In re Anonymous No. 12 D.B. 76

8 Pa. D. & C.3d 294
CourtSupreme Court of Pennsylvania
DecidedAugust 30, 1977
DocketDisciplinary Board Docket no. 12 D.B. 76
StatusPublished

This text of 8 Pa. D. & C.3d 294 (In re Anonymous No. 12 D.B. 76) is published on Counsel Stack Legal Research, covering Supreme Court of Pennsylvania primary law. Counsel Stack provides free access to over 12 million legal documents including statutes, case law, regulations, and constitutions.

Bluebook
In re Anonymous No. 12 D.B. 76, 8 Pa. D. & C.3d 294 (Pa. 1977).

Opinion

PEARLSTINE, Board Member,

— Pursuant to Rule 208(d) of the Pennsylvania Rules of Disciplinary Enforcement (rules), the Disciplinary Board of the Supreme Court of Pennsylvania (board) herewith submits its findings and recommendations to your honorable court with respect to the above petition for discipline.

I. HISTORY OF THE PROCEEDINGS

At the above number, a petition for discipline was filed by the office of disciplinary counsel naming [ ] as respondent therein. In due course, the matter was assigned to a hearing committee [ ], comprised of [ ], chairman, [ ], and [ ], members. A hearing was held at the office of the disciplinary board at [ ], Pa., at which hearing [ ], Esq. and [ ], Esq., represented petitioner, and [ ], Esq., represented respondent. The hearing committee was advised that the facts in the proceeding were not subject to controversy and accordingly a stipulation and other exhibits were received into evidence. Respondent testified in his own behalf.

After the testimony was closed, the hearing committee reported in its conclusions of law that respondent had violated the following disciplinary rules as to:

CHARGE 1 — MR. AND MRS. [A]

a. D.R. 1-I02(A)(4): A lawyer shall not engage in conduct involving dishonesty, fraud, deceit or misrepresentation.

b. D.R. 6-101(A)(3): A lawyer shall not neglect a legal matter entrusted to him.

[296]*296c. D.R. 7-102(A)(5): A lawyer shall not knowingly make a false statement of law or fact. (Incorrectly cited as D.R. 7-101(A)(5).)

CHARGE 2 — [B]

The hearing committee reported in its conclusions of law that respondent had violated the following disciplinary rules as to this complaint:

a. D.R. 1-102(A)(4): A lawyer shall not engage in conduct involving dishonesty, fraud, deceit or misrepresentation.

b. D.R. 6-101(A)(3): A lawyer shall not neglect a legal matter entrusted to him.

c. D.R. 7-102(A)(5): A lawyer shall not knowingly make a false statement of law or fact.

In its report the hearing committee discussed each case individually, but made its ultimate disposition of the cases as a unit. The ultimate disposition of the cases recommended by the hearing committee was a private reprimand for respondent before the disciplinary board. The board adopted the findings and conclusions of the hearing committee and at the same time rejected the recommendation for discipline of private reprimand before the disciplinary board as proposed by the hearing committee and in its place recommends to your honorable court, that respondent, [ ], be administered public censure by the Supreme Court.

II. FINDINGS AND DISCUSSION

Respondent, [ ], was admitted to practice law in the Commonwealth of Pennsylvania and his office is located at [ ]. He was the general claims attorney for the [C] company at the time of the occurrence of both events.

[297]*297[A] Matter

On or about February 19, 1973, Mr. and Mrs. [A] were involved in an automobile accident involving one [D], who was insured by [E]. [A] was referred to respondent by his father-in-law, who was a co-employe in the accounting division of [C].

On or about March of 1973, respondent agreed to represent the claimants on a contingent fee basis of 20 percent of the gross recovery on a so-called oral power of attorney. The total of the special damages was approximately $300. Respondent failed to contact [E] regarding the personal injury claims and failed to forward special damages and medical reports pursuant to their requests.

On or about December 1974, respondent falsely advised Mr. [A] that the case was scheduled for arbitration on January 8,1975; this misrepresentation was part of a course of conduct calculated to conceal the fact that suit was never instituted by respondent. By February 19, 1975, respondent failed to file suit against [D], as a result of which failure the [As’] claims were barred by the statute of limitations.

On or about January 8,1975, respondent advised Mr. [A] that on January 7, 1975, counsel for [E] made an offer to settle the [As’] claim for $1,950. The [As] agreed to accept settlement of their claim in that amount.

On May 2, 1975, Mr. [A] wrote to respondent requesting a disbursement sheet and an approximate date of payment. On May 5, 1975, respondent replied to Mr. [A] and advised that out of the total of $1,950, his fee of $390 would be deducted and that payment would be made within approximately two weeks from the time of the receipt of executed re[298]*298leases. Respondent prepared a general release which was signed by Mr. and Mrs. [A] on May 16, 1975, for a consideration of $1,950.

On or about June 12, 1975, respondent represented to Mr. [A] that the insurance company had sent a treasurer’s check drawn to the order of Mr. and Mrs. [A] and respondent in the amount of $1,950. A check of the [E] drawn to the co-payees was duly endorsed by the [As], whereupon respondent delivered his personal check for $1,560 drawn to the order of Mr. and Mrs. [A]. This stratagem was designed to deceive the [As] into believing that the check was an insurance company check made payable to the claimants and their attorney. At the hearing respondent was unable to produce a file of this matter.

[B] Matter

Mrs. [B], approximately 80 years of age, sustained personal injuries as a result of a fall on a staircase in a building owned by the [F] corporation on or about October 15, 1972.

On or about April 10, 1973, [C] notified Mrs. [B], through her son-in-law, Mr. [G], that they were denying liability for Mrs. [B’s] injuries. Shortly thereafter Mr. [G], on Mrs. [B’s] behalf, retained respondent to represent Mrs. [B] with respect to her personal injury claim.

Respondent failed to file any lawsuit in behalf of Mrs. [B] in regard to the subject matter, but did advise Mrs. [B], through her son-in-law, that suit had been filed and that the case was listed for trial on or about November of 1974. [C] did not enter into any negotiations with respondent and in a letter sent to the disciplinary counsel said that they had [299]*299no knowledge of respondent being involved in the case.

The statute of limitations ran on October 15, 1974. On June 22, 1975, respondent prepared a settlement release for the consideration of $2,150, which Mrs. [B] executed and returned to respondent. Despite repeated promises to the claimant that the check in full settlement would be forthcoming by September 3, 1975, respondent failed to forward settlement check and on that date respondent advised Mr. [G] that he failed to file suit prior to the tolling of the claim by the statute of limitations. Respondent had not paid Mrs. [B] any sum of money and although he assured Mr. [G] that he had malpractice insurance, at the hearing he answered the question categorically that he did not have malpractice insurance, nor has payment been made by any source.

In this matter, the issue is not how many sections of the code of professional responsibility have been violated by respondent, but rather the type of discipline the board should recommend to your honorable court as the enforcing agency.

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Bluebook (online)
8 Pa. D. & C.3d 294, Counsel Stack Legal Research, https://law.counselstack.com/opinion/in-re-anonymous-no-12-db-76-pa-1977.