to use the $750 for his own use or for his legal fee.

10. Respondent has never returned the $750 to [C].

11. [C] has attempted to obtain the return of the sum but has been unable to locate or contact respondent.

12. Respondent never placed any of the $750 given to him by [C] in a bank account or any form of escrow account.

[16]*1613. Respondent never advised [C] he would not hold the funds in an escrow account.

14. Respondent has commingled the $750 of [C]’s money with his own funds.

15. Respondent has converted and spent the $750 of [C] for his own personal use.

16. Respondent has never returned to [C] the legal file in question in the proceeding.

17. Respondent has never left a forwarding telephone number or address with [C].

III. DISCUSSION

Respondent did not challenge the basic facts set forth in the two petitions. He admitted that he knew he was to pay an annual registration fee and keep the Office of the Court Administrator advised as to where he could be located. He only questioned whether or not he had specifically requested to be placed on inactive status.

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Related

Matter of Leopold
366 A.2d 227 (Supreme Court of Pennsylvania, 1976)
Matter of Green
368 A.2d 245 (Supreme Court of Pennsylvania, 1977)
Office of the Disciplinary Counsel v. Campbell
345 A.2d 616 (Supreme Court of Pennsylvania, 1975)
Office of Disciplinary Counsel v. Herrmann
381 A.2d 138 (Supreme Court of Pennsylvania, 1977)
Office of Disciplinary Counsel v. Troback
383 A.2d 952 (Supreme Court of Pennsylvania, 1978)

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Bluebook (online)
14 Pa. D. & C.3d 11, Counsel Stack Legal Research, https://law.counselstack.com/opinion/in-re-anonymous-no-58-db-77-pa-1980.