In re Anonymous No. 53 D.B. 75

4 Pa. D. & C.3d 694
CourtSupreme Court of Pennsylvania
DecidedNovember 18, 1977
DocketDisciplinary Board Docket no. 53 D.B. 75
StatusPublished

This text of 4 Pa. D. & C.3d 694 (In re Anonymous No. 53 D.B. 75) is published on Counsel Stack Legal Research, covering Supreme Court of Pennsylvania primary law. Counsel Stack provides free access to over 12 million legal documents including statutes, case law, regulations, and constitutions.

Bluebook
In re Anonymous No. 53 D.B. 75, 4 Pa. D. & C.3d 694 (Pa. 1977).

Opinion

UNKOVIC, Board Member,

Pursuant to Rule 208(d) of the Pennsyl[695]*695vania Rules of Disciplinary Enforcement (rules), the Disciplinary Board of the Supreme Court of Pennsylvania (board) herewith submits its findings and recommendations to your honorable court with respect to the above proceeding.

I. HISTORY OF PROCEEDINGS

The facts in this case are not in dispute. Both petitioner and respondent have concurred in the history of the case as set forth in the report of hearing committee [ ].

On July 30,1975, respondent was found guilty on three counts of using the mails to defraud in violation of the Act of June 25, 1948, 62 Stat. 763, as amended, 18 U.S.C.A. §1341, in the United States District Court for the [ ] District of Pennsylvania. Respondent was sentenced that same day to three years imprisonment on each count, which sentences of imprisonment were to run concurrently and also was ordered to pay fines in the total of $3,000.

A certified copy of the judgment and order of sentence was filed with the Supreme Court, pursuant to then Rule 17-14(a) of the Rules of Disciplinary Enforcement. On August 13, 1975, the Supreme Court ordered respondent suspended from the practice of law in accordance with then Rule 17-14(a) of the Preamble, now 214, and the matter was referred to the Disciplinary Board for institution of formal proceedings before a hearing committee pursuant to then Rule 17-14(c). Respondent was unsuccessful in his appeals and disciplinary proceedings were commenced in late November of 1975.

After two months confinement at the Allenwood Federal Prison Camp, respondent was released on [696]*696or about February 9, 1977. On March 16, 1977, a hearing was held at the district [ ] office of the Disciplinary Board. The office of disciplinary counsel was represented by [ ], Esquire, and [ ], Esquire, and the respondent was represented by [ ], Esquire, and [ ], Esquire.

The hearing committee [ ] consisted of [ ], Esquire, Chairman, [ ], Esquire, and [ ], Esquire.

At the hearing, evidence was presented by stipulation of counsel, and respondent testified on his own behalf. Further, at the request of respondent’s counsel, the hearing committee agreed to consider the transcript of respondent’s criminal trial and various appellate briefs submitted on behalf of respondent and the United States Government in that action.

In regard to the “supposed issue” of whether respondent’s involvement in the underlying scheme to defraud was “knowing,” petitioner objected to the offer of the briefs and the criminal transcripts. The Chairman of the Hearing Committee requested Assistant Disciplinary Counsel to read the criminal transcripts in their entirety and to bring to the attention of the committee whatever testimony and evidence might be relevant in determining the “supposed issue,” i.e., whether the respondent’s conduct, the subject matter of three criminal convictions, had been “knowing.”

Respondent was charged with violating the following disciplinary rules of the Code of Professional Responsibility:

a. D.R. 1-102A(3) — Dealing with engaging in illegal conduct involving moral turpitude;

b. D.R. 1-102(A)4 — Dealing with conduct involving dishonesty, fraud, deceit or misrepresentation;

[697]*697c. D.R. 1-102A(6) — Dealing with other conduct adversely reflecting upon his fitness to practice law.

The committee, in its discussion, stated that it had reviewed the suggested summaries of the transcript and in fairness to respondent tried to properly judge his counsel’s argument, i.e., “that at no place in the transcript is there evidence that respondent knew of any fraudulent claims.” However, because of the complexity of the evidence and the inferences that might reasonably arise therefrom, the committee avoided further reconsideration of respondent’s “knowing” involvement and accepted the stipulated facts and the testimony at the hearing and proceeded to the mandate of Rule 17-14 to recommend the extent of discipline to be imposed.

The committee took into consideration that the conviction of the offense under the factual context was particularly destructive of the image of the legal profession in the public view. It also considered matters in mitigation, such as respondent was on the verge of an illustrious career; had established an excellent reputation in many fields; he and his family had been severely punished and suffered by the trial, the conviction, the prison sentence and the fine, the expulsion from the General Assembly, the suspension from the practice of law and ensuing financial loss, and his mortification and embarrassment. The committee further considered the fact of his acquittal on the conspiracy charge, his continued denial of actual knowledge of the wrongdoing and the nature of the crime for which he was actually convicted, as opposed to other crimes where a clear proof of intentional criminal intent is more patent.

[698]*698The committee recommended a 33-month suspension effective August 13, 1975, which, if adopted would allow respondent to petition for reinstatement effective May 13, 1978.

Petitioner, office of disciplinary counsel, filed a brief on exceptions to the hearing committee report and urged that the Disciplinary Board should recommend disbarment to the Supreme Court.

Respondent filed a brief in answer to petitioner’s exceptions to the hearing committee report and urged the Disciplinary Board to adopt the recommendation of the hearing committee [ ] of a 33-month suspension effective August 13, 1975, with the right to petition for reinstatement effective May 13, 1978.

II. DISCUSSION

In the disciplinary counsel’s brief on exceptions to the hearing committee report, no exception is taken to the history of the case and findings of fact adopted by the hearing committee.

Petitioner did advance two basic exceptions to the findings of the committee. The first exception was to the committee’s considering in further mitigation respondent’s continual denial of actual knowledge of the wrongdoing, and also the nature of the crime for which respondent was ultimately convicted, as opposed to other crimes where a clear proof of intentional criminal intent is more patent. The second exception was to the recommendation for discipline made by the hearing committee that respondent be suspended for 33 months, retroactive to the original date of summary suspension for the conviction.

As disciplinary counsel sets forth in its brief, the [699]*699only issue squarely before this board in the instant proceeding is the extent of the final discipline to be recommended to the Supreme Court of Pennsylvania for the conviction, which is a separate ground for discipline.

Enforcement Rule 214 is authority for the immediate entering of an order of suspension following the filing with the Supreme Court of a certified copy of an order demonstrating that an attorney has been convicted of a crime which is punishable by imprisonment for one year or upward. Enforcement Rule 203 sets forth the grounds for discipline of an attorney who may have been convicted of a crime which, under Enforcement Rule 214, may result in suspension.

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4 Pa. D. & C.3d 694, Counsel Stack Legal Research, https://law.counselstack.com/opinion/in-re-anonymous-no-53-db-75-pa-1977.