In re Anonymous No. 33 D.B. 93

31 Pa. D. & C.4th 262
CourtSupreme Court of Pennsylvania
DecidedSeptember 5, 1995
DocketDisciplinary Board Docket no. 33 D.B. 93
StatusPublished

This text of 31 Pa. D. & C.4th 262 (In re Anonymous No. 33 D.B. 93) is published on Counsel Stack Legal Research, covering Supreme Court of Pennsylvania primary law. Counsel Stack provides free access to over 12 million legal documents including statutes, case law, regulations, and constitutions.

Bluebook
In re Anonymous No. 33 D.B. 93, 31 Pa. D. & C.4th 262 (Pa. 1995).

Opinion

PARIS, Member,

I. HISTORY OF PROCEEDINGS

Respondent, [ ], was admitted to practice law in the Commonwealth of Pennsylvania in 1981. Respondent’s office is located at [ ].

On April 8, 1993, Office of Disciplinary Counsel filed a petition for discipline charging respondent with violating various Rules of Professional Conduct. The allegations of misconduct arose in connection with respondent’s handling of a partnership dissolution. Specifically, the petition avers that respondent, without authorization, communicated with an adversarial party he knew to be represented by counsel, gave knowingly false and misleading statements to third parties, made false statements of material fact, via the filing of certain [264]*264pleadings, to a tribunal and acted as an advocate in a proceeding where he was likely to be called as a material witness.1

The respondent filed an answer on April 19, 1993, denying that his conduct violated the Disciplinary Rules.

On April 29,1993, the matter was referred to Hearing Committee [ ], chaired by [ ], Esquire and included Members [ ], Esquire and [ ], Esquire.

A hearing was held on June 18, 1993 and concluded on June 24, 1993. The parties stipulated to certain facts pertaining to the underlying partnership matter and to the testimony of witnesses regarding the main partnership asset, a parcel of real estate located on [ ] Street in [ ], Pennsylvania.

At the conclusion of the presentation of evidence, oral argument was suspended in lieu of the parties’ submission of briefs outlining their respective positions on the issues.

Approximately six months after filing his brief, respondent moved to dismiss, citing the delay of the Hearing Committee in submitting its report and recommendation for discipline. The motion was denied.

On June 13, 1994, the Hearing Committee filed its report. Concluding that Disciplinary Counsel met its burden of proof on six of the eight rule violations alleged in the petition, the Hearing Committee recommended that respondent be placed on a one-year probation subject to conditions, including the assignment of a practice monitor.

[265]*265Respondent filed a brief on exceptions to the Hearing Committee report to which petitioner responded. A panel of the Disciplinary Board, chaired by Gerald C. Paris, Esquire and including Members Patricia S. McGivern, Esquire and Penina K. Lieber, Esquire, heard oral argument on the matter.

The matter was adjudicated at the September 29, 1994, meeting of the Disciplinary Board of the Supreme Court of Pennsylvania.

II. FINDINGS OF FACT

Based upon the documentary and testamentary evidence, the findings of the Hearing Committee, the exceptions thereto, and the argument before the board, we find the following facts:

(1) Petitioner, whose principal office is located at Suite 3710, One Oxford Centre, Pittsburgh, Pennsylvania, is invested, pursuant to Rule 207 of the Pennsylvania Rules of Disciplinary Enforcement, with the power and the duty to investigate all matters involving alleged misconduct of an attorney admitted to practice law in the Commonwealth of Pennsylvania and to prosecute all disciplinary proceedings brought in accordance with the various provisions of the aforesaid rules.

(2) Respondent, [ ], was born in 1955 and was admitted to the practice of law in the Commonwealth of Pennsylvania in 1981. Respondent maintains an office located at [ ].

(3) In or about March 1985, respondent’s client, [A], at that time represented by different counsel, commenced a civil action against [B], who was his business partner. The action sought dissolution of the partnership [266]*266and was filed in the Court of Common Pleas of [ ] County, Pennsylvania, at G.D. no. [ ].

(4) Respondent assumed representation of [A] in May 1986.

(5) Before the resolution of the action, respondent relocated outside the [ ] area. On September 22,1988, [C], Esquire, entered his appearance, along with respondent, on behalf of [A] in the dissolution proceeding.

(6) Sometime during the course of the partnership dissolution action, Attorney [D] entered his appearance as counsel of record for [B] and represented [B’s] interests throughout its disposition.

(7) In February 1990, [B] and [A] entered into a written settlement agreement which had been negotiated by Attorney [C] on behalf of [A] and Attorney [D] on behalf of [B],

(8) Among other things, the settlement agreement provided that the partnership properties located at [ ] Street and [ ] Street, [ ], Pennsylvania be listed for sale on a declining sales price acceptance basis.

(9) The settlement agreement also required [B] to provide monthly accountings to [A’s] counsel relating to disbursements and receipts of the partnership business, pending its dissolution or liquidation.

(10) With respect to the listing of the properties located at [ ] Street and [ ] Street, [A] and [B] agreed as follows:

“The properties located at [ ] Street and [ ] Street shall be listed for sale together. The parties do hereby agree amongst themselves that they will accept any offer on the premises which is $65,000 or greater. In the event that no offer for $65,000 is received within [267]*267four months of the original listing date, then the parties do hereby agree that they shall adjust the listing price as may be mutually agreeable to them. They further agree that they shall be bound to accept any offer of purchase in the amount of $60,000 or greater after the expiration of four months from the date of listing the premises and that at the expiration of each successive four-month period after the original date of listing, the parties agree to reduce the amount which they will ultimately accept for the sale of the premises by $5,000 except that neither party shall be obligated to accept any offer lower than $50,000 unless both of the parties shall agree thereto.” (Petitioner’s exhibit “2.”)

(11) Between the date of the February 16, 1990 settlement agreement and April 1991, the respondent returned to active practice in [ ] County and resumed active representation of [A’s] interests in the partnership dissolution matter.

(12) On or about April 15, 1991, the respondent prepared a petition to enforce the February 16, 1990 settlement agreement on behalf of [A] alleging inter alia:

“(a) [B] had failed to furnish [A’s] counsel with the required accounts of the partnership business;

“(b) [B] had failed to take the steps necessary to assure the listing for sale of the partnership real estate, including the [ ] Street property.”

(13) The petition to enforce settlement agreement was resolved out of court.

(14) On or about April 24, 1991, respondent on [A’s] behalf, executed a property disclosure statement relating to the [ ] Street property. The statement set a sales price for the [ ] Street property at $100,000, an as[268]*268sessment value of the property at $80,000, the monthly rentals for various units located within the property and designated a gross annual income from the property as $14,340.

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Bluebook (online)
31 Pa. D. & C.4th 262, Counsel Stack Legal Research, https://law.counselstack.com/opinion/in-re-anonymous-no-33-db-93-pa-1995.