In re Anonymous No. 56 D.B. 82

35 Pa. D. & C.3d 180
CourtSupreme Court of Pennsylvania
DecidedAugust 2, 1984
DocketDisciplinary Board Docket No. 56 D.B. 82
StatusPublished

This text of 35 Pa. D. & C.3d 180 (In re Anonymous No. 56 D.B. 82) is published on Counsel Stack Legal Research, covering Supreme Court of Pennsylvania primary law. Counsel Stack provides free access to over 12 million legal documents including statutes, case law, regulations, and constitutions.

Bluebook
In re Anonymous No. 56 D.B. 82, 35 Pa. D. & C.3d 180 (Pa. 1984).

Opinion

To The Honorable Chief Justice and Justices of The Supreme Court of Pennsylvania:

McDONALD, Member,

Pursuant to Pennsylvania Rule of Disciplinary Enforcement 208 (d) (2) (ill), the Disciplinary Board of the Supreme Court of Pennsylvania (board) submits its findings and recommendations to your honorable court with respect to the above-captioned petition for discipline.

I. HISTORY OF PROCEEDINGS

On September 13, 1982, the Office of Disciplinary Counsel (hereinafter referred to as petitioner) filed a petition for discipline alleging professional misconduct involving four separate charges against respondent, [ ], hereinafter referred to as respondent.

Charge one alleged that respondent violated D.R. 1-102(A)(4) — as the result of misleading advertising concerning his fee schedule relating to uncontested divorces under the Pennsylvania No-fault Divorce Act. Charge one also alleged that respondent violated D.R. 7-101(A)(2) — involving an [181]*181intentional failure to carry out a contract of employment with his clients because, in certain instances, respondent would notify his clients that their cases were on hold pending the receipt by him of additional fees.

Charge two alleged that respondent was responsible for the intentional alteration of the dates on two client consent forms involving the same divorce proceeding and that, when the alteration was questioned by the court, respondent falsely testified that he had received affidavits from his client in their altered form. It was also charged that respondent subsequently induced the client to sign an affidavit in an attempt to support his statements to the court. In the second charge, respondent is alleged to have violated D.R. 1-102(A)(4), D.R. 1-102(A)(6), D.R. 7-102(A)(4), D.R. 7-102(A)(5), D.R. 7-102(A)(6), and D.R. 7-102(A)(7).

In Charge three respondent is alleged to have been personally responsible for the alteration of a client consent form in another divorce action and in filing said altered consent form in court, as well as with refusing to proceed with a client’s divorce until certain fees were paid. In Charge three, respondent was alleged to have violated D.R. 1-102(A)(4), D.R. 1-102(A)(6), D.R. 6-101 (A)(3), D.R. 7-101(A)(2), D.R. 7-102(A)(4), and D.R. 7-102(A)(6).

In Charge four it is alleged that respondent was responsible for the intentional alteration of affidavits of consent and the filing of said affidavits in their altered form. In Charge four, respondent is alleged to have violated D.R. 1-102(A)(4), D.R. 1-102(A)(6), D.R. 6-101 (A)(3), D.R. 7-102(A)(4), and D.R. 7-102(A)(6).

These matters were referred to hearing committee [ ], consisting of [ ]. A hearing was held on February 8 and 9 of 1983 of the misconduct [182]*182issues. By letter dated July 28, 1983, the hearing committee notified the parties that it had made a finding of general misconduct in the case and would reconvene the hearing for purposes of taking testimony and otherwise receive evidence on the question of discipline. A further hearing was held on September 9, 1983, limited to the appropriate discipline. At this hearing, respondent requested that the record be held open so that he could file a petition with this court requesting permission to call as defense witnesses, two members of the Court of Common Pleas of [ ] County. Following the refusal of this court to grant respondent’s request, the hearing was again convened on November 3, 1983 and the record concluded on the issues relating to appropriate discipline.

The opinion of the hearing committee was filed on February 29,1984. The hearing committee determined that the conduct of respondent complained of in Charge one was not in violation of any of the Disciplinary Rules of the Code of Professional Responsibility. However, the committee concluded that the violations alleged with respect to Charges two, three and four had been estabished. The committee recommended that respondent be suspended from the practice of law for a period of one year.

Both parties filed exceptions to the report and recommendations of the hearing committee. Petitioner excepted to the dismissal of the allegations of misconduct alleged in Charge one and to the imposition of suspension, petitioner contending that respondent should be disbarred. The exceptions of respondent allege, inter alia, that the hearing committee applied an erroneous evidentiary standard, that the evidence submitted did not support the findings of the hearing committee, and that the hearing committee’s findings on the merits of the violations al[183]*183leged may have been tainted by evidence with respect to prior incidents of discipine. Oral argument was held before a panel of the board on April 24, 1984.

II. STATEMENT OF FACTS

[ ], respondent, was admitted to the practice of law on October 21, 1974. He has maintained a principal office in [ ], where he has practiced under the partnership name of [Respondent and A], with his partner, [A]. Respondent has conducted a statewide practice which has specialized in serving individuals seeking a low-cost consentual divorce under the Pennsylvania Divorce Code. Respondent has advertised widely throughout the Commonwealth of Pennsylvania through the use of ads which set forth information and fees which were contended to be the lowest available for a simple divorce by consent. Respondent made it clear that he would not represent the parties in any other area associated with a domestic practice, such as custody, support, and equitable distribution. With few exceptions, the entire divorce proceedings would be handled by mail and the parties rarely had any personal contact with respondent or his office except by mail. Between 1981 and the present time, respondent received approximately 110 to 120 new inquiries a week and accepted representation of approximately 70 new divorce cases a week, or approximately 3,600 cases a year. Initally, respondent filed all of the cases in [ ] County, although a recent venue modification have resulted in his cases being filed in various jurisdictions.

The charges which were subject of this proceeding relate generally to the propriety of respondent’s advertising copy and three separate charges that he personally altered, or required his employees to al[184]*184ter, dates on client consent forms so that said affidavits would appear to have been filed within 30 days of the dates they were signed by the clients.

A. Charge One:

Charge one alleged that respondent violated D.R. 1-102(A)(4) — as the result of misleading advertising concerning his fee schedule relating to uncontested divorces. Charge one also alleges that respondent violated 7-101(A)(2) — involving an intentional failure to carry out a contract of employment with his clients, because in certain instances, the respondent notified his clients that their cases were on hold pending the receipt by him of additional fees. Petitioner contends that respondent’s newspaper advertising, and various form letters that were sent to the clients after they responded to the ads, were misleading in that they did not completely explain, that if respondent was required to do anything in addition to the bare mimimum, there would be a separate charge. This practice extended to activities such as telephone inquiries about the status of the case.

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Related

Commonwealth v. Smallwood
442 A.2d 222 (Supreme Court of Pennsylvania, 1982)
Office of Disciplinary Counsel v. Kissel
442 A.2d 217 (Supreme Court of Pennsylvania, 1982)
Commonwealth v. Spruill
391 A.2d 1048 (Supreme Court of Pennsylvania, 1978)
Office of Disciplinary Counsel v. Grigsby
425 A.2d 730 (Supreme Court of Pennsylvania, 1981)
Commonwealth v. Conti
345 A.2d 238 (Superior Court of Pennsylvania, 1975)
Office of the Disciplinary Counsel v. Campbell
345 A.2d 616 (Supreme Court of Pennsylvania, 1975)
Berlant Appeal
328 A.2d 471 (Supreme Court of Pennsylvania, 1974)

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35 Pa. D. & C.3d 180, Counsel Stack Legal Research, https://law.counselstack.com/opinion/in-re-anonymous-no-56-db-82-pa-1984.