Filed 6/16/17 CERTIFIED FOR PUBLICATION
COURT OF APPEAL, FOURTH APPELLATE DISTRICT
DIVISION ONE
STATE OF CALIFORNIA
In re A.G. et al., a Person Coming Under the Juvenile Court Law. D071620 SAN DIEGO COUNTY HEALTH AND HUMAN SERVICES AGENCY, (Super. Ct. No. NJ15122ABC) Plaintiff and Respondent,
v.
A.J.,
Defendant and Appellant.
APPEAL from a judgment of the Superior Court of San Diego County, Blaine K.
Bowman, Judge. Affirmed in part; reversed in part.
Neale Bachmann Gold, under appointment by the Court of Appeal, for Defendant
and Appellant.
Thomas E. Montgomery, County Counsel, John E. Philips, Chief Deputy County
Counsel, Patrice Plattner-Grainger, Senior Deputy County Counsel, for Plaintiff and
Respondent. A.J. appeals from a 12-month review hearing at which the juvenile court returned
his children to their mother's care. (Welf. & Inst. Code, § 366.21, subd. (f).)1 He
contends the court erred when it found that he had been offered or provided reasonable
services. We agree and reverse the reasonable services finding as to A.J. In all other
respects, the findings and orders are affirmed.
FACTUAL AND PROCEDURAL BACKGROUND
A.J. and R.G. are the parents of three children, who are now ten, nine and seven
years old. In November 2011, A.J. was arrested and deported to Mexico after he
assaulted R.G. R.G. obtained an order prohibiting A.J. from having contact with her and
the children.
After A.J. was deported, the San Diego County Health and Human Services
Agency (Agency) investigated 13 child protective services referrals on behalf of the
children. The referrals were largely related to R.G.'s alcohol use and failure to supervise
the children. In February 2013, October 2013, and February 2014, the Agency
substantiated allegations that R.G. was neglecting the children. In October 2015, the
Agency detained the children in protective custody and initiated dependency proceedings
after an "extremely intoxicated" R.G. was arrested and jailed on charges of grand theft.
R.G. said she did not have contact information for A.J. The Agency conducted a
due diligence search for father in California, but did not try to locate him in Mexico. In
November 2015, the court sustained the dependency petitions, removed the children from
1 Further unspecified statutory references are to the Welfare and Institutions Code. 2 parental custody, and ordered the Agency to offer or provide reunification services to
R.G.
On April 14, 2016, A.J. telephoned the social worker to ask about the children's
welfare. He said R.G. had contacted him through Facebook and told him about the
children's dependency proceedings. On April 18, A.J. told the social worker he wanted
custody of the children. He had not seen them in approximately two years. The social
worker sent a copy of the petition and other paperwork to A.J., who was living in
Tijuana, B.C., Mexico.
On June 9, A.J. told the social worker he wanted the children to be placed with
him and was willing to participate in reunification services and "do whatever is needed to
have contact with the children." The Agency submitted a request to the International
Liaison to arrange a border visit with the children at the Mexican Consulate. The Agency
asked the social services agency, Desarrollo Integral para la Familia (DIF), to conduct an
evaluation of A.J.'s home and provide parenting education and domestic violence
prevention classes to him. At the six-month review hearing on June 13, the court ordered
the Agency to offer or provide reasonable services to the parents, and to prepare a case
plan for A.J. by July 18.
On July 19, A.J. told the social worker he wanted to have regular contact with the
children as often as possible. He had had one visit with the children, with no concerns.
The Agency submitted a request for ongoing visitation to the Mexican Consulate.
However, A.J. withdrew his requests for a home evaluation and reunification services
after speaking to DIF. He decided not to ask for placement because he was unable to pay
3 for the children's education in Mexico. A.J. believed it was in their best interests to stay
in the United States to complete their education. The social worker advised A.J. to speak
with his attorney before waiving reunification services. A.J. said he had not heard from
his attorney and asked the social worker to contact his attorney and give her his telephone
number, which the social worker did.
After speaking with his attorney, A.J. asked the court to order the Agency to
provide reunification services to him. He wanted to be able to care for the children if
they did not reunify with their mother. On July 25, the court2 ordered the Agency to
provide supervised visitation between A.J. and the children at the international border,
and prepare a case plan for A.J. within 30 days.
On August 19, the Agency submitted a case plan for A.J. to the court. The case
plan required A.J. to attend individual or group counseling to address domestic violence,
and participate in a parenting education program.
On October 24, the Agency reported it had sent a referral to DIF to provide case
plan services to A.J. DIF was unable to find a domestic violence group and had not yet
referred A.J. to a parenting education program. The Agency was looking for alternate
service providers to locate services for A.J. A visit between A.J. and the children was
scheduled for November 10.
In the Agency's court report dated October 24, the social worker wrote: "[A.J.]
has been in contact with the Agency to ask about the children and for visitation. At this
2 Prior to the 12-month review hearing, Commissioner Michael J. Imhoff presided over the children's dependency proceedings. 4 time the father is not asking for reunification as he believes the children are better off
here in the U.S. with the mother. The father lives in Tijuana, Mexico and that will make
providing services more difficult and will take longer for him to engage and make
progress in services. [A.J.] has had contact with the children during this report period but
has not contacted the Agency for regular visits which calls into question his commitment
to the children." On the next page of the report, the social worker stated, "The father is
willing and able to participate in services. However, the Agency via DIF has been unable
to provide services in the father's home town of Tijuana Mexico. At this time the father
is requesting regular visits with the children at the border. The Agency will continue its
efforts to provide the father with services."
The 12-month review hearing was held on January 3, 2017.3 Without submitting
an addendum report for November and December 2016, the Agency recommended that
the court return the children to their mother's care under a plan of family maintenance
services and provide discretionary services to the father.
A.J. did not contest the placement recommendation, but said he did not receive
any services and asked the court to find that the Agency did not offer or provide
reasonable services to him. A.J. said he wanted custody of the children if they were
removed from their mother's care.
The Agency acknowledged it did not provide "gold-plated services" to father but
argued the services were reasonable under the circumstances.
Free access — add to your briefcase to read the full text and ask questions with AI
Filed 6/16/17 CERTIFIED FOR PUBLICATION
COURT OF APPEAL, FOURTH APPELLATE DISTRICT
DIVISION ONE
STATE OF CALIFORNIA
In re A.G. et al., a Person Coming Under the Juvenile Court Law. D071620 SAN DIEGO COUNTY HEALTH AND HUMAN SERVICES AGENCY, (Super. Ct. No. NJ15122ABC) Plaintiff and Respondent,
v.
A.J.,
Defendant and Appellant.
APPEAL from a judgment of the Superior Court of San Diego County, Blaine K.
Bowman, Judge. Affirmed in part; reversed in part.
Neale Bachmann Gold, under appointment by the Court of Appeal, for Defendant
and Appellant.
Thomas E. Montgomery, County Counsel, John E. Philips, Chief Deputy County
Counsel, Patrice Plattner-Grainger, Senior Deputy County Counsel, for Plaintiff and
Respondent. A.J. appeals from a 12-month review hearing at which the juvenile court returned
his children to their mother's care. (Welf. & Inst. Code, § 366.21, subd. (f).)1 He
contends the court erred when it found that he had been offered or provided reasonable
services. We agree and reverse the reasonable services finding as to A.J. In all other
respects, the findings and orders are affirmed.
FACTUAL AND PROCEDURAL BACKGROUND
A.J. and R.G. are the parents of three children, who are now ten, nine and seven
years old. In November 2011, A.J. was arrested and deported to Mexico after he
assaulted R.G. R.G. obtained an order prohibiting A.J. from having contact with her and
the children.
After A.J. was deported, the San Diego County Health and Human Services
Agency (Agency) investigated 13 child protective services referrals on behalf of the
children. The referrals were largely related to R.G.'s alcohol use and failure to supervise
the children. In February 2013, October 2013, and February 2014, the Agency
substantiated allegations that R.G. was neglecting the children. In October 2015, the
Agency detained the children in protective custody and initiated dependency proceedings
after an "extremely intoxicated" R.G. was arrested and jailed on charges of grand theft.
R.G. said she did not have contact information for A.J. The Agency conducted a
due diligence search for father in California, but did not try to locate him in Mexico. In
November 2015, the court sustained the dependency petitions, removed the children from
1 Further unspecified statutory references are to the Welfare and Institutions Code. 2 parental custody, and ordered the Agency to offer or provide reunification services to
R.G.
On April 14, 2016, A.J. telephoned the social worker to ask about the children's
welfare. He said R.G. had contacted him through Facebook and told him about the
children's dependency proceedings. On April 18, A.J. told the social worker he wanted
custody of the children. He had not seen them in approximately two years. The social
worker sent a copy of the petition and other paperwork to A.J., who was living in
Tijuana, B.C., Mexico.
On June 9, A.J. told the social worker he wanted the children to be placed with
him and was willing to participate in reunification services and "do whatever is needed to
have contact with the children." The Agency submitted a request to the International
Liaison to arrange a border visit with the children at the Mexican Consulate. The Agency
asked the social services agency, Desarrollo Integral para la Familia (DIF), to conduct an
evaluation of A.J.'s home and provide parenting education and domestic violence
prevention classes to him. At the six-month review hearing on June 13, the court ordered
the Agency to offer or provide reasonable services to the parents, and to prepare a case
plan for A.J. by July 18.
On July 19, A.J. told the social worker he wanted to have regular contact with the
children as often as possible. He had had one visit with the children, with no concerns.
The Agency submitted a request for ongoing visitation to the Mexican Consulate.
However, A.J. withdrew his requests for a home evaluation and reunification services
after speaking to DIF. He decided not to ask for placement because he was unable to pay
3 for the children's education in Mexico. A.J. believed it was in their best interests to stay
in the United States to complete their education. The social worker advised A.J. to speak
with his attorney before waiving reunification services. A.J. said he had not heard from
his attorney and asked the social worker to contact his attorney and give her his telephone
number, which the social worker did.
After speaking with his attorney, A.J. asked the court to order the Agency to
provide reunification services to him. He wanted to be able to care for the children if
they did not reunify with their mother. On July 25, the court2 ordered the Agency to
provide supervised visitation between A.J. and the children at the international border,
and prepare a case plan for A.J. within 30 days.
On August 19, the Agency submitted a case plan for A.J. to the court. The case
plan required A.J. to attend individual or group counseling to address domestic violence,
and participate in a parenting education program.
On October 24, the Agency reported it had sent a referral to DIF to provide case
plan services to A.J. DIF was unable to find a domestic violence group and had not yet
referred A.J. to a parenting education program. The Agency was looking for alternate
service providers to locate services for A.J. A visit between A.J. and the children was
scheduled for November 10.
In the Agency's court report dated October 24, the social worker wrote: "[A.J.]
has been in contact with the Agency to ask about the children and for visitation. At this
2 Prior to the 12-month review hearing, Commissioner Michael J. Imhoff presided over the children's dependency proceedings. 4 time the father is not asking for reunification as he believes the children are better off
here in the U.S. with the mother. The father lives in Tijuana, Mexico and that will make
providing services more difficult and will take longer for him to engage and make
progress in services. [A.J.] has had contact with the children during this report period but
has not contacted the Agency for regular visits which calls into question his commitment
to the children." On the next page of the report, the social worker stated, "The father is
willing and able to participate in services. However, the Agency via DIF has been unable
to provide services in the father's home town of Tijuana Mexico. At this time the father
is requesting regular visits with the children at the border. The Agency will continue its
efforts to provide the father with services."
The 12-month review hearing was held on January 3, 2017.3 Without submitting
an addendum report for November and December 2016, the Agency recommended that
the court return the children to their mother's care under a plan of family maintenance
services and provide discretionary services to the father.
A.J. did not contest the placement recommendation, but said he did not receive
any services and asked the court to find that the Agency did not offer or provide
reasonable services to him. A.J. said he wanted custody of the children if they were
removed from their mother's care.
The Agency acknowledged it did not provide "gold-plated services" to father but
argued the services were reasonable under the circumstances. The Agency was willing to
3 The 12-month review hearing was heard by Judge Blaine K. Bowman. 5 provide discretionary services to A.J. while the case continued under a family
maintenance plan.
The court found that A.J. initially wanted to engage in services but then changed
his mind and declined reunification services. The court said, "The bigger problem is that
he was in Mexico . . . and unable to benefit from the services provided by the Agency
here. And the reason the father was in Mexico is because he was deported to Mexico for
domestic-violence related offenses. So through the father's own actions, he was deported,
and then the Agency couldn't provide services to him. But the Agency made reasonable
efforts to attempt to get the services provided by the Mexican officials through DIF, and
then he showed up at DIF and said he didn't want the services."
The court found by clear and convincing evidence that reasonable services were
offered or provided to the parents. The court placed the children with their mother under
a plan of family maintenance services and ordered the Agency to continue to provide
visitation and discretionary services to A.J.
DISCUSSION
A
Relevant Legal Principles and Standard of Review
Family reunification services play a critical role in dependency proceedings under
federal and state law. (42 U.S.C. §§ 629, 629a(a)(7); Welf. & Inst. Code, § 361.5, subd.
(a); In re Alanna A. (2005) 135 Cal.App.4th 555, 563 (Alanna A.).) At each review
hearing, the court is required to determine the "extent of the agency's compliance with the
case plan" in making reasonable efforts to return the child to a safe home. (Welf. & Inst.
6 Code, § 366, subd. (a)(1)(B); see also 42 U.S.C. § 671(a)(15)(B).) Services "may include
provision of a full array of social and health services to help the child and family and to
prevent reabuse of children." (Welf. & Inst. Code, § 300.2; 42 U.S.C. § 629a(a)(7).)
To support a finding that reasonable services were offered or provided to the
parent, "the record should show that the supervising agency identified the problems
leading to the loss of custody, offered services designed to remedy those problems,
maintained reasonable contact with the parents during the course of the service plan, and
made reasonable efforts to assist the parents in areas where compliance proved
difficult . . . ." (In re Riva M. (1991) 235 Cal.App.3d 403, 414.) Reunification services
should be tailored to the particular needs of the family. (David B. v. Superior Court
(2004) 123 Cal.App.4th 768, 793.)
"The standard is not whether the services provided were the best that might be
provided in an ideal world, but whether the services were reasonable under the
circumstances." (In re Misako R. (1991) 2 Cal.App.4th 538, 547.) The "adequacy of
reunification plans and the reasonableness of the [Agency's] efforts are judged according
to the circumstances of each case." (Robin V. v. Superior Court (1995) 33 Cal.App.4th
1158, 1164.) If reasonable services are not provided or offered to the parent, the court is
required to continue the case for the period of time permitted by statute. (See Welf. &
Inst. Code, § 366.21, subds. (e) & (g)(1).) A finding of no reasonable services may also
have consequences for the state in receiving federal funds pursuant to the Adoptions and
Safe Families Act of 1997. (42 U.S.C. §§ 671(a)(15), 672(a)(1), (2)(A)(ii); 45 C.F.R.
1356.21(b).)
7 We review a reasonable services finding to determine if it is supported by
substantial evidence. (In re Christina L. (1992) 3 Cal.App.4th 404, 414.) We consider
the evidence in the light most favorable to the prevailing party and indulge in all
legitimate and reasonable inferences to uphold the court's ruling. (In re Misako R., supra,
2 Cal.App.4th at p. 545.) The burden is on the petitioner to show that the evidence is
insufficient to support the juvenile court's findings. (In re L.Y.L. (2002) 101 Cal.App.4th
942, 947.)
B
The Court's Reasonable Services Finding Is Not Supported by Substantial Evidence
The uncontroverted record shows that the Agency did not provide court-ordered
reunification services to A.J. We conclude that the court erred when it found that under
the circumstances, the Agency provided reasonable services to A.J.
The court's finding was based in part on A.J.'s statement he was withdrawing his
request for reunification services. This statement does not constitute substantial evidence
to support the finding that services were reasonable under the circumstances. On June
13, Commissioner Imhoff ordered the Agency to provide reunification services to A.J.
The Agency sent a referral to DIF. After meeting with DIF, A.J. decided it was in the
children's best interests to stay in the United States. On July 19, he told the social worker
he did not need reunification services. The social worker warned A.J. not to relinquish
his right to reunification services until he had consulted his attorney. At the next hearing,
on July 25, A.J. asked for reunification services and Commissioner Imhoff ordered the
Agency to provide reunification services to him. Thus, any confusion about A.J.'s
8 interest in receiving reunification services was cleared up within the week, and the
Agency was required to offer or provide court-ordered reunification services to A.J.
(§ 361.5, subd. (a) [the court shall order the social worker to provide child welfare
services to the child and to the child's mother and statutorily presumed father].)
Further, statutory protections apply when a parent expresses a wish not to
participate in reunification services. The court may bypass services if the parent has
advised the court that he or she is not interested in receiving services or having the child
returned to his or her custody and does not wish to receive services. The parent must be
represented by counsel and must execute a waiver of services form. The court is required
to advise the parent of any right to services and of the possible consequences of a waiver
of services. The court is prohibited from accepting the waiver of services unless it finds
on the record that the parent has knowingly and intelligently waived the right to services.
(§ 361.5, subd. (b)(14).) Thus, as applicable here, a court may not rely on a parent's
uninformed statement about not wishing to receive reunification services to curtail the
parent's right to such services.
The court's finding the Agency could not provide services to A.J. because he was
responsible for his own deportation is legally indefensible. A.J.'s arrest and deportation
to Mexico do not make the Agency's failure to provide court-ordered services to A.J.
reasonable under the circumstances. Just as there is no " 'Go to jail, lose your child' " rule
in California (In re S.D. (2002) 99 Cal.App.4th 1068, 1077), there is no "Go to Mexico,
lose your child" rule in California (§ 361.5, subd. (a)(3)(A)). The Legislature recognizes
there may be barriers to providing services to a person who has been arrested and
9 deported to his or her country of origin. (§ 361.5, subd. (a)(3)(A).) However, under the
California dependency scheme, this circumstance may constitute reason to provide an
extended period of reunification services to the parent. (Ibid.) It does not relieve the
Agency from its obligation to provide reunification services to a deported parent.
The Legislature acknowledges in some circumstances, court-ordered services
may not be available to a parent who has been deported to his or her country of origin.
(§ 361.5, subd. (a)(3)(B).)4 This is not the situation here. The Agency represented that it
was looking for service providers and could provide discretionary services to A.J. in
Mexico. The record shows that visitation services were available, but were not
implemented on a regular basis. Parenting education programs were available through
DIF, but DIF had not yet referred A.J. to a program. Thus, the court's finding the Agency
could not provide services to A.J. because he was in Mexico is not supported by
substantial evidence.
Finally, the Legislature provides that services for a deported parent include
"[r]easonable efforts to assist parents who have been deported to contact child welfare
authorities in their country of origin, to identify any available services that would
substantially comply with case plan requirements, to document the parents' participation
in this services, and to accept reports from local child welfare authorities as to the
parents' living situation, progress and participation in services." (§ 361.5, subd.
4 In those circumstances, the failure to provide services does not prohibit a court from terminating parental rights. (See § 366.26, subd. (c)(2)(A).) However, the court must consider the child's wishes to have continued contact with his or her parent when choosing a permanent plan for the child. (§ 361.5, subd. (a)(3)(B).) 10 (e)(1)(E).) The record does not contain any evidence to show that during the review
period, the Agency assisted A.J. in contacting DIF for service referrals or identified any
available services that would substantially comply with case plan requirements. The
record shows that A.J. was not offered, or provided with, the court-ordered services in his
case plan during the review period. Accordingly, we conclude there is not substantial
evidence to support the reasonable services finding.
C
A Harmless Error Analysis Does Not Apply
The Agency argues providing discretionary services to A.J. will be an adequate
remedy for any failure to provide reasonable reunification services to him, and therefore
error, if any, is harmless. (See, People v. Watson (1956) 46 Cal.2d 818, 836 [miscarriage
of justice occurs where it is reasonably probable a result more favorable to the appealing
party would have been reached in the absence of error].) The Agency does not cite any
case holding that a harmless error analysis applies to an erroneous reasonable services
finding. The cases on which it relies do not support that proposition. (See, In re Celine
R. (2003) 31 Cal.4th 45, 60 [harmless error analysis applies to failure to appoint separate
counsel for siblings]; Adoption of A.B. (2016) 2 Cal.App.5th 912, 927 [ICWA notice
errors were harmless where Indian tribe had actual notice]; In re Michael G. (2012) 203
Cal.App.4th 580, 591 [inadequate adoption assessment reviewed for prejudicial error].)
We are not convinced a harmless error analysis applies to a reasonable services
finding. In view of federal statutes requiring the provision of services to safely reunify
11 families,5 the Legislature has created a statutory scheme with "precise and demanding
substantive requirements" which in part "protect the legitimate interests of the parents."
(Cynthia D. v. Superior Court (1993) 5 Cal.4th 242, 256.) Among those requirements is
the provision of family reunification services to the child's mother and statutorily
presumed father for a specified period of time. (§ 361.5, subd. (a).) The Legislature has
mandated consequences for the failure to provide court-ordered reunification services to a
parent. (See, e.g., §§ 366.21, subds. (e)(3), (g)(2), 366.22, subd. (a)(3), 366.26, subd.
(c)(2).) There are no equivalent provisions for the failure to provide discretionary
services to a parent.
An erroneous reasonable services finding may have consequences for the parent if
the child is removed again from the other parent's custody during the dependency
proceedings (§ 361.5, subd (a)(1) [time limitations on services]), or if the parent is
5 In enacting the federal Adoption and Safe Families Act, Congress "tied federal funding of foster care and adoption assistance to each state's adoption of a plan regarding its foster care system." (In re D.C.D. (2014) 629 Pa. 325, 347; 42 U.S.C. § 671.) Absent a statutory exception, federal law requires state plans to provide that "reasonable efforts shall be made to preserve and reunify families." (42 U.S.C. § 671(a)(15)(B).) These efforts include the provision of reunification services. (42 U.S.C. §§ 629, 629a(a)(7).) To be eligible to receive federal foster care maintenance payments (42 U.S.C. §§ 671(a)(15), 672, 674), agencies must make reasonable efforts "to effect the safe reunification" of families. (45 C.F.R. 1356.21(b).) The Pennsylvania Supreme Court, interpreting federal law controlling state dependency plans, holds that the remedy for an agency's failure to provide services is for the court to conclude on the record that the agency has failed to make reasonable efforts. (In re D.C.D., supra, 629 Pa. at p. 347.) In this case, however, the record shows that the Agency made reasonable efforts to reunify the family as to the mother, which may satisfy federal requirements for funding purposes. (See 42 U.S.C. § 671(a)(15) [reasonable efforts shall be made to preserve and reunify families and make it possible to a child to safely return to the child's home].) 12 involved in a future dependency proceeding (see, e.g., § 361.5, subd. (b)(10) [permitting
court to bypass services where parent has not made reasonable efforts to remedy
problems].) The remedy for the failure to provide court-ordered reunification services to
a parent is to provide an additional period of reunification services to that parent and to
make a finding on the record that reasonable services were not offered or provided to that
parent.
DISPOSITION
The finding that A.J. was offered or provided reasonable services is reversed. In
all other respects, the findings and orders are affirmed.
O'ROURKE, J.
WE CONCUR:
NARES, Acting P. J.
DATO, J.