In re Anonymous No. 53 D.B. 83

33 Pa. D. & C.3d 427
CourtSupreme Court of Pennsylvania
DecidedFebruary 6, 1984
DocketDisciplinary Board Docket No. 53 B.D. 83
StatusPublished

This text of 33 Pa. D. & C.3d 427 (In re Anonymous No. 53 D.B. 83) is published on Counsel Stack Legal Research, covering Supreme Court of Pennsylvania primary law. Counsel Stack provides free access to over 12 million legal documents including statutes, case law, regulations, and constitutions.

Bluebook
In re Anonymous No. 53 D.B. 83, 33 Pa. D. & C.3d 427 (Pa. 1984).

Opinion

MCGINLEY, Member,

The factual matters giving rise to the captioned proceeding have not been disputed by the parties in the briefs filed in this matter or in the argument before a panel of members of the Disciplinary Board of the Supreme Court of Pennsylvania. The extensive factual findings of the hearing committee are set forth in schedule “A”, attached hereto and made a part hereof. The hearing committee is to be commended for its thorough analysis of the rather confusing facts of this case.

The salient factors are as follows:

Respondent is a 69 year old attorney who is employed full time as an assistant public defender. He neither engages in private practice nor has any clients. He works under the supervision of the public defender of the county in which he resides, and appears, principally, at preliminary hearings.

This proceeding was commenced by a complaint filed by the administratrix of an estate for which respondent was counsel.

The hearing committee’s discussion of the events applicable to the complaint is clear and concise. In pertinent part, the hearing committee found:

“[A] died in January, 1965, survived by issue of two sisters who predeceased her, viz., [B] and [C]. Some of her heirs at law were a niece, [D] (daughter of [C]); a nephew, [E] (Jr.) (son of [C]); a niece, [F] (daughter of [C]). The rest of her heirs at law were [429]*429the decedents of another two sons and two daughters of [C], all four of whom predeceased [A],

At her death, [A] owned the family home on [ ] Street in [ ], Pa., although she was a resident of Ohio. The home had been occupied for years by the [C] family of her deceased sister, and after [A’s] death, [G] and [E’s] widow, [H], continued to reside there.

[A] died leaving a holographic will in which she directed her [ ] Street property to be sold, and the residue of her estate to be distributed to [D], [G], [F] and [E] (Jr.). The [D] brought a copy of the will to respondent who corresponded with an attorney-at-law in the State of Ohio, [A’s] domicile at death. Apparently it was decided to probate the will in [ ] County, Pa., the situs of her [ ] Street property, which was the only estate asset in Pennsylvania. In 1965 respondent personally took the original will to the office of the Register of Wills of [ ] County and left it for probate. The [C] family continued to reside in the [ ] Street property, and nothing further was done by respondent in settlement of this estate until the [C] advertised the property for sale in 1978 and the [I] agreed to purchase it.

Meanwhile, on December 31, 1965, [F] died, unmarried and intestate, and [G] was appointed administratrix of her estate, employing respondent to represent her in that capacity. Apparently her only estate asset was her interest in the residue of [A’s] estate. Nothing further was done by respondent in the settlement of this estate.

On February 10, 1967, [E] (Jr.) died, intestate, and his widow, [¶] (complainant in this case) was appointed administratrix of his estate, employing re[430]*430spondent to represent her in that capacity. Apparently his only estate asset was his interest in the residue of [A’s] estate. Nothing further was done by respondent in the settlement of his estate.

In 1977 or 1978, [G] and [H], who were still living in the [ ] Street property, decided to sell that property, and they retained respondent to represent them in the sale to the [I], The purchasers were represented by attorney [J] whose title search revealed the inheritance tax liens resulting from the deaths of [A], [F] and [E], as well as the absence of an estate of record for [A]. At that time respondent first discovered that the [A] will, which he had left with the Register of Wills in 1965, had not been admitted to probate and was, in fact, lost. In spite of this, respondent advised [J] that [A] had died intestate and respondent furnished [J] with the information for a deed recital to that effect, naming her heirs at law as [E], [F], [G], [D], [K], [L], [M], [N] and [O], Respondent was unaware that another niece of [A], viz., [P] (who predeceased her aunt) had a son, [Q], who also predeceased [A], but who was survived by five children. These children, or their issue, were also heirs at law of [A] if she had died intestate, but they did not join in any deed of conveyance to the [I], Respondent gave this erroneous information to [J] in order to expedite the sale of the [ ] Street property, thinking that all heirs at law would join in the conveyance, and [J] certified the real estate record title on the basis of respondent’s information.

At the closing of the sale, [J] required $10,000 of the sale price to be retained in a non-interest bearing account at First Federal to insure payment of the inheritance tax liens in all three of the estates. Respondent retained $2,400 for his fees in those [431]*431estates and promptly divided the remaining net proceeds of the sale equally between [G] and [H], advising [¶] that this distribution was being made as a result of a family settlement among the [C] heirs. Apparently respondent did not have any written family settlement agreement to that effect. At the same time, respondent advised [¶] of the $10,000 withheld in escrow. That sum is still held by First Federal in spite of Attorney [J’s] reminder to respondent in June, 1980.

From 1978 to 1983, [H], who was then residing in Hawaii, made inquiries of respondent about the escrowed funds. On several occasions, [K], her niece, asked respondent to contact her aunt [¶] and verified the address in Hawaii. In response, respondent assured [¶] that he was working on the estate and would soon complete them. After October 11, 1978, he did not respond at all to her inquiries, and she finally filed the instant complaint with the Disciplinary Board on September 16, 1983.

Meanwhile, on September 6, 1978, [G] died, unmarried and testate. Her will was probated in [ ] County and letters testamentary were granted to [B], her niece, who was represented in that capacity by Attorney [S], Although respondent was aware of [R’s] appointment as executrix of the estate, he never gave information in writing to her or to Attorney [S] concerning [G’s] interest in the $10,000 in escrow, although he did verbally acknowledge to [R] that there was an escrow fund. Consequently, [R] did not include this asset in her inventory of assets of [G].

Respondent did not do anything further in the settlement of the estates of [A], [F] and [E] until hearing before this hearing committee on April 13, 1984, when he submitted into evidence a proposed [432]*432Pennsylvania Inheritance Tax Return in each estate, showing no tax due in either of the [C] estates and $584.40 tax due in the [A] estate. His testimony indicated that these returns might need correction or revision before they are filed.

On the basis of the foregoing, the hearing committee found that respondent violated the following Disciplinary Rules. The board agrees with the following findings of violations of the Disciplinary Board Rules.

Disciplinary Rule 1-102(A)(4) which prohibits conduct involving dishonesty, fraud, deceit or misrepresentation. The factual summary of this case establishes beyond any doubt that respondent violated Disciplinary Board Rule 1-102(A)(4). The intentional, overt misrepresentations made by respondent in this case call for such a finding. He made repeated, material misrepresentations to his client and parties dealing with the estates.

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33 Pa. D. & C.3d 427, Counsel Stack Legal Research, https://law.counselstack.com/opinion/in-re-anonymous-no-53-db-83-pa-1984.