In re Anonymous No. 38 D.B. 75 & 67 D.B. 75

4 Pa. D. & C.3d 371
CourtSupreme Court of Pennsylvania
DecidedMarch 1, 1977
DocketDisciplinary Board Docket nos. 38 D.B. 75 and 67 D.B. 75
StatusPublished

This text of 4 Pa. D. & C.3d 371 (In re Anonymous No. 38 D.B. 75 & 67 D.B. 75) is published on Counsel Stack Legal Research, covering Supreme Court of Pennsylvania primary law. Counsel Stack provides free access to over 12 million legal documents including statutes, case law, regulations, and constitutions.

Bluebook
In re Anonymous No. 38 D.B. 75 & 67 D.B. 75, 4 Pa. D. & C.3d 371 (Pa. 1977).

Opinion

UNKOVIC, Board Member,

Pursuant to Rule 208(d)(2)(iii) of the Pennsylvania Rules of Disciplinary Enforcement, the Disciplinary Board of the Supreme Court of Pennsylvania (board) herewith submits its findings and recommendations to your honorable court with respect to the above petition for discipline.

I. HISTORY OF PROCEEDINGS

On May 27, 1975, disciplinary counsel filed a petition for discipline against respondent at no. 38 D.B. 75. That petition involved respondent’s representation of one [A] in a divorce proceeding. That matter was referred to a disciplinary hearing committee on June 19, 1975, but before it was heard, another petition for discipline was filed by discipli[372]*372nary counsel against respondent at no. 67 D.B. 75. The second petition involved two charges. Charge I related to respondent’s representation of [B and C], and their daughter, [D], for a bodily injury claim arising out of an accident on May 15, 1971. The charge also referred to the [A] representation and the improper handling of the [A and D] funds in the [respondent’s] bank account.

Charge II in the second petition involved respondent’s representation of [E] and later of her husband, [F], pertaining to a divorce and property settlement. The charge also contained allegations of impropriety in the handling of the [E] funds in the [respondent’s] bank account.

On December 29, 1975, these petitions were consolidated for hearing. There were several requests from counsel for a continuance. Subsequently, the hearing was held. Although respondent had counsel prior to the hearing, that counsel withdrew his appearance and respondent failed to appear at his hearing, either in person or by counsel.

On October 5, 1976, the hearing committee filed its report recommending disbarment. No objections have been filed to the report of the hearing committee.

Respondent, [anonymous], is an attorney admitted to practice law in the Commonwealth of Pennsylvania, and his office is located at [ ] County, Pennsylvania. He was retained on January 6, 1968, by [A] to represent her in an action in divorce instituted by her husband, and, also, in the event a divorce was obtained against her, she requested respondent to have her name changed to [G], her maiden name. Respondent negotiated a settlement in her favor in the amount of $9,000 and a check in that amount was forwarded to him on [373]*373August 2, 1973. It was deposited in the only checking account of his firm, [ ], in [N.C.] Bank on August 6, 1973. It was not until April 24,1974, approximately eight months later, that [A] was advised by respondent that he had received the check. At that time, he stated that he put the $9,000 in an interest-bearing account in her name, [A]. He further advised her that his fee would be 25 percent — there was no written fee agreement.

[A] made demands for the proceeds on April 24, May 4, 7, 10, 17 and 20, 1974. On May 24, 1974, he sent her a check in the amount of $6,000, which meant that he retained a fee of one third rather than one fourth.

On July 12, 1973, [N.E.] Insurance Company drew its check for $10,000 to [D] et al. The check was endorsed to the order of respondent and deposited in the [N.C.] Bank on August 13, 1973. On September 5, 1973, he drew a check to [D] in the amount of $5,340.49, which represented a balance due after payment of costs and fees. [D] was not a complainant.

On May 24, 1974, [H], a real estate firm, drew a check to respondent in the amount of $6,130.82, which represented the proceeds of the sale of real estate which had belonged to [F] and [E], previously husband and wife. [E], in her uncontradicted deposition, stated respondent was to send her $2,000 from the above sum and she was to send the respondent $100. Instead, she received a check in the amount of $1,579.75 from respondent, which represented a deduction of $420.25, which respondent showed by his bill was the balance owed on the divorce. [E] tried, without success, to have $320.25 returned to her.

The hearing committee, in its report beginning at [374]*374page 4, set forth a series of transactions taken from the statements of the respondent’s firm’s bank accounts for the period August 3, 1973, through May 17, 1974. That portion of the hearing committee’s report, subject to the changes in the second and third items (see footnotes) is quoted as follows:

Date Amount in Account

August 3, 1973 $ 1,275.72

1August 6, 1973 - 3 [A’s] $9,000.00 was deposited 10,338.97

2August 13, 197- [D’s] $10,000.00 was deposited $19,772.71

August 17, 1973 20,705.42

September 5, 1973 — • Check issued to [D] for $5,340.49

September 14, 1973 9,520.79

September 17, 1973 ) 4,160.30

September 21, 1973 ) [A’s] 3,397.45

) $9,000.00 is

September 28, 1973 ) still held by 3,927.75

) respondent

October 5, 1973 ) 7,643.14

October 12, 1973 ) 7,404.35

October 20, 1973 12,016.59

October 31, 1973 ) [A’s] 6,849.99

November 2, 1973 ) still held 6,802.52

November 9, 1973 ) by respondent 7,482.91

[375]*375November 16, 1973 9,183.07

November 23, 1973 11.106.96

November 30, 1973 10,590.11

December 7, 1973 5,417.73

December 14, 1973 ) [A’s] 3,930.13

December 21, 1973 ) still held 6,435.10

December 28, 1973 ) by respondent 6.559.63

December 31, 1973 ) 6.559.63

January 4, 1974 ) [A’s] 4,847.40

January 11, 1974 ) 2,349.70

January 18, 1974 ) 5.285.27

January 25, 1974 ) 3,200.12

January 31, 1974 ) $9,000.00 is 2.296.69

February 1, 1974 ) 2.281.69

February 8, 1974 ) 1,274.93

February 15, 1974 ) still held 1,519.61

February 22, 1974 ) 1,687.37

February 28, 1974 ) 4,784.01

March 1, 1974 ) by 4,747.01

March 6, 1974 ) 589.52

March 15, 1974 ) 1.657.27

March 22, 1974 ) 5,644.92

March 29, 1974 ) respondent 4,616.19

April 5, 1974 9.712.96

April 12,1974 8,471.59

April 19, 1974 ) [A’s] 8,615.95

April 26, 1974 ) $9,000.00 is 5.265.35

April 30, 1974 ) still held 3.370.35

May 3, 1974 ) by 3,447.51

May 10, 1974 ) respondent 1.284.32

May 17, 1974 ) 1,549.82

May 24, 1974 —in (respondent’s) bank account 10,730.27

May 31, 1974 ) [E’s] $6,130.00 3,915.77

June 7, 1974 ) 3.360.32

) is in account

June 14, 1974 ) 3,416.07

Particular attention is called to a number of transactions. On August 6, 1973, the $9,000 check [376]*376in the [A] matter was deposited in the bank account. On May 24, 1974, respondent drew a check from that account in the amount of $6,000 payable to [A] and the balance of $3,000 was taken as his fee. In regard to [D], the $10,000 check from the [N.E.] Insurance Company was deposited in respondent’s account on August 13, 1973, and on September 5, 1973, he drew a check to [D] in the amount of $5,340.49.

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