In re Amendment of Rules of Civil & Criminal Procedure: Sections 971.07 & 971.08, Stats

383 N.W.2d 496, 128 Wis. 2d 422, 1986 Wisc. LEXIS 1811
CourtWisconsin Supreme Court
DecidedMarch 21, 1986
StatusPublished
Cited by5 cases

This text of 383 N.W.2d 496 (In re Amendment of Rules of Civil & Criminal Procedure: Sections 971.07 & 971.08, Stats) is published on Counsel Stack Legal Research, covering Wisconsin Supreme Court primary law. Counsel Stack provides free access to over 12 million legal documents including statutes, case law, regulations, and constitutions.

Bluebook
In re Amendment of Rules of Civil & Criminal Procedure: Sections 971.07 & 971.08, Stats, 383 N.W.2d 496, 128 Wis. 2d 422, 1986 Wisc. LEXIS 1811 (Wis. 1986).

Opinions

PER CURIAM.

Included in the January 31, 1985, petition of the Judicial Council of Wisconsin requesting the amendment of the Rules of Civil and Criminal Procedure was a proposal to create a statutory procedure governing the use of plea agreements in criminal cases. Following a public hearing on the petition held April 16,1985, the court ordered that portion of the petition concerning plea agreements held in abeyance in order that the requested rule amendments might be considered by the Judicial Conference of Wisconsin at its September, 1985 meeting. The court also conducted a survey of Wisconsin trial judges with respect to their experience with plea agreements and their views of the Judicial Council rule proposal. Upon consideration of the information provided at the public hearing, in written communications directed to the court, at the Judicial Conference meeting and in the responses to the survey, the court determines that the Judicial Council proposed plea agreement rule is neither necessary nor advisable and that the request for its adoption be denied.

[423]*423The principal features of that proposal are the following:

(1) A court could refuse to accept any plea of guilty or no contest which is entered pursuant to an agreement between the defendant and the prosecutor that, in exchange for the defendant's entry of a plea of guilty or no contest to a specific offense, the prosecutor will make a recommendation to the court for the imposition of a specified sentence, fine, period of probation or other disposition;

(2) Before accepting a plea entered pursuant to an agreement, the court must require the disclosure of the terms of the agreement and, if it accepts the plea, it must approve or reject the agreement before imposing sentence of probation;

(3) If the agreement is approved, the sentence ór probation order imposed by the court may be no less favorable to the defendant than the dispositional recommendation required by the agreement;

(4) If the court rejects the plea agreement, it must disclose that fact prior to imposing sentence or probation, inform the defendant of the specific terms of the sentence or probation order to be imposed which exceed any dispositional recommendation required by the agreement, permit the defendant to move immediately for withdrawal of the plea, and forthwith grant such a motion, if made;

(5) If a valid judgment is subsequently entered on a plea made pursuant to an agreement requiring a dis-positional recommendation, the defendant is prohibited from seeking a modification of the sentence or other disposition imposed for reasons known to or reasonably discoverable by the defendant at the time of sentencing.

[424]*424This proposal, as stated in the Judicial Council Note to the proposed rule amendments, "is intended to give defendants relief from certain plea agreements not approved by the court and to minimize postconviction attacks on sentences and probation orders."

Insofar as it may be intended to ensure that a criminal defendant not be misled into entering a plea of guilty or no contest to criminal charges, the proposed procedure is unnecessary, as this court has set forth on numerous occasions the procedure a trial court is to follow prior to accepting a plea. More importantly, however, the proposal is inconsistent with the proper role of the judge in accepting pleas and imposing sentences in criminal proceedings.

In order to protect a criminal defendant from pro-secutorial overreaching or from being misled into entering a plea and thereby waiving important constitutional rights, it is essential that at the outset the defendant understand that the court is neither a party to nor bound by the plea agreement. Further, this court, in Ernst v. State, 43 Wis. 2d 661, 170 N.W.2d 713 (1969), established the necessary factors a trial court must consider and place upon the record as a basis for determining whether to accept a criminal defendant's plea. Those factors are:

(1) The extent of the defendant's education and general comprehension.

(2) The defendant's understanding of the nature of the crime with which he is charged and the range of punishments which it carries.

(3) Whether any promises or threats have been made to the defendant in connection with his appearance, his refusal of counsel, and his proposed plea.

[425]*425(4) The possibility that a lawyer may discover defenses or mitigating circumstances which would not be apparent to the defendant.

(5) Whether the defendant understands that, if indigent, counsel will be provided at no expense to him.

(6) Whether the conduct which the defendant admits constitutes the offense charged, i.e., whether there is a factual basis for the plea. Id., 674.

Since 1969, the court has frequently reiterated, most recently in State v. Cecchini, 124 Wis. 2d 200, 368 N.W.2d 830 (1985), and State v. Minniecheske, 127 Wis. 2d 234, 378 N.W.2d 283 (1985), that trial courts must comply with this procedure in order to afford sufficient protection to a criminal defendant wishing to enter a plea of guilty or no contest.

The Judicial Council's proposal would require the trial judge to take an active part in the plea agreement process. Rather than merely deciding whether to accept a plea of guilty or no contest entered pursuant to an agreement between the prosecutor and the defendant, the judge who rejects a plea agreement would be required to make the defendant an "offer" — the judge's statement to the defendant informing him of the sentence or other disposition the judge would impose which exceeds the dispositional recommendation set forth in the plea agreement. The defendant, knowing what sentence the judge would impose, would then be able to withdraw his plea and the proceeding would continue as if the plea agreement had never been made.

This proposed inclusion of the judge in the plea agreement process is contrary to what we have consistently held to be the proper judicial role in considering pleas made pursuant to an agreement. "Trial judges [426]*426should be careful to abstain from injecting themselves into plea bargaining or influencing the making of a plea. A trial judge may accept a plea bargain, but he should not do the bargaining." Rahhal v. State, 52 Wis. 2d 144, 150, 187 N.W.2d 800 (1971). "In Wisconsin, the entire sentencing process is to be a search for the truth and an evaluation of alternatives. Any advance understanding between prosecutor and defendant must not involve the trial judge.. . ." Farrar v. State, 52 Wis. 2d 651, 657, 191 N.W.2d 214 (1971).

"A trial judge should not participate in plea bargaining.

Free access — add to your briefcase to read the full text and ask questions with AI

Related

State v. Williams
2000 WI 78 (Wisconsin Supreme Court, 2000)
State v. Warner
762 So. 2d 507 (Supreme Court of Florida, 2000)
State v. Roubik
404 N.W.2d 105 (Court of Appeals of Wisconsin, 1987)

Cite This Page — Counsel Stack

Bluebook (online)
383 N.W.2d 496, 128 Wis. 2d 422, 1986 Wisc. LEXIS 1811, Counsel Stack Legal Research, https://law.counselstack.com/opinion/in-re-amendment-of-rules-of-civil-criminal-procedure-sections-97107-wis-1986.