In re Anonymous No. 116 D.B. 93

31 Pa. D. & C.4th 199
CourtSupreme Court of Pennsylvania
DecidedJuly 12, 1995
DocketDisciplinary Board Docket no. 116 D.B. 93
StatusPublished

This text of 31 Pa. D. & C.4th 199 (In re Anonymous No. 116 D.B. 93) is published on Counsel Stack Legal Research, covering Supreme Court of Pennsylvania primary law. Counsel Stack provides free access to over 12 million legal documents including statutes, case law, regulations, and constitutions.

Bluebook
In re Anonymous No. 116 D.B. 93, 31 Pa. D. & C.4th 199 (Pa. 1995).

Opinion

KERNS, Member,

I. HISTORY OF PROCEEDINGS

The Office of Disciplinary Counsel filed a petition for discipline in this matter on December 2, 1993. The respondent filed an answer to the petition on December 30, 1993, denying the allegations of misconduct.

On January 7,1994, the matter was referred to Hearing Committee [ ], comprised of [ ], Esquire, chairman, and members [ ], Esquire, and [ ], Esquire.

A hearing was held on March 1, 1994.

On May 27, 1994, the Hearing Committee filed its report recommending that respondent receive a public censure without probation.

Both parties filed briefs on exceptions to the Hearing Committee’s report. Respondent requested oral argument.

A panel of the Disciplinary Board, consisting of Robert J. Kerns, Esquire, chairman, Alfred Marroletti, Esquire, and Thomas A. Leonard, Esquire, was convened to hear oral argument in the matter. Said argument was held on August 19, 1994.

The matter was adjudicated at the September 29, 1994 meeting of the Disciplinary Board.

II. FINDINGS OF FACT

The facts, adopted primarily from the findings of the Hearing Committee, are:

(1) Petitioner, whose principal office is located at Suite 400, Union Trust Building, 501 Grant Street, Pittsburgh, Pennsylvania, is invested, pursuant to Rule 207 of the Pennsylvania Rules of Disciplinary Enforcement, [201]*201with the power and the duty to investigate all matters involving alleged misconduct of an attorney admitted to practice law in the Commonwealth of Pennsylvania and to prosecute all disciplinary proceedings brought in accordance with the various provisions of the aforesaid rules.

(2) Respondent, [ ], Esquire, is an attorney admitted to practice law in the Commonwealth of Pennsylvania on or about December 20, 1973. He maintains an office at [ ].

(3) Respondent is also admitted to practice law in the State of [ ]. He is a member of the Pennsylvania and [ ] Bar Associations, as well as the [ ] County and [ ] County Bar Associations.

(4) Complainant’s son, a minor, engaged respondent on or about March or April of 1993 with reference to summary traffic offenses in which the Pennsylvania State Police were involved. The relationship between complainant, her son and her husband and respondent was excellent.

(5) On the morning of May 28,1993, the complainant met with the state police officer to discuss the matter concerning her son, which meeting resulted in a confrontation with the officer.

(6) After leaving the police station, the complainant arrived at respondent’s office at approximately noon or shortly thereafter.

(7) When she arrived, the complainant was emotionally distraught from her confrontation with the police.

(8) After some conversation between complainant and respondent concerning the matter, respondent suggested to complainant that they go to lunch.

[202]*202(9) Respondent then, without permission, held complainant tightly and placed his tongue in complainant’s mouth.

(10) Already emotionally upset from her previous contact with the state police, now shocked by the behavior of the respondent, the complainant became concerned and reminded respondent that they were to leave his office to go to lunch.

(11) On the same date, May 28, 1993, while the complainant and respondent were riding in his automobile, the respondent placed his hand across the complainant’s breast, without her permission, and against her consent.

(12) After respondent removed his hand from complainant, he suggested that they “do fun dirty things.”

(13) After lunch, the complainant called her son’s psychologist, Dr. [A], informed her of the incident and requested advice.

(14) Dr. [A], the psychologist, advised complainant to seek another attorney, to report the misconduct to the Disciplinary Board, and to discuss the matter with complainant’s husband.

(15) The complainant, early in the same evening, told her husband about the respondent’s assaults.

(16) On May 29,1993, the respondent communicated with the complainant and her husband and apologized for his behavior.

(17) On May 29, 1993, the respondent returned complainant’s son’s file to the complainant by courier mail over the Memorial Day weekend.

(18) On May 29, 1993, the complainant’s husband filed a complaint against respondent with the Disciplinary Board.

[203]*203(19) On May 29, 1993, the complainant and her husband sought the advice of Attorney [B] with reference to seeking new counsel, preferably a female attorney, to handle the complainant’s problem and also the complainant’s son’s legal difficulties.

(20) Attorney [B] referred the complainant and her husband to Attorney [C]. The complainant advised Attorney [C] that the decision to terminate the services of the respondent was based upon the assault of the complainant.

(21) Respondent has no prior record of discipline.

(22) Respondent presented a number of character witnesses testifying to respondent’s reputation in the civic and legal community as a truthful, honest and moral person.

III. CONCLUSIONS OF LAW

Respondent’s conduct has violated the following Rule of Professional Conduct:

(1) R.P.C. 8.4(b) — Committing a criminal act that reflects adversely on the honesty, trustworthiness or fitness as a lawyer in other respects.

IV. DISCUSSION

We begin by examining the nature of the misconduct alleged and the resulting charges levied against respondent. Our review is de novo with deference accorded to the findings of the trier of fact. Office of Disciplinary Counsel v. Costigan, 526 Pa. 16, 20, 584 A.2d 296, 298 (1990).

Succinctly, the facts support a conclusion that respondent’s physical assault of the complainant, undertaken without her permission, constituted the crime of indecent assault in violation of 18 Pa.C.S. §3126. In [204]*204the context of the Rules of Professional Conduct, respondent was charged with violating Rule 1.7(b) which provides that a lawyer shall not represent a client if the representation of that client may be materially limited by the lawyer’s own interest, and Rule 8.4(b), which provides that it is professional misconduct for a lawyer to commit a criminal act that reflects adversely on the lawyer’s honesty, trustworthiness or fitness as a lawyer in other respects. Keeping in mind that the rules are not exhaustive in defining the parameters of professional decorum, but, rather, provide a structure for the ethical practice of law, we review the specifics of the misbehavior alleged.

While the Hearing Committee determined that its findings of fact evidenced violations of both of the rules charged in the petition, we are not convinced that the conduct of respondent falls precisely within the definitional confines of Rule 1.7(b).

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Related

Matter of Disciplinary Proceedings Against Gibson
369 N.W.2d 695 (Wisconsin Supreme Court, 1985)
Office of Disciplinary Counsel v. Costigan
584 A.2d 296 (Supreme Court of Pennsylvania, 1990)
Matter of Leopold
366 A.2d 227 (Supreme Court of Pennsylvania, 1976)
Office of Disciplinary Counsel v. Wittmaack
522 A.2d 522 (Supreme Court of Pennsylvania, 1987)
In Re the Application for the Discipline of Peters
428 N.W.2d 375 (Supreme Court of Minnesota, 1988)
Office of Disciplinary Counsel v. Lucarini
472 A.2d 186 (Supreme Court of Pennsylvania, 1983)

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31 Pa. D. & C.4th 199, Counsel Stack Legal Research, https://law.counselstack.com/opinion/in-re-anonymous-no-116-db-93-pa-1995.