In re Anonymous No. 2 D.B. 75

23 Pa. D. & C.3d 177
CourtSupreme Court of Pennsylvania
DecidedMarch 31, 1982
DocketDisciplinary Board Docket no. 2 D.B. 75
StatusPublished

This text of 23 Pa. D. & C.3d 177 (In re Anonymous No. 2 D.B. 75) is published on Counsel Stack Legal Research, covering Supreme Court of Pennsylvania primary law. Counsel Stack provides free access to over 12 million legal documents including statutes, case law, regulations, and constitutions.

Bluebook
In re Anonymous No. 2 D.B. 75, 23 Pa. D. & C.3d 177 (Pa. 1982).

Opinion

To the Honorable Chief Justice and Justices of the Supreme Court of Pennsylvania

HARRINGTON,

Chairman,

Pursuant to Rule 218(c)(5) of the Pennsylvania Rules of Disciplinary Enforcement, the Discipli[178]*178nary Board of the Supreme Court of Pennsylvania submits its findings and recommendations to your honorable court with respect to the above petition for reinstatement.

I. HISTORY

The petition of [Petitioner] hereinafter referred to as petitioner for reinstatement comes to your honorable court with the unanimous recommendation of the board that the petition be granted. On December 30, 1974, petitioner was sentenced in the United States District Court for the Western District of Pennsylvania at Criminal No. [ ] to a term of three months to three years upon his conviction for mail fraud related to his practice of law.1

Upon receipt of certification of conviction, petitioner was suspended by your honorable court effective February 13, 1975. The board was directed to commence proceedings to investigate and make recommendations concerning the type of discipline to be imposed on petitioner. On August 9, 1977, petitioner was disbarred by resignation and consent. On February 24, 1981, the Supreme Court of Pennsylvania granted petitioner leave to apply for reinstatement.2

On June 16, 1981, the petition for reinstatement was referred to hearing committee [ ]. A hearing was held September 9 and 10, 1981, at which time petitioner was represented by [A], of the [ ] Bar, [179]*179and the Office of Disciplinary Counsel was represented by [ ], Assistant Disciplinary Counsel. Testimony was taken from 13 witnesses called by petitioner and the deposition of [B], M.D. was offered into the record. Some 15 exhibits were received into evidence after being offered by petitioner. Disciplinary Counsel did not call any witnesses nor offer any exhibits. Disciplinary Counsel limited his challenge to petitioner’s evidence by cross-examination of petitioner’s witnesses and arguments to the hearing committee that petitioner was burdened by very large outstanding financial obligations as well as arguing some procedural matters, all of which were resolved in favor of petitioner.

The hearing committee in its report filed January 15, 1982, found:

“It is the finding of the Committee that although faced with numerous problems, many of which were self-induced, the evidence indicates a continued integrity of the Petitioner, [ ]. Further, it is the opinion of the Hearing Members, based on all of the evidence, that the Petitioner exhibited a sincere and dedicated interest in preserving the integrity of the Bar as well as the safety and well-being of his clients in their respective causes.

The hearing committee unanimously recommended:

“It is with due deliberation and consideration of all of the abovementioned, that this Committee recommends the Petition of [Petitioner] be granted and that he unconditionally be reinstated to practice before the Court of the Commonwealth of Pennsylvania.” id. (Hearing Committee Recommendation Page 10)

[180]*180No exceptions were filed by Disciplinary Counsel to this finding and recommendation.

II. FACTS

Petitioner, [ ], was born January 17, 1928, in Glassport, Pa., and is now 54 years of age. He is the father of two sons, James 24 and David 19. He is presently unmarried and resides at [ ], Pa.

He was graduated from the University of Pittsburgh in June, 1948, with a B.A. Degree and in June, 1951, from the same university’s Law School with a LL.B. In March, 1952, he was admitted to the practice of law in the several courts in Pennsylvania.

From July, 1951, to June, 1952, he was employed as a law clerk by the late Honorable [C], a Judge of the Court of Common Pleas of Allegheny County. In June, 1952, petitioner became a private practitioner and continued as such until he sold the practice to [D] Esq., in June, 1974.

In August, 1974, petitioner was indicted on seven counts of using the mails to defraud. The case was tried to verdict before Honorable [E], District Judge, and a jury. A verdict of not guilty was returned on five of the seven counts and guilty on two counts. Petitioner was sentenced to and served three months at Allenwood State Prison and a period of probation which was terminated February 2, 1979, by order of court on recommendation of the United States Probation Officer.

Supporting the conviction were the facts that petitioner represented [F] in a claim for damages resulting from personal injuries. The case was settled and the proceeds paid to petitioner. He cashed the checks and commingled the funds. When his client demanded payment, petitioner sent two checks totaling $5000, characterizing them as “Loans”, and [181]*181telling his client she could not get the settlement proceeds because there were domestic problems between her and her husband. (T-277, Indictment at 74-258 Criminal Counts 2, 3) All of the money due to [F] from the settlement was later paid in full.

As a result of his conviction on charges of mail fraud, petitioner was suspended from the practice of law until August, 1977, when he resigned from the bar and was disbarred with consent.

While the [F] matter became the most notorious of the charges against petitioner, it was certainly not the only one. There were other complaints of neglect and refusal to deliver entrusted funds (Petition for Reinstatement Appendix “D”).

The record reveals that petitioner was not always a dilatory unethical practitioner. In fact when petitioner was admitted, he brought to the practice of law some skill and a great deal of energy and determination. He rapidly built a busy practice and met with considerable success in the preparation and trial of criminal and civil cases. He was financially successful. He purchased a building in downtown [ ], in which he set up his law office. He bought farm property in nearby [ ] Counties and purchased livestock to put on the farms. He purchased residential property in the City of [ ] in several locations.

After some 17 years of building a reputation for professional competence, petitioner developed drinking habits that unfavorably affected every facet of his life. For the next sixyears, the quality of that life deteriorated to such an extent that by August, 1979, he was a professional, moral, social bankrupt. In the petition for reinstatement in answer to Question No. 21, petitioner describes his condition as follows:

[182]*182“Under the combined affect of alcohol and drugs, I lost the ability to function effectively and began staying away from my office for long periods of time. I began to delegate the management of a large law practice to others. Unfortunately, intemperance and absentee management only led to mismanagement of my clients affairs as well as my own.”

“So day after day, it was the same pattern. I left important decisions to others. I had nine (9) or ten (10) people working for me at one time. I had a lot of good friends in the legal profession. I lost them.”

“ . . . , by staying away from the office and like any business with an absentee management, it wouldn’t work. It didn’t work in my case. It just got worse and worse. Finally, it exploded into what we are seeing today.”

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Bluebook (online)
23 Pa. D. & C.3d 177, Counsel Stack Legal Research, https://law.counselstack.com/opinion/in-re-anonymous-no-2-db-75-pa-1982.