In re Anonymous No. 17 D.B. 90

29 Pa. D. & C.4th 124, 1995 Pa. LEXIS 2518
CourtSupreme Court of Pennsylvania
DecidedNovember 7, 1995
DocketDisciplinary Board Docket no. 17 D.B. 90
StatusPublished

This text of 29 Pa. D. & C.4th 124 (In re Anonymous No. 17 D.B. 90) is published on Counsel Stack Legal Research, covering Supreme Court of Pennsylvania primary law. Counsel Stack provides free access to over 12 million legal documents including statutes, case law, regulations, and constitutions.

Bluebook
In re Anonymous No. 17 D.B. 90, 29 Pa. D. & C.4th 124, 1995 Pa. LEXIS 2518 (Pa. 1995).

Opinion

To the Honorable Chief Justice and Justices of the Supreme Court of Pennsylvania:

McGIVERN, Member,

Pursuant to Rule 218(c)(5) of the Pennsylvania Rules of Disciplinary Enforcement, the Disciplinary Board of the Supreme Court of Pennsylvania submits its findings and recommendations to your honorable court with respect to the above-captioned petition for reinstatement.

I. HISTORY OF PROCEEDINGS

On July 12, 1994, petitioner, [ ], filed a petition for reinstatement. [Petitioner] was disbarred on consent by order of the Supreme Court of Pennsylvania dated March 3, 1992. This order made [petitioner’s] disbarment retroactive to January 30, 1990, the date of his temporary suspension under Pa.R.D.E. 214.

The matter was referred to Hearing Committee [ ] comprised of Chairperson [ ], Esquire and members [ ], Esquire and [ ], Esquire. The reinstatement hearing was held on March 1, 1995. The petitioner was represented by [ ], Esquire, Office of Disciplinary Counsel was represented by [ ], Esquire.

On August 2, 1995, the Hearing Committee report was filed with the recommendation that the petition for reinstatement of [petitioner] be granted. The matter [126]*126was adjudicated at the meeting of the Disciplinary Board held on August 17, 1995.

II. FINDINGS OF FACT

The board adopts the findings of fact made by the Hearing Committee.

(1) The petitioner, [ ], was bom on March 7, 1925 and is presently 70 years old. He has been married to [A] for 48 years and they have one daughter, [B], Esquire. [Petitioner and A] have a close relationship with their daughter and her family.

(2) [Petitioner] graduated from [ ] University in 1947 and from [ ] Law School in 1950. He was admitted to practice before the bar of the Supreme Court of Pennsylvania on April 16, 1951 and to the federal district court for the [ ] District of Pennsylvania in April 1967.

(3) [Petitioner] was a solo practitioner from 1951 through 1964. In 1964, he formed a partnership with [C] and [D], and practiced in the law firm [E] until 1990.

(4) On June 14, 1989, [petitioner] was convicted by a jury in federal district court for the [ ] District of Pennsylvania on one count of a multi-count indictment. The indictment came out of the investigation into the “[ ] scandal” and charged [petitioner] with racketeering, racketeering conspiracy, paying kickbacks to influence the operation of an employee benefit plan, and embezzlement/conversion. At the time of the conduct charged in the indictment, the [F] Fund was a client of [petitioner’s] law firm, [E]. The jury found [petitioner] guilty on count 3 of the indictment, which charged [petitioner] with kicking back and/or aiding or abetting the kickback to union officials of approxi[127]*127mately $16,800, which represented 10 percent of the legal fees paid to [E] as the sole provider of legal services to the members of the fund. The juiy acquitted [petitioner] on all other counts. [Petitioner’s] appeal from his conviction was denied.

(5) [Petitioner] has acknowledged that he agreed to the payment of the kickback but was unaware of how the funds kicked back were being used until after the indictment was returned.

(6) Following his conviction, [petitioner] was sentenced on July 14, 1989 to one year and a day in prison and fined $25,000. He paid his fine from personal savings in March 1990, and after the denial of his appeal from the conviction, began serving his sentence at the federal penitentiary in [ ] in the minimum security unit. He spent six months in prison, then was released to a halfway house where he spent two weeks before returning to his family.

(7) By order of the Pennsylvania Supreme Court dated January 30, 1990, [petitioner] was temporarily suspended from practice and the matter referred to the Disciplinary Board pursuant to Pa.R.D.E. 214. Following this order, [petitioner] was also suspended from the bar of the United States Court of Appeals for the Third Circuit by order dated March 9, 1990.

(8) On June 4, 1991, [petitioner] executed and submitted a verified statement of resignation under Pa.R.D.E. 215. By order of the Pennsylvania Supreme Court dated March 3, 1992, [petitioner’s] resignation was accepted, he was disbarred on consent, and his disbarment was made retroactive to the date of his suspension, January 30, 1990.

(9) [Petitioner] has not engaged in the practice of law from and after the date of his suspension. He worked for a period of about 10 months following his release [128]*128from prison as a paralegal for [D] and assisted a friend, in a non-legal capacity, in the sale of personal property. He has essentially been retired since his disbarment.

(10)[Petitioner’s] principal sources of income during his disbarment have been retirement accounts established before his disbarment and social security benefits. He also received a referral fee for a legal matter that he had referred before his suspension and payment from his friend for assisting in the aforementioned sale of property. In addition, his wife received payment during this period on the mortgage she held on the office building which housed the [E] firm.

(11)[Petitioner] has no outstanding liens or judgments against him and his debts are limited to car and mortgage payments.

(12) While in prison, [petitioner] worked as a prison gardener and tutored inmates to read English and Spanish and in mathematics. The gardening was his prison job; the tutoring was voluntary. He also tutored reading and math as a volunteer in the [G] Program for about nine months in 1990 until the program moved from the location where he was tutoring.

(13) His primary focus in the past several years has been his family as he and they have confronted and worked together to understand, deal with, and learn from the consequences of his conduct. He has also continued to help his neighbors and friends with advice and moral support and to feed the homeless in his neighborhood.

(14) While he was in practice, [petitioner] was a defendant with his law firm in four malpractice actions, which were filed during the period 1983 through 1990. One complaint was concluded with a judgment of non pros; the other three were settled.

[129]*129(15) [Petitioner] is presently a party in two civil actions which are unrelated to his prior practice of law. One action involves lis pendens filed on his behalf to protect his interest in a property. In the other action, he is named as an additional defendant in a suit brought by [A] and his former partners on the mortgage given by the individuals who purchased the building which his firm had owned and occupied.

(16) As a practicing lawyer, [petitioner] had a reputation as a trustworthy, knowledgeable, and competent lawyer. Notwithstanding his conviction, [petitioner] is still respected by his family, friends and colleagues at the bar.

(17) [Petitioner] has read and is familiar with the Pennsylvania Rules of Professional Responsibility, has taken the courses required for reinstatement, and has followed developments in the law by reading the Pennsylvania advance sheets.

(18) [Petitioner] hopes to obtain employment with an insurance company or a law firm in the workers’ compensation area, if reinstated, and is also interested in handling pro bono matters as he had done before his disbarment.

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Related

Matter of Costigan
664 A.2d 518 (Supreme Court of Pennsylvania, 1995)
Office of Disciplinary Counsel v. Keller
506 A.2d 872 (Supreme Court of Pennsylvania, 1986)

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29 Pa. D. & C.4th 124, 1995 Pa. LEXIS 2518, Counsel Stack Legal Research, https://law.counselstack.com/opinion/in-re-anonymous-no-17-db-90-pa-1995.