In re Anonymous No. 32 D.B. 79

19 Pa. D. & C.3d 246
CourtSupreme Court of Pennsylvania
DecidedNovember 4, 1980
DocketDisciplinary Board Docket no. 32 D.B. 79
StatusPublished

This text of 19 Pa. D. & C.3d 246 (In re Anonymous No. 32 D.B. 79) is published on Counsel Stack Legal Research, covering Supreme Court of Pennsylvania primary law. Counsel Stack provides free access to over 12 million legal documents including statutes, case law, regulations, and constitutions.

Bluebook
In re Anonymous No. 32 D.B. 79, 19 Pa. D. & C.3d 246 (Pa. 1980).

Opinion

KRAWITZ, Member,

Pursuant to Pa.R.D.E. 208(d) (rules), the Disciplinary Board of the Supreme Court of Pennsylvania (board) submits its findings and recommendations to your honorable court with respect to the above proceedings.

[247]*247I. HISTORY OF PROCEEDINGS

This matter arises under a petition for discipline that was filed on September 7, 1979 alleging that respondent attorney engaged in illegal conduct involving moral turpitude (Rule 1-102(A)(3)); engaged in conduct involving dishonesty, fraud, deceit or misrepresentation (Rule 1-102(A)(4)); engaged in conduct prejudicial to the administration of justice (Rule 1-102(A)(5)); engaged in conduct that adversely reflects on his fitness to practice law (Rule 1-102(A)(6)); neglected a legal matter entrusted to him (Rule 6-101(A)(3)); intentionally failed to seek the lawful objectives of a client through reasonably available means (Rule 7-101(A)(1)); intentionally failed to carry out a contract of employment entered into with a client for professional services (Rule 7-101(A)(3)); failed to deposit in an identifiable bank account funds belonging to the client (Rule 9-102(A)); failed to maintain a complete record of the funds of the client coming into his possession and failing to render client an appropriate account of the same (Rule 9-102(B)(3)); failing to pay or deliver to client, as requested, funds in his possession to which his client was entitled to receive (Rule 9-102(B)(4)). No answer was filed and the matter was referred to a hearing committee. Evidentiary hearings in this matter were held on November 27, 1979 and December 18, 1979. Throughout this matter respondent represented himself. On June 20, 1980 the hearing committee filed its report finding that respondent engaged in conduct involving dishonesty, deceit and misrepresentaion (Rule 1-102(A)(4)); engaged in conduct prejudicial to the administration of justice (Rule 1-102(A)(5)); engaged in con[248]*248duct that adversely reflects on his fitness to practice law (Rule 1-102(A)(6)); failed to deposit client’s funds in an identifiable bank account maintained in Pennsylvania (Rule 9-102(A)); and failed to maintain complete records of all funds of his client coming into his possession and render an appropriate account to his client regarding them (Rule 9-102(B)(3)). On July 23, 1980 disciplinary counsel filed exceptions to the hearing committee’s recommendation of discipline. On August 18, 1980 respondent filed a brief opposing the filed exceptions and on the same date the matter was referred to the board for review.

II. FINDINGS OF FACT

The findings of fact and conclusions of law by the hearing committee are supported by the evidence and unanimously adopted by this board. The factual situation is herewith set forth as follows:

On or about June 11, 1977 client consulted respondent and retained him to represent him regarding his domestic relations matters, in particular a divorce action that had been instituted by client’s wife.

In July 1977 an agreement was reached between the parties in the domestic matter whereby client would pay a total sum of $2,650 to client’s wife and her counsel, and in exchange therefor client’s wife would convey her interest in joint real estate.

Under the agreement it was understood that client’s wife, through her counsel, would provide a deed to respondent for the property conveying her interest, and that respondent would hold $2,000 in escrow until a decree in divorce was entered. At that time the $2,000 in escrow would be transmitted by respondent and the deed recorded.

[249]*249Pursuant to the agreement, client paid over to respondent the sum of $2,650, the sum of $650 of which was paid to counsel for client’s wife.

Upon receipt of the $2,000 from client, respondent failed to place that money into an identifiable bank account or into an escrow account of any nature.

Thereafter counsel for client’s wife requested of respondent, many times, information regarding the $2,000. Respondent untruthfully and for the purpose of misleading counsel for client’s wife continuously advised that he had the funds in escrow. This was a continued untruth.

The master’s hearing was held on the matter of client’s wife versus client on July 24, 1978. The master filed his report. By letter dated August 7, 1978 counsel for client’s wife advised respondent that a final decree had been forwarded to the prothonotary with a request that respondent forward to him the $2,000. Respondent then, starting with aletter dated August 9, 1978, began aperiod of delaying, stalling, and misleading of client’s wife’s counsel. The first letter requested a photocopy of the final decree in divorce with a promise of a remittance of the payment thereafter.

A final decree in divorce was entered on August 11, 1978, and a copy was forwarded by counsel for client’s wife to respondent on August 15, 1978. Then additional demands were made by wife’s counsel over a period of another five months.

By letter dated February 1, 1979 respondent informed wife’s counsel that he “did not wish to forward a check to (him), knowing that (he) would be away.” Additionally, respondent now claimed that client owed respondent additional legal fees and that he had no intention of proceeding further [250]*250without getting paid, with a request that counsel for wife help him (respondent) to collect additional fees.

On or about February 27, 1979 client paid respondent’the remaining portion of fee allegedly due and owing.

By letters dated December 12, 1978, December 18, 1978, January 22, 1979, and February 2, 1979, wife’s counsel demanded that respondent forward to him the $2,000 which he was supposed to be holding in escrow, but which he had previously converted to his own uses and purposes. However, respondent consistently refused or failed to forward these funds to wife’s counsel and ignored his demands, although he had previously promised to do this. This was done despite the fact that all of the terms of the agreement that had originally been entered into between respondent, wife’s counsel, client, and client’s wife had been met.

Respondent originally refused to release the $2,000 to client’s wife’s attorney because respondent contended that the deed to client had not been properly acknowledged and the issue was open first as to securing a proper acknowledgment and, secondly, as to the payment of the cost of the transfer tax when the deed from husband and wife to husband had to be recorded beyond the period of 90 days after the divorce. On or about July of 1979 client was compelled to retain another attorney who filed a petition to compel respondent to relinquish the deed to client and the $2,000 to be paid to client’s wife. This was necessary since at this point client’s wife had threatened to bring action against client for violation of the agreement.

In accordance with the new counsel’s petition, a hearing was convened on August 13, 1979, at [251]*251which time a meeting was held in chambers, and respondent advised the hearing judge that he was holding $2,000 in escrow. This statement was not true.

Following the aforementioned meeting, the new counsel, client and respondent went to respondent’s office, at which time respondent prepared a check in the amount of $2,000 payable to the new counsel to be provided to client’s wife.

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Related

Office of Disciplinary Counsel v. Grigsby
425 A.2d 730 (Supreme Court of Pennsylvania, 1981)
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426 A.2d 1138 (Supreme Court of Pennsylvania, 1981)
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426 A.2d 101 (Supreme Court of Pennsylvania, 1981)

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Bluebook (online)
19 Pa. D. & C.3d 246, Counsel Stack Legal Research, https://law.counselstack.com/opinion/in-re-anonymous-no-32-db-79-pa-1980.