In re Anonymous No. 41 D.B. 80 & 54 D.B. 80

23 Pa. D. & C.3d 243
CourtSupreme Court of Pennsylvania
DecidedSeptember 16, 1982
DocketDisciplinary Board Docket no. 41 D.B. 80
StatusPublished

This text of 23 Pa. D. & C.3d 243 (In re Anonymous No. 41 D.B. 80 & 54 D.B. 80) is published on Counsel Stack Legal Research, covering Supreme Court of Pennsylvania primary law. Counsel Stack provides free access to over 12 million legal documents including statutes, case law, regulations, and constitutions.

Bluebook
In re Anonymous No. 41 D.B. 80 & 54 D.B. 80, 23 Pa. D. & C.3d 243 (Pa. 1982).

Opinion

HELWIG,

Board Member,

—Pursuant to Pennsylvania Rule of Disciplinary Enforcement 208(d)(iii), the Disciplinary Board of the Supreme Court of Pennsylvania (board) submits the following findings and recommendations, together with the briefs filed with the board and the entire record in the above-captioned petitions for discipline.

I. HISTORY OF PROCEEDINGS

No. 41 D.B. 80

On July 28, 1980, the Office of Disciplinary Counsel filed a petition for discipline against respondent at no. 41 D.B. 80, alleging violations of D.R. 1-102(A)(3) through (6), D.R. 7-102(A)(4), (6), and (7) and D.R. 7-102(B)(2). These charges arose out of an arbitration proceeding in the Court of Common Pleas of [ ] County, Pa., at which respondent appeared accompanied by a law student who was working as a clerk in his office, instead of the individual defendant whom he was representing. Plaintiffs attorney then began his case by calling the named defendant as his first witness, as and for cross-examination. Respondent objected to his [244]*244client being called as a witness, but these objections were overruled and the law clerk, who had entered the hearing with respondent, took the stand, and identified himself falsely as the defendant in the arbitration proceedings. Thereafter, through the use of a private detective, plaintiffs counsel learned that the person who had taken the witness stand and had identified himself as the defendant was in fact not the defendant. This matter was reported to the Office of Disciplinary Counsel and resulted in the initiation of these proceedings. Respondent filed an answer to the petition for discipline and hearing was held before a hearing committee on November 4, 1981.

On May 21, 1982, the hearing committee filed a report finding violations of D.R. 1-102(A)(4) and (5) and D.R. 7-102(A)(4) and (6). The hearing committee was unanimous with respect to its findings and conclusions and all members of the committee agreed that some type of discipline was required. Two of the three committee members agreed that respondent should be suspended by the Supreme Court of Pennsylvania for a period of one year. The dissenting member of the hearing committee recommended that respondent be issued a public censure with probation under such terms and conditions as the board or the Supreme Court should deem appropriate.

On June 21, 1982, respondent filed exceptions to the decision of the hearing committee, together with a brief in support thereof.1 Disciplinary Coun[245]*245sel filed a brief opposing respondent’s exceptions and pursuant to respondent’s request, oral argument was held before a panel of the board on August 24, 1982.

No. 54 D.B. 80

On October 29, 1980, the Office of Disciplinary Counsel filed a second petition for discipline against respondent at No. 54 D.B. 80, alleging violations of D.R. 1-102(A)(4) and D.R. 6-101(A)(3). These charges arose out of a complaint against respondent made by a client who had retained respondent to file an appeal to the Commonwealth Court from a decision of the Employment Compensation Board of Review. The client alleged in his complaint that respondent had neglected the matter; that the neglect had resulted in the dismissal of the appeal for want of prosecution; that respondent had failed to advise the client of these events and had falsely reported that the case was progressing, etc. These allegations were denied by respondent who asserted that his failure to take action on behalf of the client in the appeal was the result of the client’s failure to pay the costs which he had been advised would have to be paid. Respondent also contended that the client had been fully and adequately advised concerning the status of those proceedings, including the dismissal of the action. The client/complaintaht did not appear in person at the hearing held on November 4, 1981, but his testimony had been taken by deposition. After consideration of his testimony and that of respondent, the hearing committee found that the evidence was not sufficient to support a finding that respondent had violated any of the Disciplinary Rules and unanimously recommended that the charge against re[246]*246spondent at No. 54 D.B. 80 be dismissed. No exception to this decision was filed by Disciplinary Counsel.2

II. STATEMENT OF FACTS

There is virtually no dispute concerning the facts with respect to the charge at No. 41 D.B. 80 and the board, after review, adopts the findings set forth in the hearing committee’s report, except Finding No. 17.3 The summary in the hearing committee’s report succinctly sets forth the relevant facts:

“Respondent represented a Defendant operator, [A], in an action in trespass arising out of an automobile collision at Arbitration Docket No. [ ] of 1979 in the Court of Common Pleas of [ ] County on June 18, 1979. Respondent had the Defendant [A], present for the arbitration hearing but did not bring him before the Arbitrators. Respondent introduced his law clerk, [B] to [A] and said that he planned to have [B] appear at the Arbitrator’s Hearing to see if the Plaintiff would identify [B] as [A]. [B] was advised of [A’s] name and address by Respondent. [B] was sworn along with other witnesses by the Arbitrators and was called to testify as on [247]*247cross-examination by Counsel for the Plaintiff. [B] falsely testified that he was [A], gave [A’s] address, stated that he was not the driver of the vehicle involved in the accident and that he did not now have his driver’s license with him. Respondent did not stop [B] from testifying and did not later reveal [B’s] false testimony. Since the Plaintiff, [C] and his witness, [D], could not identify [B] as the operator of the vehicle, which collided with [C’s] vehicle, the Arbitration Hearing was concluded and judgment entered for the Defendant. Attorney [E], as Counsel for the Plaintiff, after the Arbitration Hearing, talked with Respondent and voiced his suspicion that there had been a substitution for the Defendant, [A], Respondent did not, in his conversation with [E], indicate any knowledge of the substitution of [B] for [A]. Later through the use of a private detective, Attorney [E] was able to identify the real [A].”

III. DISCUSSION

The only material challenge to the hearing committee’s findings is respondent’s contention that there was insufficient evidence to support the implied finding of the hearing committee that the law clerk who testified at the arbitration hearing had in fact been sworn, a position which respondent contends is a necessary predicate to any determination that there was a violation of D.R. 7-102(A)(4), which involves the knowing use of “perjured testimony or false evidence.” It is respondent’s position that the knowing use by an attorney of unsworn testimony would not be the use of “perjured” testimony and that the concept of “false evidence” would not encompass unsworn oral testimony.

Basically, the board feels that it is not necessary to dispose of the merits of respondent’s contention [248]*248because the board is satisfied that the testimony of [D], who had been present at the arbitration hearing, supports the finding that the law clerk had been sworn and was under oath when he testified.

Respondent also challenges finding of fact No.

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23 Pa. D. & C.3d 243, Counsel Stack Legal Research, https://law.counselstack.com/opinion/in-re-anonymous-no-41-db-80-54-db-80-pa-1982.