In re Ajax, Inc.

127 Misc. 2d 534, 486 N.Y.S.2d 663, 1985 N.Y. Misc. LEXIS 2785
CourtNew York County Courts
DecidedFebruary 28, 1985
StatusPublished

This text of 127 Misc. 2d 534 (In re Ajax, Inc.) is published on Counsel Stack Legal Research, covering New York County Courts primary law. Counsel Stack provides free access to over 12 million legal documents including statutes, case law, regulations, and constitutions.

Bluebook
In re Ajax, Inc., 127 Misc. 2d 534, 486 N.Y.S.2d 663, 1985 N.Y. Misc. LEXIS 2785 (N.Y. Super. Ct. 1985).

Opinion

OPINION OF THE COURT

Stuart Namm, J.

The question before the court is whether a prospective target of a de nova Grand Jury investigation is entitled to the disclosure by the prosecution of certain information prior to his appearance as a witness before that investigating body, where it is claimed that the novel and complex nature of the investigation, alleged theft of a computer code, justifies such preindictment discovery.

Petitioners include a corporate entity and its current president. By order to show cause, counsel for the petitioners have moved for an order directing the office of Edward J. Kuriansky, Deputy Attorney-General, Medicaid Fraud Control Unit, to provide them with:

[535]*535(1) A description of the nature and scope of the various investigations presently being conducted by the Grand Jury to include: (a) the crimes to be considered by that body; and (b) a specific factual statement as to the alleged criminal activity being investigated to include the time(s) of occurrence, the identities of all victims, the names of all accomplices or codefendants, and a description of any property stolen, together with a statement of the theory of any alleged larceny;

(2) The names of all witnesses who have appeared and testified before the Grand Jury to date;

(3) The business records of the petitioner corporation and other specifically named hospitals and corporations, which records are presently in the custody of the respondent, for the purpose of reviewing and copying same prior to any appearance before the Grand Jury.

The Deputy Attorney-General opposes the right of the petitioners to obtain the requested information, but has consented to their review of their seized books and records, and has gone so far as to turn them over to the petitioners for review. Oral argument by counsel was had before the court on December 11, 1984.

DECISION OF THE COURT

At the outset, the court is not unmindful of the spirit of the language employed by the Court of Appeals in People v Copicotto (50 NY2d 222, 226): “The criminal discovery procedure embodied in article 240 * * * evinces a legislative determination that the trial of a criminal charge should not be a sporting event where each side remains ignorant of facts in the hands of the adversary until events unfold at trial. Broader pretrial discovery enables the defendant to make a more informed plea decision, minimizes the tactical and often unfair advantage to one side, and increases to some degree the opportunity for an accurate determination of guilt or innocence * * * In short, pretrial discovery * * * contributes substantially to the fair and effective administration of justice.”

However, CPL 240.40 (l)2 expressly limits an order of discovery by a court to instances where an accusatory instrument is pending. By implication, therefore, the provisions of CPL article 240 do not empower a court to grant any “preindictment” discovery to a prospective target desiring to appear before a Grand Jury investigating the commission of a crime.

[536]*536BUSINESS RECORDS AND PAPERS IN POSSESSION OF THE PROSECUTOR

Moreover, the discovery sought by the petitioners calling for the review and copying of all books and records heretofore obtained by the Deputy Attorney-General far exceeds even the right of discovery given to a defendant in the preparation for trial. Even in the context of discovery before trial an “open-file” rule has never been adopted by either the Legislature or the courts of this State. In People v Poole (48 NY2d 144, 148), Judge Jasen wrote:

“In effect, defendant asked the court to afford him the right to examine all reports, statements and papers contained in the prosecutor’s file so that he might determine for himself whether any such material was useful to him. This, the trial court properly declined to do.

“To endorse such a position would allow a defendant to embark upon an unrestrained ‘tour of investigation seeking generally useful information’ which this court in Rosario expressly noted was not the purpose of the rule.”

The reasoning of the Court of Appeals in Poole (supra) is certainly no less applicable in the context of a Grand Jury inquiry. (See also, People v Andre W., 44 NY2d 179,184; People v Consolazio, 40 NY2d 446, 453, cert denied 433 US 914.)

Furthermore, while CPL 240.10 (3) expressly defines property to include “books, records, reports, memoranda [and] papers” .^exclusive of attorney’s workjproduct, the request by the petition: ,'ers seeks to effectively obtain total disclosure of the investigatory efforts made by the prosecution to date with respect to any documents which have been obtained by them. Unless Brady material, the disclosure of an entire criminal investigation to the defense in the hope that they would find something to aid them is beyond the scope of CPL 240.20. (See, People v Nelson, 103 Misc 2d 847; People v Johnston, 55 Misc 2d 185; People v Bradford, 54 Misc 2d 54.) As the U. S. Supreme Court has stated: “We know of no constitutional requirement that the prosecution make a complete and detailed accounting to the defense of all police investigatory work on a case.” (Moore v Illinois, 408 US 786, 795.)

There exists no authority, statutory or otherwise, to support the sweeping disclosure requested herein. Moreover, even if the demand by the petitioners was “specific,” rather than general in nature, the court is still powerlesif/tg'compel production thereof before indictment. . •

[537]*537Petitioners, however, shall be accorded a reasonable opportunity to review and copy any records which they have furnished to the prosecution during the course of the current Grand Jury investigation prior to any appearance by them before that body.

DISCLOSURE OF THE IDENTITY OF WITNESSES TESTIFYING BEFORE THE GRAND JURY

Petitioners’ request that they be advised of the “names of the witnesses who have testified before the grand jury this [sic] far” is denied. The petitioners offer no authority for this extraordinary relief, nor has the research of the court revealed the existence of any such right.

In Matter of Goldberg v Extraordinary Special Grand Juries (98 Misc 2d 624, 628, mod on other grounds 69 AD2d 1), the court wrote: “The protection of the identity of those persons who appear as witnesses before Grand Juries is the cornerstone of the Grand Jury’s vitality. (See People v Di Napoli, 27 NY2d 229.) Disclosure of the identities of Grand Jury witnesses could easily have a devastating effect upon * * * the trial to follow. So, too, any revelation to the effect that the names of witnesses appearing before the Grand Jury will not be held confidential, would, perforce, have a deleterious effect upon future Grand Jury investigations”.

Petitioners’ argument that the disclosure of the identity of these witnesses is necessary because of the “extremely complicated factual matters” surrounding the Grand Jury’s inquiry, i.e., theft of a computer “code”, is without merit. Such request, in the opinion of this court, merely represents a thinly veiled and covert attempt to gain some insight into the extent and quality of the testimonial evidence already adduced before the Grand Jury by the Deputy Attorney-General.

Free access — add to your briefcase to read the full text and ask questions with AI

Related

Moore v. Illinois
408 U.S. 786 (Supreme Court, 1972)
People v. Di Napoli
265 N.E.2d 449 (New York Court of Appeals, 1970)
People v. Consolazio
354 N.E.2d 801 (New York Court of Appeals, 1976)
People v. Poole
397 N.E.2d 697 (New York Court of Appeals, 1979)
Additional January 1979 Grand Jury of Albany Supreme Court v. Doe
405 N.E.2d 194 (New York Court of Appeals, 1980)
People v. Copicotto
406 N.E.2d 465 (New York Court of Appeals, 1980)
Virag v. Hynes
430 N.E.2d 1249 (New York Court of Appeals, 1981)
Goldberg v. Extraordinary Special Grand Juries
69 A.D.2d 1 (Appellate Division of the Supreme Court of New York, 1979)
People v. Bradford
54 Misc. 2d 54 (New York County Courts, 1967)
People v. Johnston
55 Misc. 2d 185 (New York County Courts, 1967)
People v. Root
87 Misc. 2d 482 (New York Supreme Court, 1976)
Goldberg v. Extraordinary Special Grand Juries
98 Misc. 2d 624 (New York Supreme Court, 1979)
People v. Nelson
103 Misc. 2d 847 (Syracuse City Court, 1980)
People v. Suarez
103 Misc. 2d 910 (New York Supreme Court, 1980)
People v. Martinez
111 Misc. 2d 67 (New York Supreme Court, 1981)
People v. Natoli
112 Misc. 2d 1069 (New York Supreme Court, 1982)

Cite This Page — Counsel Stack

Bluebook (online)
127 Misc. 2d 534, 486 N.Y.S.2d 663, 1985 N.Y. Misc. LEXIS 2785, Counsel Stack Legal Research, https://law.counselstack.com/opinion/in-re-ajax-inc-nycountyct-1985.