In re Anonymous No. 12 D.B. 78

9 Pa. D. & C.3d 276
CourtSupreme Court of Pennsylvania
DecidedJuly 1, 1978
DocketDisciplinary Board Docket no. 12 D.B. 78
StatusPublished

This text of 9 Pa. D. & C.3d 276 (In re Anonymous No. 12 D.B. 78) is published on Counsel Stack Legal Research, covering Supreme Court of Pennsylvania primary law. Counsel Stack provides free access to over 12 million legal documents including statutes, case law, regulations, and constitutions.

Bluebook
In re Anonymous No. 12 D.B. 78, 9 Pa. D. & C.3d 276 (Pa. 1978).

Opinion

REPORT OF HEARING COMMITTEE STATEMENT OF THE CASE

On February 28, 1978, a petition for discipline was filed against respondent alleging violations of four disciplinary rules, specifically, D.R. 1-102(A)(4), dealing with conduct involving dishonesty, fraud, deceit, or misrepresentation; D.R. 6-101(A)(3), dealing with neglect; D.R. 9-102(B)(3), dealing with maintaining proper records and rendering appropriate accounts of a client’s funds, and D.R. 9-102(B)(4), dealing with prompt payment to the client of funds he is entitled to receive.

Respondent filed an answer admitting some averments and denying others. A hearing was held before this hearing committee at which assistant [277]*277disciplinary counsel offered petitioner’s exhibit 1, which was a stipulation, and petitioner’s exhibit 2, which was part of the deposition of [A], together with deposition exhibits A through S, all of which were admitted into evidence. Respondent testified in his own behalf, offered the rest of the [A] deposition, and respondent’s exhibit A, all of which were received into evidence. Respondent also asked leave to submit, at a later date, respondent’s exhibit B, which would be a letter to [A] from Mr. [B] of the [C] County Probation Office. This exhibit has not been received to date. No briefs were submitted by either respondent or petitioner.

RULINGS OF EVIDENCE

1. The deposition of [A], taken at an investigatory hearing held before the petition for discipline was filed, was taken for possible use at trial because [A’s] work requires him to be frequently absent from Pennsylvania for long periods of time (deposition tr. 5-7). Petitioner offered parts of the deposition into evidence. Respondent objected for two reasons: First, because [A], as the complainant, was more like a plaintiff than an ordinary witness, and respondent contended it was absolutely necessary for the hearing committee to evaluate, first hand, his demeanor, attitude, and bearing. The objection was overruled. In view of the committee’s perception of [A] as a witness lacking in credibility, the objection is essentially moot (tr. 9-13).

Respondent’s second reason for objecting related to the admission of only those parts of the deposition and exhibits offered by petitioner. He contended the entire deposition should be offered. The objection [278]*278was overruled, but respondent was permitted to offer the balance of the deposition and exhibits as a part of his case, and he did so. As a practical matter, the entire deposition was considered by the committee in arriving at its recommended findings and conclusions; so once again, the objection is essentially moot (tr. 14-23).

2. Respondent attempted to testify regarding what attorneys [ ], [ ], and/or [ ] told him regarding the lawsuit filed by them for [A] against respondent. Petitioner objected on the grounds of hearsay. The objection was sustained (tr. 30-31).

3. Respondent wished to call Mr. [A] for further cross-examination and as a witness for his own case (tr. 113, 116-119). The committee declined to continue the hearing for further testimony, and respondent acquiesced in the ruling (tr. 116).

FINDINGS OF FACT

1. Respondent is an attorney at law who graduated in 1964 and is engaged in active practice in [C] County. Since January, 1978, respondent has been employed as a full-time assistant district attorney. He does not presently engage in private practice. Prior to January, 1978, for a period of about 10 years, he worked as a part-time assistant district attorney and also engaged in private practice at [ ] Street (tr. 25, 86-87, PE 1, paragraph 1).

2. Complainant, [A], is a senior projects engineer, and, during the course of cross-examination, admitted he is also a lawyer who obtained his law degree in 1963, one year before respondent obtained his law degree. [A] has not taken any bar examinations and does not actively practice law except, perhaps, in his own behalf (deposition tr. 8, 124, 152, 154-155).

[279]*2793. From at least 1967 through 1973, respondent and [A] had been friends and, on occasion, business associates. Respondent had also, on a more or less continuing basis from 1971 through the spring of 1974, represented [A] as his attorney with regard to various matters during that period of time (tr. 25, 63-64; deposition tr. 61, 155-164).

4. In the second half of 1971, respondent undertook to represent [A] in connection with the legal aspects of [A’s] deteriorating marriage, specifically, support hearings and a contested divorce.

5. In October, 1971, Mrs. [A] filed a domestic relations complaint for support of herself and their three children (deposition exhibit A). On December 8,1971, Mrs. [A] filed a complaint in divorce (deposition exhibit F).

6. On December 23,1971, a support hearing was held before the Honorable [ ], who ordered [A] to pay support in the amount of $650 a month (deposition exhibit A); the first payment being due on that same date, December 23, 1971 (deposition exhibit B).

7. Deposition exhibit B is a case ledger from domestic relations court, indicating the receipts and disbursements of support payments made in the [A] case. This ledger and deposition exhibits “N” and “O” establish the following: On January 4, 1972, Mr. [A] paid $1,300 by check to the [C] County probation office. The check bears the notation “Jan. Feb. [Mrs. A]/kids support.” (deposition exhibit N; deposition tr. 20, 30). This payment represents support for the months of January and February, which payments were due on December 23 (for January) and January 23 (for February) respectively.

8. On February 29,1972, [A] paid $650 by check to the [C] County probation office. This check bears [280]*280the notation “[Mrs. A] March Support.” (deposition exhibit O; deposition tr. 137).

9. No payment was made on March 23 for April’s support, but on April 18,1972, [A] made a late payment of $650 to the [C] County probation office (deposition exhibit B) for the month of April.

10. Deposition exhibit B shows that no support payment was made in either April or May for the month of May, 1972; and for the first time, the “old balance pick-up” column shows a delinquency of $650.

11. During the months of April and May, 1972, divorce hearings were being held in the [A] case, which [A] was contesting (tr. 107; deposition tr. 72-75).

12. On June 6,1972, a bench warrant was issued for [A] because of his failure to make support payments. On June 15, he paid the probation office $1,950 to cover existing arrearages and future payments (deposition exhibit E and tr. 59, 107).

13. On June 15, 1972, a divorce decree was handed down terminating the [A] marriage (deposition exhibit F). Thereafter, deposition exhibit B shows that [A] continued to pay support for his children, which payments were sometimes timely and sometimes in arrears.

14. Respondent continued to represent [A] as his attorney on various matters until early 1974, after which respondent did no further work for [A] (tr. 63-64).

15. On December 23,1971, [A] deposited into respondent’s personal account the sum of $1,000. The deposit slip bears the handwritten notation “[Respondent], I/t/f [A].” There was much speculation, but no clear evidence as to whose handwriting that [281]*281was (deposition exhibit C, lower half, deposition tr. 12-15; tr. 26, 101).

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Bluebook (online)
9 Pa. D. & C.3d 276, Counsel Stack Legal Research, https://law.counselstack.com/opinion/in-re-anonymous-no-12-db-78-pa-1978.