In re Anonymous No. 56 D.B. 83

35 Pa. D. & C.3d 636
CourtSupreme Court of Pennsylvania
DecidedMay 3, 1985
DocketDisciplinary Board Docket No. 56 D.B. 83
StatusPublished

This text of 35 Pa. D. & C.3d 636 (In re Anonymous No. 56 D.B. 83) is published on Counsel Stack Legal Research, covering Supreme Court of Pennsylvania primary law. Counsel Stack provides free access to over 12 million legal documents including statutes, case law, regulations, and constitutions.

Bluebook
In re Anonymous No. 56 D.B. 83, 35 Pa. D. & C.3d 636 (Pa. 1985).

Opinion

To The Honorable Chief Justice and Justices of The Supreme Court of Pennsylvania:

[637]*637May 3, 1985

McGINLEY, Member,

Pursuant to Rule 208(d)(2) of the Pennsylvania Rules of Disciplinary Enforcement the Disciplinary Board of the Supreme Court of Pennsylvania submits its findings and recommendations to your honorable court with respect to the above-captioned petition for discipline.

FINDINGS

[ ] (respondent) is a 42 year old lawyer who was admitted to the Bar of the Supreme Court of Pennsylvania in 1975. He maintains offices in [ ] County, Pennsylvania.

A petition for discipline was filed on October 3, 1983. The report of the hearing committee was filed on December 26, 1984, and the matter referred to the Disciplinary Board of the Supreme Court on February 7, 1985.

Initially, four charges were alleged in the petition for discipline. However, at the time of the hearing, one of the other charges was not pursued, leaving three separate and distinct charges against respondent.

Charge One

The hearing committee received evidence upon a charge, the gist of which involved respondent’s conduct during the representation of one [A] in child custody litigation.

On September 7, 1979, a hearing was scheduled before a master. Respondent had not been paid as of the time of the hearing. Immediately before the hearing, he presented [A] with a promissory note and told [A] that he would not represent [A] during the hearing if [A] did not execute the note. A similar scenario presented itself before a second hearing on [638]*638February 15, 1980. Once more, respondent told [A] that respondent would not represent [A] unless promissory judgment notes were executed to secure the payment of previous, unpaid fees as well as the fee for attending the scheduled hearing.

Before each of these hearings, respondent had met with [A] and had talked about the hearing. At no time did respondent make arrangements for payment or security for payment; at no time did respondent inform [A] that he would not represent [A] at the hearings if he remained unpaid.

Respondent was charged with violating the following Disciplinary Rules of The Code of Professional Responsibility: D.R. 1-102(A)(6) dealing with conduct that adversely reflects on a lawyer’s fitness to practice law, and D.R. 7-101(A)(2) which deals with a lawyer who has intentionally failed to carry out a contract of employment.

The hearing committee found that respondent had violated D.R. 1-102(A)(6) and not D.R. 7-101(A)(2).

The Disciplinary Board concurs with the hearing committee’s factual findings and conclusions with respect to the violation of D.R. 1-102(A)(6).

The record supports the finding that respondent, immediately before two separate hearings, coerced the execution of promissory notes to secure the payment of unpaid legal fees. It is obvious that the interval of time before and during a hearing is a stressful and anxious one. It is particularly inappropriate to suggest that one would not represent a client during such a time if the client has not paid or if the payment of fees has not been secured. As the hearing committee determined, respondent had a remedy to pursue if he was not paid; he could have requested permission to withdraw as counsel prior to the commencement of the hearing. More signifi[639]*639cantly, during the preparatory meetings which antedated the hearings, respondent had ample opportunity to discuss with respondent the payment of fees or security for their payment.

Charge Two

The second charge upon which evidence was taken arose from respondent’s alleged misconduct in connection with yet another matter involving domestic litigation; a matter involving the custody of children.

The factual findings of the hearing committee, which are supported by the record, may be summarized as follows:

[B] (Mr. [B]) was a party to a property and settlement agreement with his wife. The agreement included provision that Mrs. [B] was to have custody of their minor children.

After the conclusion of a visitation period, Mr. [B] refused to return the children to their mother. He consulted respondent. Respondent discussed with Mr. [B] the possible legal implications of his conduct, Mr. [B] did not surrender custody.

Thereafter, respondent commenced an action styled “petition to confirm custody in [B]”; the action was filed with the [ ] County Court of Common Pleas.

Mrs. [B], through counsel, filed a petition for writ of habeas corpus.

On February 26, 1980, the honorable [C] determined that the petition filed by respondent was an inappropriate method to raise a question of custody. Accordingly, he dismissed the petition without a hearing. In addition, Judge [C] granted the petition for habeas corpus which had been filed on behalf of Mrs. [B], He further ordered that Mr. [B] should be [640]*640incarcerated until such time as the children were returned to the mother.

Respondent immediately initiated an appeal of Judge [C]’s order to the Superior Court. On appeal, respondent also sought a supersedeas of Judge [C]’s order which incarcerated Mr. [B],

His conduct on appeal and his representations to the Superior Court as to the events in the trial court form the gravamen of the hearing committee’s finding of a violation of Disciplinary Rules.

On appeal, respondent represented to the Superi- or Court the status of the record below and the fact that the transcript which he had prepared from a tape recording made by him was accurate. The purported transcript was not an accurate record of the proceedings before Judge [C]. Respondent specifically omitted his agreements and stipulations with respect to the factual matters contained in the petition for habeas corpus which had been filed on behalf of Mrs. [B],

Disciplinary Counsel contended that respondent intentionally misrepresented the events in the court below to the Superior Court. In his answer, respondent denied an intent to deceive and asserted, essentially, that he had presented or made available the actual transcript to the Superior Court. He indicates that any inaccuracies in his written filings with the court were inadvertent and would have been corrected had those inaccuracies been called to the attention of the court by adverse counsel.

The hearing committee found that respondent had intentionally misrepresented the events before Judge [C],

As a result of these intentional misrepresentations, the record indicates that the Superior Court reversed Judge [C]’s ruling, remanded the case for a hearing on respondent’s petition to confirm custody, and further ordered Mr. [B]’s release from custody [641]*641upon presentation of a surety bond and the presentation of the children at the hearing. The Superior Court also ordered Judge [C] to treat the “petition to confirm custody” as a petition to change custody due to a change of circumstances.

On remand, Judge [C] found that there has been no change of circumstance and ordered that the children be returned to the custody of Mrs. [B].

As a result of the finding of intentional misrepresentation to the Superior Court, the hearing committee found a violation of D.R.

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