In re Anonymous No. 35 D.B. 88

8 Pa. D. & C.4th 344, 1990 Pa. LEXIS 299
CourtSupreme Court of Pennsylvania
DecidedAugust 28, 1990
DocketDisciplinary Board Docket no. 35 D.B. 88
StatusPublished
Cited by1 cases

This text of 8 Pa. D. & C.4th 344 (In re Anonymous No. 35 D.B. 88) is published on Counsel Stack Legal Research, covering Supreme Court of Pennsylvania primary law. Counsel Stack provides free access to over 12 million legal documents including statutes, case law, regulations, and constitutions.

Bluebook
In re Anonymous No. 35 D.B. 88, 8 Pa. D. & C.4th 344, 1990 Pa. LEXIS 299 (Pa. 1990).

Opinion

To the Honorable Chief Justice and Justices of the Supreme Court of Pennsylvania:

TUMOLO, Chairman,

Pursuant to Pennsylvania Rule of Disciplinary Enforcement 208(d), the Disciplinary Board of the Supreme Court of Pennsylvania submits its findings and recommendations to this honorable court with regard to the above-captioned petition for discipline.

PROCEDURAL HISTORY

A complaint was filed against respondent by [A] and [B] in December 1985.

A certified letter of inquiry was sent to respondent on February 14, 1986 outlining the alleged professional misconduct. (See exhibit P-13.) No response was received.

The letter of inquiry was resent by certified mail on June 5, 1987. (See exhibit P-14.)

On September 15, 1987 respondent answered the letter of inquiry. (See Exhibit P-15.)

In response to an investigative proceeding, the respondent voluntarily appeared at the Office of Disciplinary Counsel and executed an affidavit dated November 10, 1987, which in large part admitted his responsibility for the alleged disciplinary violations. (See exhibit P-16.)

Since the respondent both answered the letter of inquiry and executed the affidavit of November 10, 1987, and a supplemental affidavit of January 7, 1988 (see exhibit P-20), there is no question that he had notice of the pending disciplinary inquiry. But, the record shows that even before the filing of the petition for discipline respondent had no certain address where he could be reached.

[346]*346On April 25, 1988 a petition for discipline was filed. No personal service of this petition upon respondent was achieved. Rather, petitioner’s efforts at service were as follows:

(A) Visiting respondent’s last known address at [ ], to learn that [C] Auto Tags, the former occupant who apparently was receiving the respondent’s mail for him, had moved;

(B) Visiting the new address of [C] Auto Tags at [ ] and speaking with [C], who had been accepting mail for respondent, and who advised that respondent had not picked up his mail for months and was believed to have left town without leaving a forwarding address;

(C) Reviewing motor vehicle records to learn that the last registration address for respondent was [ ];

(D) Reviewing the records of the Pennsylvania Bureau of Motor Vehicles to learn that respondent was neither registered as a licensed driver nor the owner of a vehicle;

(E) Visiting the [ ], from which respondent had moved and left no forwarding address; and,

(F) Reviewing the records of the United States Post Office at the [ ] and [ ] branches to learn that respondent had left no forwarding address from [ ] nor his address at [ ]. (N.T. 12/20/88 at 49-51; exhibit P-26.)

A letter dated May 13, 1988 was sent by regular first-class United States mail to respondent at his last known address for the receipt of mail, which was [ ], requesting that respondent communicate with petitioner concerning a matter of personal importance. (Exhibit P-26.) No response was received.

Petitioner attempted to serve a copy of the petition for discipline upon respondent by forwarding a copy under cover of letter dated June 7, 1988 by [347]*347regular first class United States mail at his last known address of [ ]. (Exhibit P-27.) The copy of the petition for discipline and accompanying letter dated June 7, 1988, forwarded to respondent by regular first-class United States mail, was returned to petitioner by the post office as “attempted, not known.”

Petitioner also attempted to serve a copy of the petition for discipline upon respondent by forwarding a copy of said petition under cover of letter dated June 7, 1988 and sent to him by certified United States mail, return receipt requested, at his last known address of [ ] (Exhibit P-28.) The copy of the petition for discipline and accompanying letter dated June 7, 1988 forwarded to respondent by certified United States mail was returned to petitioner by the post office marked as “undeliverable as addressed — forwarding order expired,” and “return to sender, no forwarding order on file.”

The record shows numerous other attempts, beyond the requirements of the rules, to serve respondent, all of which proved fruitless. But since the petitioner complied with Rule of Disciplinary Enforcement 212 by addressing the petition for discipline to respondent at the last address he supplied in his registration statement the jurisdictional requirements of notice are satisfied.

A hearing was held on the petition for discipline before Hearing Committee [ ], and was presided over by members [ ] and [ ] since Chairperson [ ] was unavailable.

Respondent did not appear nor in any way participate in the hearing.

Subsequent to the hearing of December 20, 1988, petitioner again tried to locate the respondent both in Pennsylvania and Ohio. All efforts, as set out with particularity in the record, failed. However, the rule [348]*348on service was more than complied with by the Office of Disciplinary Counsel.

FINDINGS OF FACT

The board finds no reason to disturb, and in fact adopts, the findings of fact made by the hearing committee as follows:

(1) Respondent, [ ], was admitted to practice law in the Commonwealth of Pennsylvania on or about November 1, 1979. (Exhibit P-18.)

(2) The last attorney registration statement filed by respondent was for the year 1986-87 and was endorsed by respondent on March 14, 1987. (Exhibit P-18.)

(3) The business address furnished by respondent in his last attorney registration statement for his office was at [ ] and respondent’s last residential address was [ ]. (Exhibit P-18.)

(4) As of April 28, 1988 respondent was on inactive status with regard to his ability to practice law in the Commonwealth of Pennsylvania pursuant to an order of the Supreme Court of March 29, 1988. (Exhibit P-18.)

(5) Respondent was retained by [A] and [B] on May 30, 1984 to represent them in matters pertaining to the estate of their mother, [D], who had died testate in April 1984. (N.T. 12/20/88 at 17-8, 33; exhibit P-16.)

(6) It was agreed between [A] and [B] and respondent that he would take the actions necessary to conclude their mother’s estate and to assist in handling matters arising out of [D’s] home ownership. (N.T. 12/20/88 at 19-21, 33-4; exhibit P-2.)

[349]*349(7) [A] and [B] had agreed to pay respondent a fee of $500 for his services regarding the estate and related matters. (N.T. 12/20/88 at 21-2, 34-5; exhibit P-2.)

(8) [A] and [B] made payments to respondent for fees, expenses and costs related to handling the estate, totalling $2,838.52, the last of which payments was made on November 5, 1984. (N.T. 12/20/88 at 22-3, 34-5; exhibit P-8.)

(9) Respondent admits to and acknowledges receipt of the monies paid him by [A] and [B]. (Exhibit P-16.)

(10) In the months between June and October 1984 respondent did take some actions pursuant to his agreement to represent [A] and [B] including the payment of a filing fee with the Register of Wills in the amount of $175. (Exhibit P-39.)

(11) [A] and [B] heard nothing further from respondent after they made the last payment to him on November 5, 1984. (N.T. 12/20/88 at 35.)

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8 Pa. D. & C.4th 344, 1990 Pa. LEXIS 299, Counsel Stack Legal Research, https://law.counselstack.com/opinion/in-re-anonymous-no-35-db-88-pa-1990.