In re a Member of the State Bar of Arizona, Rosenzweig

838 P.2d 1272, 172 Ariz. 511, 1992 Ariz. LEXIS 73
CourtArizona Supreme Court
DecidedSeptember 18, 1992
DocketNo. SB-90-0038-D; Comm. No. 89-1639
StatusPublished
Cited by1 cases

This text of 838 P.2d 1272 (In re a Member of the State Bar of Arizona, Rosenzweig) is published on Counsel Stack Legal Research, covering Arizona Supreme Court primary law. Counsel Stack provides free access to over 12 million legal documents including statutes, case law, regulations, and constitutions.

Bluebook
In re a Member of the State Bar of Arizona, Rosenzweig, 838 P.2d 1272, 172 Ariz. 511, 1992 Ariz. LEXIS 73 (Ark. 1992).

Opinion

JUDGMENT AND ORDER

This matter having come on for hearing before the Disciplinary Commission of the Supreme Court of Arizona, it having duly rendered its decision and no timely appeal therefrom having been filed, and the Court having declined sua sponte review,

IT IS ORDERED, ADJUDGED AND DECREED that MARTIN P. ROSENZWEIG, a member of the State Bar of Arizona, is hereby suspended from the practice of law for a period of three years, effective as of the date of this Judgment and Order, for conduct in violation of his duties and obligations as a lawyer, as disclosed in the commission report attached hereto as Exhibit A.

IT IS FURTHER ORDERED that pursuant to Rule 63(a), Rules of the Supreme Court of Arizona, MARTIN P. ROSENZWEIG shall notify all of his clients, within ten (10) days from the date hereof, of his inability to continue to represent them and that they should promptly retain new counsel, and shall promptly inform this court of his compliance with this Order as provided by Rule 63(d), Rules of the Supreme Court of Arizona.

IT IS FURTHER ORDERED that pursuant to Rule 52(a)(8), Rules of the Supreme Court of Arizona, the State Bar of Arizona is granted judgment against MARTIN P. ROSENZWEIG for costs incurred by the State Bar of Arizona in the amount of $900.86, together with interest at the legal rate from the date of this judgment.

EXHIBIT A

BEFORE THE DISCIPLINARY COMMISSION OF THE SUPREME COURT OF ARIZONA

In the Matter of MARTIN P. ROSENZWEIG, a Member of the State Bar of Arizona, RESPONDENT.

Comm. No. 89-1639

DISCIPLINARY COMMISSION REPORT

Filed April 13, 1992

This matter came on for review before the Disciplinary Commission of the Su[512]*512preme Court of Arizona on March 14,1992, on the State Bar’s objection to the hearing committee’s recommendation of censure. Oral argument was waived by stipulation.

Decision

After consideration of the record on appeal, the Commission, by a vote of nine aye, adopts the findings of fact and conclusions of law of the hearing committee. However, the Commission rejects the committee’s recommendation of censure and, by a vote of six to three,1 recommends that Respondent be suspended for a period of three years, and that he pay the costs and expenses incurred by the State Bar.

Facts

The findings of fact of the hearing committee, to which Respondent did not object, indicate that Respondent had rented some real property in Flagstaff, Arizona to a woman who subsequently failed to pay her rent. Respondent attempted through various forcible detainer actions to have her removed. These had proved unsuccessful and inconvenient, as the property and venue was in Flagstaff. Respondent went to Flagstaff and obtained the tenant’s signature on an installment promissory note, which was later altered by Respondent by adding language to the effect that “... any suit to collect may be brought in Plaintiff’s domicile.” When the tenant failed to comply with the terms of the note, Respondent filed a lawsuit in Maricopa County.

Respondent defended his choice of venue to the court by presenting the installment note, which included, above the signature line, the additional handwritten language. The committee found that this language was not on the document when it was originally signed; Respondent added that language later without the tenant’s knowledge or consent, in an attempt to deceive the court and cause hardship to his tenant.

The committee also found that, in letters to the State Bar responding to their inquiries into this matter, Respondent falsely claimed the handwritten language was added at the time the note was executed. He also misrepresented that there were two originals of the note, and that his original included the language regarding venue. Respondent made these same claims under oath before the hearing committee.

Discussion of Decision

The Commission agrees with the committee that Respondent violated ER 3.3(a)(1) and (4) when he offered the altered installment note to the court, and stated that the handwritten language was added prior to signature; ER 3.4(a) and (b) when he falsified the installment note; and ER 8.1(a) when he made misrepresentations to the State Bar during their investigation.

The Commission must disagree with the committee’s recommendation of censure, however. Recommendations of the hearing committee are entitled to deference and serious consideration. In re Pappas, 159 Ariz. 516, 768 P.2d 1161 (1988). As stated above, the Commission unanimously adopted the committee’s findings of fact and conclusions of law. However, the Commission believes those facts and conclusions call for a sanction more severe than censure. The application of the American Bar Association’s Standards for Imposing Lawyer Sanctions and prior decisions of this Court lead the Commission to conclude that suspension is the appropriate sanction.

Particularly in situations where the Commission disagrees with the committee’s recommendation, the ABA Standards are useful in assisting in the determination of the appropriate sanction. In re Arrick, 161 Ariz. 16, 775 P.2d 1080 (1989).

Standard 6.12 provides for suspension when a lawyer knows that false statements [513]*513or documents are being submitted to the court and takes no remedial action, and causes injury or potential injury to a party to the legal proceedings. Standard 6.13 provides for censure when those actions are negligent rather than knowing. In this matter, Respondent knowingly submitted an altered document to the court. And, certainly, the tenant against whom Respondent filed suit suffered injury, both financial and emotional; as she lived in Flagstaff, it was necessary for her to miss an entire day of work in order to travel to Scottsdale to attend the hearing. Further, her reputation was questioned and she was labeled a liar in a public forum.

Standard 7.2 provides for suspension when a lawyer knowingly engages in conduct that is a violation of a duty owed to the profession, and causes injury or potential injury to a client, the public, or the legal system. Respondent’s false statements to the State Bar during their investigation into these charges, and his continued false statements made to the hearing committee under oath, violate his duty to the legal profession and indicate a disregard and complete lack of respect for the discipline system. This attitude by a member of the Bar can only cause harm to the image of the profession.

In a case involving similar conduct, In re Fresquez, 162 Ariz. 328, 783 P.2d 774 (1989), the respondent prepared a false document for signature by his client, made false statements during the disciplinary process, made false statements to his clients about filing their complaint and about trial dates, and made a payment to his client’s sister as an inducement to procure his client’s signature on the falsified document. While Fresquez’s violations were more pervasive than Respondent’s, the essence of the misconduct in both cases involved falsified documents and lying under oath. In Fresquez,

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Bluebook (online)
838 P.2d 1272, 172 Ariz. 511, 1992 Ariz. LEXIS 73, Counsel Stack Legal Research, https://law.counselstack.com/opinion/in-re-a-member-of-the-state-bar-of-arizona-rosenzweig-ariz-1992.