IA S. CT. ATTY. DISCIPLINARY BD. v. Ireland

748 N.W.2d 498, 2008 WL 1990826
CourtSupreme Court of Iowa
DecidedMay 9, 2008
Docket07-1814
StatusPublished

This text of 748 N.W.2d 498 (IA S. CT. ATTY. DISCIPLINARY BD. v. Ireland) is published on Counsel Stack Legal Research, covering Supreme Court of Iowa primary law. Counsel Stack provides free access to over 12 million legal documents including statutes, case law, regulations, and constitutions.

Bluebook
IA S. CT. ATTY. DISCIPLINARY BD. v. Ireland, 748 N.W.2d 498, 2008 WL 1990826 (iowa 2008).

Opinion

748 N.W.2d 498 (2008)

IOWA SUPREME COURT ATTORNEY DISCIPLINARY BOARD, Complainant
v.
Jeffrey M. IRELAND, Respondent.

No. 07-1814.

Supreme Court of Iowa.

May 9, 2008.

*499 Charles L. Harrington and Teresa A. Vens, Des Moines, for complainant.

Jeffrey M. Ireland, Ozark, MO, pro se.

PER CURIAM.

This case comes before the court on the report of a division of the Grievance Commission of the Supreme Court of Iowa. See Iowa Ct. R. 35.10. The Commission found the respondent, Jeffrey M. Ireland, violated the Iowa Code of Professional Responsibility by neglecting a client's legal matter, by not providing an accounting or return of retainer funds to the client, by failing to return personal papers, by failing to notify the client he had closed his office, and by failing to cooperate with the Iowa Supreme Court Attorney Disciplinary Board in its investigation. The Commission recommends suspension of the respondent's license with no possibility of reinstatement for two years. Upon our respectful consideration of the findings of fact, conclusions of law, and recommendation of the Commission, we find the respondent committed the charged ethical violations and suspend his license to practice law for six months.

*500 I. Standard of Review.

Our review of attorney disciplinary proceedings is well established. The Commission's findings are reviewed de novo. Iowa Supreme Ct. Att'y Disciplinary Bd. v. Gottschalk, 729 N.W.2d 812, 815 (Iowa 2007). Although we give the Commission's findings and recommendations respectful consideration, we are not bound by them. Id. The Board has the burden of proving attorney misconduct by a convincing preponderance of the evidence. Iowa Supreme Ct. Att'y Disciplinary Bd. v. Conrad, 723 N.W.2d 791, 791-92 (Iowa 2006).

This burden is less than proof beyond a reasonable doubt, but more than the preponderance standard required in the usual civil case. Once misconduct is proven, we "may impose a lesser or greater sanction than the discipline recommended by the grievance commission."

Id. (quoting Iowa Supreme Ct. Bd. of Prof'l Ethics & Conduct v. Lett, 674 N.W.2d 139, 142 (Iowa 2004)).

II. Factual Findings.

At the time of the conduct at issue here, Jeffrey Ireland was an Iowa lawyer who had practiced in several communities in the state. In January 2002 Ireland was maintaining a law office in Panora, Iowa. The matter giving rise to the Board's complaint involved the estate of Leland Barker.

In early 2002 Ireland agreed to act as the attorney for the estate of Leland Barker. The decedent's son, Dale Barker, met with the respondent on three separate occasions to discuss the estate. At the first meeting, Barker provided Ireland with his father's will and other paperwork. At the second meeting, the respondent agreed to handle the estate for a $2000 fee. Barker's mother and widow of the decedent, Pauline Barker, also met briefly with the respondent on one occasion. In February 2002 Barker provided Ireland with a $1000 check written on Pauline's account. The memo portion of the check read "retainer for L.G. Barker estate." Ireland deposited the check in his trust account.

Ireland failed to take any action on behalf of the estate. In May 2002 he closed his law office in Panora without notifying the Barkers. The Barkers never received an accounting or refund of their retainer. Ireland did not return their personal papers, including the decedent's will. The Barkers eventually sought new counsel to handle the estate, which was subsequently successfully closed.

In March 2003 Pauline Barker filed a complaint with the Board. In August 2005 the Board wrote to the respondent requesting a response to the complaint and all records and documents showing the respondent's handling of the $1000 retainer. In his response, Ireland asserted he was retained to prepare living trust documents for Dale and Pauline, not to probate Leland's estate. He claimed he had tried to locate the Barkers prior to closing his office, but was unable to do so due to the fact that he had no mailing address for them. Ireland stated he would return the clients' materials if given a current address. The respondent also asked for more time to retrieve the documents requested by the Board.

Subsequent requests by the Board produced a final billing statement that was never received by Dale or Pauline Barker, but the respondent did not produce the trust account statements sought by the Board. The respondent did, however, provide copies of the drafts of the living trusts he claimed to have prepared for the Barkers.

*501 On January 24, 2007, the Board filed a complaint against the respondent with the Grievance Commission, claiming various violations of the Iowa Rules of Professional Responsibility. The Board asserted Ireland's failure to take action on the Barker estate violated DR 6-101(A)(3) (neglect), DR 7-101(A)(1) (failing to meet lawful objectives of client), and DR 1-102(A)(5) and (6) (prohibiting conduct prejudicial to the administration of justice and conduct that adversely reflects on the fitness to practice law). The Board alleged Ireland's failure to return the Barkers' documents violated DR 2-110(A)(2) (lawyer shall not withdraw until reasonable steps have been taken, including delivery of client's papers and property to the client) and DR 9-102(B)(4) (lawyer shall promptly deliver to client property that client is entitled to receive). It also asserted the respondent's failure to fully cooperate with the Board violated DR 1-102(A)(5) and (6). Finally, the Board alleged Ireland's failure to provide his clients with an accounting of the advance fee payments and failure to promptly return funds they were entitled to receive was a violation of DR 9-102(B)(3) and (4) (lawyer shall maintain records of all funds of the client coming into lawyer's possession and render appropriate accounting and promptly pay or deliver to the client funds the client is entitled to receive).

A hearing before a panel of the Grievance Commission was held on October 12, 2007. Dale Barker testified to the circumstances surrounding the respondent's retention to handle his father's estate.[1] He testified that after a couple of meetings with the respondent, a retainer of $1000 was written on his mother's account. The check contained the address of the residence that both Barkers had resided at for years and where Pauline Barker had resided for over sixty years. When Barker discovered Ireland had closed his office, Barker left numerous messages on the respondent's answering machine, all of which were unreturned. He also sent a certified letter asking the respondent to return his papers and the retainer. Barker received a signed return receipt for the letter but nothing else. The respondent, Barker testified, kept his mother's $1000 retainer without conferring any benefit on them and without providing any accounting for the funds received.

Ireland did not attend the hearing.

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Iowa Supreme Court Board of Professional Ethics & Conduct v. Lett
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Bluebook (online)
748 N.W.2d 498, 2008 WL 1990826, Counsel Stack Legal Research, https://law.counselstack.com/opinion/ia-s-ct-atty-disciplinary-bd-v-ireland-iowa-2008.