In re Anonymous No. 44 D.B. 95

43 Pa. D. & C.4th 276, 1997 Pa. LEXIS 2883
CourtSupreme Court of Pennsylvania
DecidedNovember 13, 1997
DocketDisciplinary Board Docket no. 44 D.B. 95
StatusPublished

This text of 43 Pa. D. & C.4th 276 (In re Anonymous No. 44 D.B. 95) is published on Counsel Stack Legal Research, covering Supreme Court of Pennsylvania primary law. Counsel Stack provides free access to over 12 million legal documents including statutes, case law, regulations, and constitutions.

Bluebook
In re Anonymous No. 44 D.B. 95, 43 Pa. D. & C.4th 276, 1997 Pa. LEXIS 2883 (Pa. 1997).

Opinion

NIX III, Member,

Pursuant to Rule 208(d)(2)(iii) of the Pennsylvania Rules of Disci[277]*277plinary Enforcement, the Disciplinary Board of the Supreme Court of Pennsylvania herewith submits its findings and recommendations to your honorable court with respect to the above-captioned petition for discipline.

I. HISTORY OF PROCEEDINGS

On September 27,1994, the respondent was convicted of theft by failure to make required disposition of funds received and theft by deception. This conviction constitutes a per se ground for discipline under Pa.R.D.E. 203(b)(1).

On February 15, 1995, a rule to show cause why respondent should not be placed on temporary suspension was issued by the Supreme Court.

On March 31,1995, the Supreme Court issued a temporary suspension and referred the matter to the Disciplinary Board.

A hearing was held on July 31, 1996 before Hearing Committee [ ] comprised of Chair [ ] Esquire, and Members [ ], Esquire, and [ ], Esquire.

Oral argument was held on September 17, 1997 before Chair Robert N. C. Nix III, Esquire, and Members Alfred Marroletti, Esquire and Thomas Elliott, Esquire.

The matter was adjudicated by the Disciplinary Board at the meeting held on October 4,1997.

II. FINDINGS OF FACT

The board makes the following findings of fact:

(1) Petitioner, whose principal office is located at Suite 3710, One Oxford Centre, Pittsburgh, Pennsylvania, is invested, pursuant to Rule 207 of the Pennsylvania Rules of Disciplinary Enforcement, with the power and the duty to investigate all matters involving alleged misconduct [278]*278of an attorney admitted to practice law in the Commonwealth of Pennsylvania and to prosecute all disciplinary proceedings brought in accordance with the various provisions of the aforesaid rules.

(2) Respondent, [ ], was admitted to practice law in the Commonwealth of Pennsylvania on or about October 13,1972.

(3) Respondent formerly maintained an office for the practice of law at [ ].

(4) Respondent’s last registered home address was [ ]•

(5) Respondent is subject to the jurisdiction of the Disciplinary Board of the Supreme Court of Pennsylvania.

(6) Respondent was the subject of a criminal information filed in the Court of Common Pleas of [ ] County, Pennsylvania, on or about February 7, 1994.

(7) After trial in the Court of Common Pleas of [ ] County, Pennsylvania, before the Honorable [A], president judge of that county, respondent was convicted of two felonies of the third degree, to wit:

“(a) Theft by failure to make required disposition of funds received (18 Pa.C.S. §3927(a)); and
“(b) Theft by deception (18 Pa.C.S. §3922(a)(l).”

(8) On or about September 27, 1994, Judge [A] sentenced respondent as follows:

“For the charge under 18 Pa.C.S. §3927:
“Not less than six months, nor more than 23 months incarceration;
“Payment of a fine in the amount of $100;
“Reimbursement of the County of [ ] of all costs incurred in connection with the prosecution;
[279]*279“Restitution in the amount of $25,000 to the Pennsylvania Lawyers Fund for Client Security.
“For the charge under 18 Pa.C.S. §3922:
“Sentence merged with that under 18 Pa.C.S. §3927.”

(9) After imposition of sentence, respondent appealed the judgment of sentence imposed upon him to the Superior Court of Pennsylvania, at Commonwealth v. [Respondent], no. [ ].

(10) Respondent was suspended from the practice of law by order of the Supreme Court of Pennsylvania dated March 31, 1995.

(11) The Superior Court of Pennsylvania, by memorandum dated September 18, 1995, affirmed the judgment and sentence of the Court of Common Pleas of [ ] County in respondent’s case.

(12) Thereafter, no further appeals were filed.

(13) Respondent served the sentence of incarceration imposed upon him by the Court of Common Pleas of [ ] County.

(14) In the matter for which respondent was convicted of two third-degree felonies, supra, respondent received the sum of $25,000 in the context of civil litigation from another attorney, [B], on or about May 21, 1993.

(15) At the time that respondent received the $25,000, respondent signed an agreement with [B] whereby respondent would hold the $25,000 in respondent’s escrow account and, upon occurrence of a condition, would immediately return the entire amount to [B].

(16) After receiving the $25,000, respondent began to make withdrawals from his escrow account and spent the funds on his own personal matters.

(17) By late summer or early fall of 1993, the money was almost entirely gone, whereupon respondent dis[280]*280cussed the money with his clients and received their permission to apply it against his own fees in the matter.

(18) Respondent had converted and spent all of the $25,000 before he made any attempt to consult with legal counsel for advice as to whether he had any right to the money.

(19) On or about September 8, 1993, [B] called upon respondent to release the $25,000 from escrow.

(20) In response to [B’s] request, respondent delayed to the point that [B] petitioned the [ ] County Court of Common Pleas to enjoin respondent from moving any of the $25,000 from his escrow account.

(21) During a conference on the injunction issue, in chambers with Judge [C] of the [ ] County Court of Common Pleas, respondent lied to the court about the presence of the $25,000 in his escrow account.

(22) During the course of his criminal trial, and in post-trial motions, respondent attempted to raise the defense that he was entitled to have taken the $25,000 as he did. Respondent characterizes this view as a “justification” or “privilege” defense. The opinion of the [ ] County Court of Common Pleas ruled against respondent as to this defense.

(23) Respondent also raised his “justification” and/or “privilege” defense in his appeal of his criminal conviction to the Superior Court of Pennsylvania. The Superior Court also found no merit in respondent’s position in quashing his appeal and affirming his conviction.

III. CONCLUSIONS OF LAW

As a result of his conviction of crimes for which he has been suspended, pursuant to Rule 214, Pa.R.D.E., respondent has engaged in misconduct which constitutes [281]*281an independent ground for discipline pursuant to Rule 203(b)(1), Pa.R.D.E.

Respondent’s criminal conduct and conviction for that conduct constitutes a violation of Rules of Professional Conduct 8.4(b) and 8.4(c).

Respondent’s conversion of funds constitutes a violation of R.P.C. 1.15(a) and 1.15(b).

IV. DISCUSSION

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43 Pa. D. & C.4th 276, 1997 Pa. LEXIS 2883, Counsel Stack Legal Research, https://law.counselstack.com/opinion/in-re-anonymous-no-44-db-95-pa-1997.