In re Anonymous No. 16 D.B. 85

43 Pa. D. & C.3d 293
CourtSupreme Court of Pennsylvania
DecidedApril 29, 1987
DocketDisciplinary Board Docket No. 16 D.B. 85
StatusPublished

This text of 43 Pa. D. & C.3d 293 (In re Anonymous No. 16 D.B. 85) is published on Counsel Stack Legal Research, covering Supreme Court of Pennsylvania primary law. Counsel Stack provides free access to over 12 million legal documents including statutes, case law, regulations, and constitutions.

Bluebook
In re Anonymous No. 16 D.B. 85, 43 Pa. D. & C.3d 293 (Pa. 1987).

Opinion

TUMOLO, Member,

— Pursuant - to Rule 208(d)(2)(iii) of the Pennsylvania Rules of Disciplinary Enforcement, the Disciplinary Board of the Supreme Court of Pennsylvania (board) herewith submits its findings and recommendations to your honorable court with respect to the above-captioned petition for discipline.

I. HISTORY OF PROCEEDINGS

[ ] (respondent) is a 40-year-old lawyer admitted to practice in the Commonwealth of Pennsylvania in 1973 with a regular office for conducting business at [ ].

Respondent was charged with violation of four Disciplinary Rules, to-wit:

(a) Disciplinary Rule 1-102(A)(4), dealing with conduct involving dishonesty, fraud, deceit, or misrepresentation;

(b) Disciplinary Rule 1-102(A)(6), dealing with conduct that adversely reflects on a lawyer’s fitness to practice law;

(c) Disciplinary Rule 9-102(B)(3), which requires a lawyer to maintain complete records of all funds, securities, and other properties of a client coming into the possession of the lawyer and to render appropriate accounts to his clients regarding them; and,

(d) Disciplinary Rule 9-102(A), requiring in applicable part, that all funds of clients paid to the lawyer be deposited into one or more identifiable bank accounts wherein no funds belonging to the lawyer shall be deposited.

[295]*295The hearing committee found that all four Disciplinary Rules were violated by respondent.

The board’s recommendation requires a more detailed history of the proceedings than usual. That history shows a seven-year gap between the Office of Disciplinary Counsel’s (petitioner) initial inquiry into respondent’s conduct, and this report and recommendation to the Supreme Court of Pennsylvania. The history of disciplinary proceedings is as follows:

a. On July 16, 1981, petitioner wrote respondent informing him of the complaints against him.

b. Approximately nine months later, on March 8, 1982, petitioner conducted an informal investigation to determine whether there was factual support for the allegations.

c.- Approximately three years after the informal investigation, on March 6, 1985, petitioner filed a petition for discipline consisting of three separate charges against respondent involving violations of the above-cited Disciplinary Rules.

d. On April 3, 1985, the petition for discipline was referred to a hearing committee.

e. Approximately eight months later, on November 21, 1985, the hearing committee conducted proceedings to determine whether there was a violation of any of the above-cited rules. A violation of all four rules was found. However, no hearing on the discipline to be imposed was conducted on November 21, 1985, nor was ány scheduled.

f. Accordingly, on December 15, 1986, the board issued an order directing an expedited hearing for purposes of determining the appropriate discipline to be imposed, and compelling that a report be filed with the office of the secretary on or before January 9, 1987.

[296]*296g. A hearing was conducted for purposes of determining the appropriate discipline on December 23, 1986.

h. On January 7, 1987, the hearing committee filed its report.

i. On January 22, 1987, the Office of Disciplinary Counsel filed a letter brief on exceptions only as to the discipline imposed.

j. On March 25, 1987, the exceptions were heard before a three-member panel of the board.

k. On April 10, 1987 a report was made by the three-member panel to the board.

The history shows a period of approximately seven years between the time when the Office of Diciplinary Counsel first inquired into the charges, and this report to the Supreme Court of Pennsylvania.

In its report and recommendation, the hearing committee recommended to the board that respondent be suspended from the practice of law for a period of six months.

The Office of Disciplinary Counsel filed a brief on exceptions only as to the recommendation for discipline by the hearing committee. No exceptions were filed by either party as to the findings of fact, or conclusions as to the Disciplinary Rules which were found to be violated by the hearing committee.

SUMMARY OF THE CASE

All of the violations of the Disciplinary Rules result from two personal-injury cases which respondent handled on behalf of [ ] and [ ] [A], arid [B]. In both instances, respondent was retained to represent the clients on a contingent fee basis.

The [As] were involved in an automobile accident, and respondent accepted a $6,500 settlement offer. [297]*297He then negotiated the settlement check and returned the release to the insurance company knowing that the [As] signatures were forged on both.

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Related

Office of Disciplinary Counsel v. Grigsby
425 A.2d 730 (Supreme Court of Pennsylvania, 1981)
In Re Oxman
437 A.2d 1169 (Supreme Court of Pennsylvania, 1981)

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43 Pa. D. & C.3d 293, Counsel Stack Legal Research, https://law.counselstack.com/opinion/in-re-anonymous-no-16-db-85-pa-1987.