In re Anonymous No. 48 D.B. 97

42 Pa. D. & C.4th 254, 1998 Pa. LEXIS 2850
CourtSupreme Court of Pennsylvania
DecidedDecember 1, 1998
DocketDisciplinary Board Docket no. 48 D.B. 97
StatusPublished

This text of 42 Pa. D. & C.4th 254 (In re Anonymous No. 48 D.B. 97) is published on Counsel Stack Legal Research, covering Supreme Court of Pennsylvania primary law. Counsel Stack provides free access to over 12 million legal documents including statutes, case law, regulations, and constitutions.

Bluebook
In re Anonymous No. 48 D.B. 97, 42 Pa. D. & C.4th 254, 1998 Pa. LEXIS 2850 (Pa. 1998).

Opinion

To the Honorable Chief Justice and Justices of the Supreme Court of Pennsylvania:

DONOHUE, Member,

Pursuant to Rule 208(d)(2)(iii) of the Pennsylvania Rules of Disciplinary Enforcement, the Disciplinary Board of the Supreme Court of Pennsylvania herewith submits its findings and recommendations to your honorable court with respect to the above-captioned petition for discipline.

I. HISTORY OF PROCEEDINGS

Office of Disciplinary Counsel filed a petition for discipline against [respondent] on April 10,1997. The peti[256]*256tion charged respondent with engaging in the unauthorized practice of law while he was suspended and failing to comply promptly with conditions attached to a private reprimand imposed by the Disciplinary Board. Respondent filed an answer to petition for discipline on May 13, 1997.

A hearing was held on July 28, 1997 before Hearing Committee [ ] comprised of Chair [ ], Esquire, and Members [ ], Esquire, and [ ], Esquire. Respondent appeared pro se. Petitioner was represented by [ ], Esquire.

The committee filed a report on May 15, 1998 and recommended a three-year suspension. No briefs were filed by either party.

This matter was adjudicated by the Disciplinary Board at the meeting of August 13, 1998.

II. FINDINGS OF FACT

The board makes the following findings of fact:

(1) Petitioner, whose principal office is located at Suite 3710, One Oxford Centre, Pittsburgh, Pennsylvania, is invested, pursuant to Rule 207 of the Pennsylvania Rules of Disciplinary Enforcement, with the power and the duty to investigate all matters involving alleged misconduct of an attorney admitted to practice law in the Commonwealth of Pennsylvania and to prosecute all disciplinary proceedings brought in accordance with the various provisions of the aforesaid rules.

(2) Respondent, [ ], was bom in 1933 and was admitted to practice law in the Commonwealth of Pennsylvania on or about April 1,1961. By order of the Supreme Court of Pennsylvania dated August 2, 1994, respondent was suspended from the practice of law for a period of three [257]*257years. His last registered office address was [ ], which is also his residence. Respondent is subject to the disciplinary jurisdiction of the Disciplinary Board of the Supreme Court, pursuant to Pa.R.D.E. 201(a)(3).

Charge I: The [A] Matter

(3) On June 7,1994, [A] (decedent), a resident of [ ] County, Pennsylvania, died, testate.

(4) Under decedent’s will:

(a) the residuary beneficiaries, after a $2,000 bequest, were [B], 50 percent, and [C] and [D], 50 percent; and

(b) [D] was named executor.

(5) In or about June 1994, [D] retained respondent to represent him in his capacity as executor of the estate.

(6) On June 13, 1994, respondent filed with the Register of Wills of [ ] County a petition for grant of letters testamentary to [D], which was granted.

(a) Respondent failed to promptly advertise the grant of letters testamentary.

(b) Immediately after obtaining the grant of letters, respondent and [D] opened an estate bank account.

(7) By order of the Supreme Court of Pennsylvania dated August 2, 1994, respondent was suspended from the practice of law for a period of three years effective 30 days from the date of the order (September 1, 1994) and was directed to comply with the provisions of Pa.R.D.E. 217.

(8) Under cover of a letter dated August 3,1994, Elaine M. Bixler, secretary of the Disciplinary Board of the Supreme Court of Pennsylvania, forwarded to respondent a copy of the Supreme Court order suspending him for three years, as well as standard guidance to formerly admitted attorneys.

[258]*258(9) On August 22,1994, respondent filed with the register of wills a certification of notice to heirs under Rule 5.6(a), which he signed as “counsel for personal representative,” in the [A] estate.

(10) Acting upon respondent’s advice, [D] issued checks on the estate account, including payments to respondent totalling $15,000 prior to September 1, 1994, and at least $14,000 thereafter.

(11) These payments were improper, in that respondent was not entitled to receive fees after September 1, 1994 for services not yet performed, and he had not earned $15,000 prior to that date.

(12) Respondent failed to withdraw from representation of the [A] estate within 30 days from the date of his suspension, as required by Pa.R.D.E. 217(b).

(13) By letter dated September 6, 1994, under cover of a letter written on letterhead identical to that which he had utilized while a practicing attorney, except that reference to his status as attorney was deleted, respondent transmitted to the register of wills a payment on account of inheritance tax.

(14) On March 7, 1995, respondent filed:

(a) an inventory, which was prepared by him and signed by [D]; and

(b) an inheritance tax return, which was prepared and signed by respondent as preparer and signed by [D] and which claimed a deduction for counsel fees in the amount of $35,000.

(15) On March 14, 1995, respondent met with [E], Esquire, and [F], Esquire, counsel for [B], at which time:

(a) the parties discussed, inter alia, the counsel fees respondent had charged the estate, as well as a possible claim of [G], a minor, by [H], his parent, challenging the will and seeking to cause probate of a prior will; and

[259]*259(b) [F] requested that respondent provide documentation concerning the challenge to the will and accounting of estate funds.

(16) By letter dated March 15, 1995, addressed to respondent as “[ ], Esquire,” [F] requested that he provide a statement of time spent and services provided by him and by the executor on the estate.

(17) Respondent did not provide the requested information or advise [F] that “Esquire” was an inappropriate form of address for himself.

(18) At all times respondent held himself out to [F] and [E] as a practicing attorney; at no time did he advise them that he was suspended, as he was required to do by Pa.R.D.E. 217(c)(2).

(19) On April 14,1995, respondent transmitted to the Internal Revenue Service a check on behalf of the estate, which he had written out and [D] had signed, along with a payment voucher in which “c/o [respondent], Esq.” was entered in the block captioned “Name and title of fiduciary.”

(20) On June 6, 1995, a petition for citation to show cause why an appeal from the register of wills should not be sustained was filed by [I], Esquire, on behalf of [H], and the matter was certified to the orphans’ court.

(a) On June 12, 1995, the Honorable [J] issued a preliminary decree and citation to [D] to show cause why [H’s] appeal should not be sustained, returnable July 14, 1995.

(b) On July 12, 1995, respondent filed an answer to [H’s] appeal from probate on behalf of [D] as executor.

(21) Thereafter, respondent contacted [I] and requested a continuance of the matter.

(a) By letter to Judge [J], copied to “[respondent], Esq.,” dated July 13, 1995, [I] requested a continuance [260]

Free access — add to your briefcase to read the full text and ask questions with AI

Related

Office of Disciplinary Counsel v. Jackson
637 A.2d 615 (Supreme Court of Pennsylvania, 1994)
Office of Disciplinary Counsel v. Herman
426 A.2d 101 (Supreme Court of Pennsylvania, 1981)

Cite This Page — Counsel Stack

Bluebook (online)
42 Pa. D. & C.4th 254, 1998 Pa. LEXIS 2850, Counsel Stack Legal Research, https://law.counselstack.com/opinion/in-re-anonymous-no-48-db-97-pa-1998.