In re Albert

577 A.2d 507, 120 N.J. 698, 1990 N.J. LEXIS 128
CourtSupreme Court of New Jersey
DecidedAugust 8, 1990
StatusPublished
Cited by2 cases

This text of 577 A.2d 507 (In re Albert) is published on Counsel Stack Legal Research, covering Supreme Court of New Jersey primary law. Counsel Stack provides free access to over 12 million legal documents including statutes, case law, regulations, and constitutions.

Bluebook
In re Albert, 577 A.2d 507, 120 N.J. 698, 1990 N.J. LEXIS 128 (N.J. 1990).

Opinion

PER CURIAM.

A local District Ethics Committee (DEC) issued a presentment in one case and a recommendation for public discipline in another, in these disciplinary proceedings against respondent, Joel M. Albert. After a de novo review, a majority of the Disciplinary Review Board (DRB) recommended that respondent be suspended from the practice of law for three months. Three members of the DRB would have imposed a public reprimand.

In the first case respondent represented one Janet Jensen in a post-judgment matrimonial matter. The DEC’S complaint, filed on March 5,1986, alleged that Albert had failed to act with reasonable diligence and promptness, had not promptly com[700]*700plied with reasonable requests for information, had not charged a reasonable fee, had not promptly delivered to the client funds belonging to her, had caused funds to be withdrawn from a statement savings account (established in the name of respondent’s law partner as escrow agent for Jensen) in payment of his legal services without fulfilling the terms of a written retainer agreement, and had not made reasonable efforts to expedite litigation. The DRB’s factual summary relevant to those charges is as follows:

On February 24, 1983, Janet Jensen retained respondent to represent her in a post-judgment matrimonial matter. At issue were the sale of the marital home, distribution of sale proceeds, support arrearages, and lack of jurisdiction. Jensen paid respondent a $500 retainer, pursuant to a written agreement that provided, among other things, for billings based on hourly rates.
A series of motions filed by respondent resulted in the sale of the marital home. A court order dated May 1984 provided, inter alia, that respondent could file an affidavit of services seeking counsel fees. Respondent never filed the affidavit.
On February 15, 1985, several of Jensen’s requests for relief regarding child support, back alimony, and medical bills were granted. The court instructed ■ respondent to prepare a proposed form of order and to file an application for counsel fees. Once again, respondent did not file the application. Neither did he submit the proposed form of order.
After the February 1985 proceeding, Jensen repeatedly telephoned respondent to determine the outcome of the motion. Respondent ignored her inquiries. On April 3, 1985, Jensen wrote to the court complaining that respondent would not return her calls. The court wrote to respondent on April 11, 1985, requesting immediate action on the matter. Thereafter, Jensen scheduled two April appointments with respondent, but he subsequently cancelled them.
On April 30, 1985, Jensen wrote to respondent discharging him as her attorney. She then filed a motion pro se, seeking to have the relief granted in February 1985 reduced to a written order. On May 29, 1985, the court signed an order. The order did not, however, accurately embody the relief granted in February. Jensen was forced to pay another attorney $2,100 to conclude the matter.
In May 1985, Jensen received a $3,000 check from respondent, which represented the balance of proceeds from the sale of the marital home that had been held in a savings account established by respondent’s law firm [as “escrow agent” for Jensen]. On May 6, 1985, Jensen wrote a letter to respondent requesting a breakdown of the status of the account to determine the disposition of a[n] $8,000 deposit related to the sale of the marital home. [(The reference is to an approximately $8,000 balance of funds in the account, some of which was subject to disputed claims of Jensen’s former husband.)] In this letter, Jensen indicated to respondent that she had never received any bills for [701]*701legal fees, despite her numerous requests. Jensen then discovered that in March 1984, respondent had withdrawn his legal fees, in the amount of $3,000, from the savings account. Respondent neither informed Jensen of the amount of his legal fees nor obtained her consent to withdraw the fees from the account.

In respect of the affairs of the second client, one Roger Goldman, the DEC concluded that Albert had grossly neglected the client’s affairs, had failed to act with due diligence, had failed to communicate with Goldman, had failed to respond to the Committee’s demands for information, and had knowingly violated the Rules of Professional Conduct. The record concerning those charges revealed that on November 20, 1984, Goldman had paid respondent $250 as a retainer to seek modification of an agreement concerning child-support payments, respondent having previously handled the dissolution of Goldman’s marriage. Respondent deposited the check but failed to do any work on the case. Moreover, he neglected to answer four follow-up letters from Goldman and failed to return the client’s many telephone calls. In his final letter, dated October 24, 1985, Goldman warned respondent that he would notify the appropriate ethics authorities if respondent did not take action or return the $250 retainer. It was only after Goldman had filed a grievance with the DEC that respondent returned the retainer, on December 12, 1985.

In addition to the foregoing, Albert failed to answer three letters from the DEC investigator or to file an answer to the ethics complaint or to respond to a follow-up letter from the DEC. He did attend the DEC hearing in October 1986, where he acknowledged that he had done nothing for his client Goldman and that he had ignored the client’s correspondence as well as letters from the investigator and the DEC.

After a review of the complete record the DRB concluded that the findings of the DEC in both cases were fully supported by clear and convincing evidence. The DRB emphasized that because Albert had failed to file counsel-fee applications, as ordered by the court, and to submit a proposed form of order, [702]*702as the court had directed, Jensen had been forced to retain new counsel to bring the matter to a close. That was done only at considerable added expense. Moreover, the DRB concluded that respondent’s withdrawal of $3,000 from the statement savings account without first obtaining the client’s consent was improper and in violation of DR 9-102(A)(2), citing In re Miller, 100 N.J. 537, 544, 498 A.2d 356 (1985). In addition, the DRB found that respondent’s disregard of his client Goldman’s affairs and his failure to perform any services for more than a year after having taken a $250 retainer was aggravated by his lack of co-operation with the DEC. Finally, the DRB characterized respondent’s failure to appear before it in October 1988 as a “contumacious disregard for ethics proceedings * *

Our independent review of the record satisfies us that respondent’s ethical violations have been established by clear and convincing evidence. Indeed, respondent acknowledges his dereliction in many respects: (1) in the Jensen matter, (a) that he failed to act with reasonable diligence in failing promptly to resubmit a proposed form of order after the trial court’s February 15, 1985, oral decision; (b) that he never sent Ms.

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Bluebook (online)
577 A.2d 507, 120 N.J. 698, 1990 N.J. LEXIS 128, Counsel Stack Legal Research, https://law.counselstack.com/opinion/in-re-albert-nj-1990.