In re Anonymous No. 31 D.B. 90 & 107 D.B. 91

20 Pa. D. & C.4th 368, 1993 Pa. LEXIS 361
CourtSupreme Court of Pennsylvania
DecidedNovember 4, 1993
DocketDisciplinary Board Docket no. 31 D.B. 90 and 107 D.B. 91
StatusPublished

This text of 20 Pa. D. & C.4th 368 (In re Anonymous No. 31 D.B. 90 & 107 D.B. 91) is published on Counsel Stack Legal Research, covering Supreme Court of Pennsylvania primary law. Counsel Stack provides free access to over 12 million legal documents including statutes, case law, regulations, and constitutions.

Bluebook
In re Anonymous No. 31 D.B. 90 & 107 D.B. 91, 20 Pa. D. & C.4th 368, 1993 Pa. LEXIS 361 (Pa. 1993).

Opinion

LEONARD, Member,

Pursuant to Rule 208(d)(2)(iii) of the Pennsylvania Rules of Disciplinary Enforcement, the Disciplinary Board of the Supreme Court of Pennsylvania (“board”) herewith submits its findings and recommendations to your honorable [369]*369court with respect to the above-captioned petition for discipline.

I. HISTORY OF PROCEEDINGS

A petition for discipline was filed on September 16, 1991, which imposed two charges against respondent for violations of the Disciplinary Rules. The misconduct in the first action resulted from respondent’s neglect of a driver’s license reinstatement proceeding along with conversion and misappropriation of funds intended for debt clearance with creditors. The misconduct in the second action involved a former private reprimand which imposed a condition requiring respondent to repay client funds. Respondent never fulfilled the condition.

On October 23, 1991, respondent filed an answer to the petition. Subsequently the matter was referred to Hearing Committee [ ], chaired by [ ], Esquire, and included members [ ], Esquire, and [ ], Esquire. At the pre-hearing conference which was held before the Hearing Committee Chairman on December 16, 1991, respondent was instructed to provide copies of any exhibits that would be entered into admission relative to existing bank accounts on or before January 15, 1992.

Respondent failed to supply such documentary evidence to Disciplinary Counsel or the committee prior to or at the formal hearing which was held on February 4,1992. The committee recommended that respondent’s conduct warranted disbarment from the practice of law in Pennsylvania. Neither party filed a brief on exceptions, even though respondent’s request for an extension was granted on April 11, 1993. Finally, the matter was adjudicated before the board at a meeting held on June 16, 1993.

[370]*370II. FINDINGS OF FACT

The board adopts the following findings of fact which have been stipulated to by the parties and are supported by both documentary and testimonial evidence:

1. Petitioner, whose principal office is located at Suite 400, Union Trust Building, 501 Grant Street, Pittsburgh, Pennsylvania 15219, is invested, pursuant to Rule 207 of the Pennsylvania Rules of Disciplinary Enforcement, with the power and the duty to investigate all matters involving alleged misconduct of an attorney admitted to practice law in the Commonwealth of Pennsylvania and to prosecute all disciplinary proceedings brought in accordance with the various provisions of the aforesaid rules.

2. Respondent was admitted to the practice of law in Pennsylvania in 1974. He is presently on inactive status and maintains his residence at [ ].

CHARGE I

3. On or about August 16, 1989, respondent agreed to represent complainant, [A], regarding a petition for reinstatement of his driver’s license, which had been suspended.

4. From on or about August 16, 1989 until on or about February 5, 1990, complainant paid respondent $1,095.00 in cash and checks, including a check for the amount of $180.00 for a filing fee.

5. Even though respondent failed to petition for reinstatement of the driver’s license, he informed complainant that the reinstatement hearing had been held, when in fact no such hearing ever took place.

a. In order to attend the alleged hearing, complainant and respondent met in [ ], Pennsylvania, and travelled together to [ ].

[371]*371b. Respondent requested that complainant wait outside of a courtroom while respondent went inside to attend the alleged hearing.

6. At a later date, respondent admitted to complainant that he had failed to take action with reference to the driver’s license reinstatement.

7. On or about October 5, 1989, respondent also agreed to represent complainant regarding payment of debts to two creditors.

8. Between November 1989 and March 1990, complainant paid respondent a total of $1,478.77 in cash and checks representing payment for respondent’s legal services plus payments to be forwarded by respondent to the two creditors.

9. Respondent failed to make any payments to the two creditors. Instead, he cashed the checks at [B] Bank without the knowledge, consent, or permission of complainant.

10. Respondent failed to produce any records or other financial documentation to prove that the cash had been deposited in any identifiable bank account or maintained in trust or escrow. (PE-2.)

11. Respondent failed to make restitution to complainant prior to and after notification of the complaint which was filed against him.

12. Furthermore, respondent falsely informed complainant that he transmitted the sums to the two creditors.

CHARGE II

13. By letter dated March 13, 1990 the secretary of the board advised respondent that the board had directed that respondent receive a private reprimand with conditions as a result of misconduct involving complainants. The said letter further notified respondent [372]*372that proof of compliance “with the conditions in the order is required at least five days prior to the date of the private reprimand.” (PE-11.)

14. Pursuant to Pa.R.D.E. 208(a)(6), respondent was allowed twenty (20) days to secure vacation of the private reprimand and demand institution of formal proceedings against him. Respondent failed to demand the institution of such proceedings.

15. By notice of May 31, 1990 respondent was directed to appear before the board on June 22, 1990 for the purpose of receiving his private reprimand. (PE-12.)

16. Respondent appeared but failed to comply with the conditions of the private reprimand. Continuances were granted on July 31, 1990 and January 4, 1991 at the request of respondent, who was unable to comply with the conditions.

17. Respondent has failed to provide said proof to the office of the secretary.

18. The Hearing Committee found that respondent’s conduct was unmitigated and that the testimony before the Hearing Committee was presented with the intention of clouding the issues and covering the conduct of respondent.

19. The Hearing Committee Chairman reported receiving a telephone call from counsel for complainants indicating that respondent had negotiated a payment schedule for the balance of funds due complainants several days prior to the February 4, 1992 hearing.

III. CONCLUSIONS OF LAW

The board has determined that respondent has violated the following Rules of Professional Conduct, Disciplinary Rules of the Code of Professional Responsibility [373]*373and the Pennsylvania Rules of Disciplinary Enforcement:

(a) R.P.C. 1.2(a), which requires a lawyer to consult with a client concerning the objectives of the representation and abide by the client’s decision;

(b) R.P.C. 1.3, which requires a lawyer to act with reasonable diligence and promptness in representing a client;

(c) R.P.C. 1.4(a), which requires a lawyer to keep a client reasonably informed about the status of a matter and to promptly comply with reasonable requests for information;

(d) R.P.C.

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472 A.2d 186 (Supreme Court of Pennsylvania, 1983)

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Bluebook (online)
20 Pa. D. & C.4th 368, 1993 Pa. LEXIS 361, Counsel Stack Legal Research, https://law.counselstack.com/opinion/in-re-anonymous-no-31-db-90-107-db-91-pa-1993.