In re Anonymous No. 5 D.B. 82

26 Pa. D. & C.3d 651
CourtSupreme Court of Pennsylvania
DecidedJune 27, 1983
DocketDisciplinary Board Docket No. 5 D.R. 82
StatusPublished

This text of 26 Pa. D. & C.3d 651 (In re Anonymous No. 5 D.B. 82) is published on Counsel Stack Legal Research, covering Supreme Court of Pennsylvania primary law. Counsel Stack provides free access to over 12 million legal documents including statutes, case law, regulations, and constitutions.

Bluebook
In re Anonymous No. 5 D.B. 82, 26 Pa. D. & C.3d 651 (Pa. 1983).

Opinion

HEARING COMMITTEE,

[653]*653STATEMENT OF THE CASE

The petition for discipline was filed January 22, 1982, and contains one charge. The petition was not based upon any “complaint” filed (Notes of Testimony [hereinafter “N.T.”] 161) against respondent, but the disciplinary file was opened on motion of Disciplinary Counsel because of publicity resulting from a Federal Court trial in which respondent testified under a grant of immunity.

Basically, the petition alleged that in 1974 respondent was retained as legal counsel by Local [ ] ([ ]) of the International Brotherhood of Electrical Workers, of which respondent had been a member himself for over 15 years. At that time, [A] was Business Manager, and [B] was Vice President of Local [ ]. At about that time, construction was to begin on the [ ] building in downtown [ ]. [C] Construction Company was the General Contractor. [D] Electric Construction Company, whose President was one [E], was to perform the electrical work, and [D] subcontracted with the [F] Company to provide [654]*654labor (through Local [ ] of the electricians union), tools and supervision. After a few months, [D] became concerned about [F’s] performance, particularly because of budget excesses, some of which were supposedly due to the actions at the job site of a union superintendent, [G] who, together with another foreman, was ultimately fired by [F], The firings led to a work stoppage of the electricians and, because of power shutdowns, allegedly to stoppages by other craft unions also. [E], on behalf of [D], then allegedly met with [A], Business Manager for Local [ ], and with respondent, and ultimately it was determined that work would resume when [G] and the foreman were rehired. Problems continued, however, and the following month a meeting was held among a [D] representative, one [H], respondent, [B], and [I], President and sole owner of [J] Electric Company to discuss possible substitution of [J] Electric for [F] as the electrical sub-contractor. A subsequent meeting in Atlanta, Georgia, to discuss the same subject occurred in March, 1975, involving the above parties, plus [E]. The petition alleged that during that meeting, respondent advised [E] that [D] should be prepared to pay [J] Electric a $30,000 advance in cash, and that some of the money would go to [A] or [B] and that respondent’s “fees would be paid.” (Petition, paragraph 13). [E] allegedly told respondent at that time that a $30,000 cash payment would be impossible. However, about a week later, the [D]/[F] contract was cancelled by mutual consent and a new subcontract was signed by [D] and [J] Electric which provided, inter alia, for a “consulting fee of $30,000 payable simultaneously with the execution [of the agreement]”. (Petition, paragraph 16a) Shortly thereafter, [I], President of [J], received a check from [D] for $30,000, and so ad[655]*655vised respondent who allegedly then submitted four bills to [J] Electric for legal services, which bills, totaling $10,410, were thereupon paid. The petition further alleged that respondent informed [A] and [B] of his receipt of the $10,410, and [B] allegedly said $10,000 from [I] would be “fine” with him. [I] asked respondent to deliver the $10,000 to [B], but respondent declined and [I] paid [B] directly cash payments of $4,000 and $6,000 respectively, and so advised respondent. The petition further alleged that respondent did, however, in the period May through August, 1975, receive payments totaling $4,700 in cash from [I] and did deliver said money to [A]. In August, 1975, [A] was removed from office as Business Manager of Local [ ] and no further payments were made to him. The petition alleged that respondent’s conduct, as outlined in the petition, was violative of 29 U.S.C. § 186(a)(2), 186(a)(4), or 186(b)(1). (See Petitioner’s Exhibit [hereinafter “P.E.”] 5 for text of statute which prohibits generally any person acting in the interest of an employer to pay or deliver anything of value to any officers or employees of a labor organization representing the employer’s employees.) Petitioner alleged the above described conduct also violated 29 U.S.C. § 158(b)(6). (See P.E 5-A for text of this statute prohibiting inter aha, exacting of money from an employer for services not performed or to be performed.) The petition also alleged that respondent’s conduct violated D.R. 1-102(A)(4), dealing with conduct involving dishonesty, fraud, deceit, or misrepresentation, and D.R. 1-102(A)(6), dealing with conduct that adversely reflects on an attorney’s fitness to practice law.

On February 25, 1982, respondent filed an answer and new matter. Said answer alleged that [656]*656respondent was retained by Local [ ] to initiate employee benefit plans; that another attorney represented Local [ ] for contract negotiations and labor disputes; that respondent had been a member of Local [ ] since 1954 and, except for two years while he was in the U.S. Army, he worked full time as an electrician while attending college and law school, from which he graduated in 1968. In that year he ceased working as an electrician, and began practicing as an attorney, although he maintained his union membership until 1977. Respondent’s answer denied most of the averments in the petition for lack of knowledge or information sufficient to form a belief as to the truth thereof, and strict proof was demanded. Respondent averred in his answer that in meetings with [D] representatives he (respondent) appeared as counsel for [I] and [J] Electric, not as counsel for the Union. He admitted meeting with [E], [H], [B], and [I] in Atlanta in March, 1975, but averred he was there as counsel for [J] Electric. Respondent denied requesting from [D], on behalf of [J] Electric or [I], a $30,000 cash “advance”; denied requesting cash payment from [D]; and denied discussing with [I] distribution of the $30,000. Respondent averred that after [I] received funds from [D], he called respondent and stated he was then in a position to pay legal fees he had allegedly owed for eight years and that the respondent’s law, firm thereupon submitted four invoices totaling $10,410, which were thereupon paid.

In new matter, respondent averred he, [A], [B], and [I] were social friends and that he and [¶] were social friends. He averred that he had represented [I] ([J] Electric) and was local counsel for [D] Electric at the time the answer was filed. He averred that the federal charges against [B] were eventu[657]*657ally dismissed, and that the U.S. Attorney accepted a minor plea from [A]. Respondent further averred that the petition should be dismissed because Disciplinary Counsel breached the confidentiality requirements in discussing the instant matter with [E]; because respondent was granted immunity in return for his testimony in Federal court; that due process had been violated in that the petition allegedly resulted from a determination of the U.S. Attorney’s Office to “get” respondent; that the alleged violations, having occurred in 1974-1975, were stale and beyond the statute of limitations (and that although Disciplinary Counsel’s first letters to respondent were in April, 1980, said petition was not filed until January, 1982); and that principles of estoppel and consideration of justice dictated dismissal.

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Bluebook (online)
26 Pa. D. & C.3d 651, Counsel Stack Legal Research, https://law.counselstack.com/opinion/in-re-anonymous-no-5-db-82-pa-1983.