Idaho State Bar v. Gantenbein

986 P.2d 339, 133 Idaho 316, 1999 Ida. LEXIS 83
CourtIdaho Supreme Court
DecidedJuly 28, 1999
Docket24878
StatusPublished
Cited by4 cases

This text of 986 P.2d 339 (Idaho State Bar v. Gantenbein) is published on Counsel Stack Legal Research, covering Idaho Supreme Court primary law. Counsel Stack provides free access to over 12 million legal documents including statutes, case law, regulations, and constitutions.

Bluebook
Idaho State Bar v. Gantenbein, 986 P.2d 339, 133 Idaho 316, 1999 Ida. LEXIS 83 (Idaho 1999).

Opinion

WALTERS, Justice.

NATURE OF THE CASE

This is a Bar discipline case where the hearing committee found that Larry A. Gantenbein had violated Rules 3.4(a), (b) and (d); 4.1(a); and 8.4(c) of the Idaho Rules of Professional Conduct. 1 The committee recommended that Gantenbein be suspended from the practice of law for twenty-four months, with eighteen months of the suspension to be withheld upon specified conditions. Gantenbein filed a notice of objection to the committee’s findings and recommendations pursuant to Rule 511(o)(2) of the Idaho Bar Commission Rules (IBCR) and the matter was submitted to this Court for determination. We conclude that an order should be entered suspending Gantenbein from the practice of law as recommended by the hearing committee.

FACTS AND PROCEDURE

Larry A. Gantenbein was admitted to practice law in Idaho in 1988 and, at all times relevant to this case, was employed as counsel for the Union Pacific Railroad (UPRR). *318 In June of 1996 the Bar initiated a complaint against Gantenbein. The complaint alleged eight counts of professional misconduct which were committed by Gantenbein in connection with his representation of UPRR in a personal injury lawsuit brought by a UPRR employee, Christopher Bryant, under the Federal Employers Liability Act (FELA), and subsequent employment matters between UPRR and Bryant. The misconduct took various forms, including: the intentional alteration of a medical report from Donald Whitenack, M.D., and then submitting the altered report to opposing counsel in Bryant’s personal injury case; obstructing Bryant’s lawyers in their efforts to determine who had altered the document; conduct in defending UPRR in depositions concerning the falsified document; and republication of the falsified document in subsequent administrative and federal court proceedings. An amended complaint was later filed asserting two additional counts of misconduct.

The parties entered into a stipulation of facts on March 11,1998, in anticipation of the hearing scheduled on the Bar complaint against Gantenbein. The hearing committee designated to receive evidence in the case against Gantenbein found the April 19, 1994, redaction initially to have been an irrational and angry act by Gantenbein simply to revenge himself on Bryant’s counsel for not withdrawing from representing Bryant, whom Gantenbein and UPRR suspected of pursuing a fraudulent or exaggerated claim for damages related to a knee injury, and for unilaterally obtaining a continuance of a trial setting in the case. The committee found that the redacted document was then inadvertently transmitted to the railroad’s employment-disciplinary committee which was investigating Bryant’s claim, rather than with an intent by Gantenbein to wilfully cause damage or injury to Bryant in the disciplinary process. The hearing committee found that although Gantenbein had disclosed his improper action to his supervisors at UPRR in May of 1994, no steps were taken at that time to bring the improper redaction to the attention of opposing counsel or to otherwise remedy the situation, on the assumption that the redacted document was insignificant and meaningless in the circumstances of the Bryant disciplinary proceedings, which ultimately led to Bryant’s termination from his employment with the railroad.

The hearing committee found that there existed clear and convincing evidence to conclude that Gantenbein had committed misconduct as alleged by the Bar, except as to the claims that Gantenbein had falsified the document for use in Bryant’s disciplinary hearing and that he had made false statements in his pleadings. The committee concluded therefore that Gantenbein had violated Rules 3.4(a), (b), (d), 4.1(a) and 8.4(c) of the Idaho Rules of Professional Conduct. The committee determined that mitigating circumstances existed in the nature of various physical, medical and personal impairments suffered by Gantenbein. The committee recommended that Gantenbein be suspended from the practice of law for two years. However, two of the three committee members voted to withhold eighteen months of the suspension subject to satisfactory completion of a successful five-year period of probation following the actual suspension period. The committee set forth suggested terms of probation as part of its recommendation, which included: (a) that Gantenbein commit no additional ethical violations during the probation period; (b) that Gantenbein successfully retake and pass the ethics portion of the Idaho State Bar examination; (c) that Gantenbein undertake and successfully complete anger management counseling; (d) that Gantenbein prepare and publish an article in the Bar publications in the States of Idaho and Utah 2 explaining the violations which occurred and the professional and personal turmoil such actions have caused Gantenbein; and (e) payment of restitution to the Bar related to the expenses of prosecuting the disciplinary proceeding.

Gantenbein filed a notice of objection to the committee’s findings, conclusions and recommendations under Rule 511(o)(2) of the Idaho Rules of Professional Conduct, and sought review by this Court of the committee’s decision.

*319 ISSUE ON APPEAL

The sole question at issue in this case concerns the appropriateness of the sanctions to be imposed for the violations found by the hearing committee.

STANDARD OF REVIEW

When an attorney discipline action is reviewed by the Supreme Court, the Court independently examines the record to determine whether the evidence supports the findings and recommendations. In Re William J. Tway, 128 Idaho 794, 919 P.2d 323 (1996). The Court will examine the hearing committee’s decision to determine if it is clearly erroneous or arbitrary and capricious. I.B.C.R. 509(9). The findings of the hearing committee are entitled to great weight; however, it is ultimately the responsibility of this Court to determine appropriate sanctions. In Re Tway, 128 Idaho 794, 919 P.2d 323 (1996); In Re Eliasen, 128 Idaho 393, 913 P.2d 1163 (1996); In Re Daw, 128 Idaho 80, 910 P.2d 752 (1996).

ANALYSIS

This Court has defined attorney discipline matters as judicial and not administrative nor truly appellate, with the responsibility of assessing facts and ordering sanctions to be imposed on an attorney ultimately resting with the Supreme Court. In Re Jenkins, 120 Idaho 379, 816 P.2d 335 (1991); Dexter v. Idaho State Bar Bd. of Comm’rs, 116 Idaho 790, 780 P.2d 112 (1989). First and foremost, the purpose behind suspension of an attorney is not to punish, but to protect the public from those who are unfit to perform the duties of an attorney at law. In Re Daw, 128 Idaho 80, 910 P.2d 752 (1996). The imposition of discipline for attorney misconduct, therefore, serves the goal of protecting the public and the legal profession, In Re Tway, 123 Idaho at 61, 844 P.2d at 690, and is intended to deter future and similar conduct.

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Bluebook (online)
986 P.2d 339, 133 Idaho 316, 1999 Ida. LEXIS 83, Counsel Stack Legal Research, https://law.counselstack.com/opinion/idaho-state-bar-v-gantenbein-idaho-1999.