Hunt v. Califano

445 F. Supp. 624, 1977 U.S. Dist. LEXIS 12655
CourtDistrict Court, D. Maryland
DecidedNovember 30, 1977
DocketCiv. A. No. M-76-1929
StatusPublished
Cited by3 cases

This text of 445 F. Supp. 624 (Hunt v. Califano) is published on Counsel Stack Legal Research, covering District Court, D. Maryland primary law. Counsel Stack provides free access to over 12 million legal documents including statutes, case law, regulations, and constitutions.

Bluebook
Hunt v. Califano, 445 F. Supp. 624, 1977 U.S. Dist. LEXIS 12655 (D. Md. 1977).

Opinion

MEMORANDUM AND ORDER

JAMES R. MILLER, Jr., District Judge.

Lewis E. Hunt, plaintiff, has brought this action seeking a review of a final decision [626]*626of the Secretary of Health, Education and Welfare, denying the plaintiffs claim for black lung benefits under the Federal Coal Mine Health and Safety Act, as amended, 30 U.S.C. § 901 et seq. Jurisdiction is vested in this court pursuant to 42 U.S.C. § 405(g), incorporated by reference in 30 U.S.C. § 923(b), to review the final decision of the Secretary. In his motion for summary judgment, or in the alternative for a remand, the plaintiff claims that the Secretary’s decision is unsupported by substantial evidence. The defendant has also moved for summary judgment.

On March 6, 1973, one month before he retired from his job as train engineer, the plaintiff filed an application for benefits under the Act. (Tr. 29-32). The application was initially denied by the Division of Initial Claims (Tr. 33-35) and then by the Division of Reconsideration on June 14, 1974.

Although he had requested an administrative hearing, the plaintiff notified the Social Security Administration (SSA) that he was ill and unable to walk, and therefore would be unable to attend the hearing scheduled before the Administrative Law Judge (ALJ). (Tr. 20-21). In response to a phone call from an employee of the Bureau of Hearings and Appeals, the plaintiff requested that a decision be made on the evidence already on the record. (Tr. 20). The ALJ found on November 24, 1975, that the plaintiff had not established his entitlement to the Act’s benefits. (Tr. 13-19). The ALJ’s decision was approved by the Appeals Council on August 10, 1976, (Tr. 6), and thereby became the final decision of the Secretary. The plaintiff then commenced this suit.

The plaintiff must establish these three facts which are the essential elements of entitlement to the Act’s benefits: (1) that he has pneumoconiosis (black lung); (2) that he was totally disabled due to pneumoconiosis as of June 30, 1973;1 and (3) that the pneumoconiosis resulted from his employment in the coal mines. 20 C.F.R. § 410.410(b)(1). The Act authorizes the Secretary to promulgate regulations defining the standards for determining whether an applicant has established these three elements. 30 U.S.C. § 921(b). The resulting regulations, which provide several alternative methods by which the applicant can demonstrate his eligibility, incorporate the statutory presumptions for establishing each element.

I

The interim adjudicatory rules, 20 C.F.R. § 410.490, provide two alternative methods for establishing the medical requirements for total disability due to pneumoconiosis. Under the first alternative, a rebuttable presumption is created that the miner is totally disabled due to pneumoconiosis if a chest X-ray or biopsy demonstrates the existence of pneumoconiosis. 20 C.F.R. § 410.490(b)(l)(i). The plaintiff does not dispute that the only X-ray submitted in this case contained no evidence of pneumoconiosis. (Paper No. 7, p. 5).

Under the second alternative, a rebut-table presumption is created that the applicant is totally disabled due to pneumoconiosis if the results of ventilatory tests demonstrate the presence of a chronic respiratory or pulmonary disease. 20 C.F.R. § 410.-490(b)(1)(H). For a man of plaintiff’s height, 68 inches, the regulations require test values equal to or less than 2.4 liters for his Forced Expiratory Volume (FEVi) and equal to or less than 96 L./min. for his Maximum Voluntary Ventilation (MW).

In a test conducted by Dr. Bernard S. Karpers, Jr. on November 14, 1973, the plaintiff received qualifying values of 2.0/2.1 FEVi and 68 L./min. MW. (Tr. 16). Dr. H. David Kerr, a medical consultant to the SSA, found, however, that the test was unsatisfactory due to a poor and inconsistent effort by plaintiff (Tr. 16, 69) [627]*627and refused to certify the test. The plaintiff contends that the ALJ’s acceptance of Dr. Kerr’s report was unsupported by substantial evidence.2

The standard of review this court must apply is prescribed by 42 U.S.C. § 405(g) as follows: “The findings of the Secretary as to any fact, if supported by substantial evidence, shall be conclusive.” Substantial evidence is such relevant evidence of record as “. . .a reasonable mind might accept as adequate to support a conclusion,” Richardson v. Perales, 402 U.S. 389, 401, 91 S.Ct. 1420, 1427, 28 L.Ed.2d 842 (1971), quoting Consolidated Edison v. N. L. R. B., 305 U.S. 197, 229, 59 S.Ct. 206, 83 L.Ed. 126 (1938). The Secretary, and not the court, is charged with reconciling inconsistencies in the evidence. Oppenheim v. Finch, 495 F.2d 396, 397 (4th Cir. 1974). The court may not try the ease de novo, but cannot escape its duty to scrutinize the record as a whole to determine whether the conclusions reached by the Secretary are rational. Universal Camera Corp. v. N. L. R. B., 340 U.S. 474, 71 S.Ct. 456, 95 L.Ed. 456 (1951); Oppenheim v. Finch, 495 F.2d 396, 397 (4th Cir. 1974); Thomas v. Celebrezze, 331 F.2d 541, 543 (4th Cir. 1964).

The relevant regulations do not specifically address the issue of whether the ALJ can rely on the written report of a medical consultant, who has examined the spirometric tracings and found them to betray a poor and inconsistent effort by the patient, while discounting the report of the doctor who conducted the pulmonary function studies and found the patient’s cooperation and comprehension to be excellent.3 This is what the ALJ did in the instant case.

Reliance by an ALJ on consulting physicians’ reports which conflict with the findings of the administering doctors has been criticized. See, e. g., Bryington v. Mathews, 420 F.Supp. 539, 541 (W.D.Va.1976) (concluding that the Secretary’s disregard of ventilatory studies was not supported by “substantial evidence”); Calabretta v. Secretary of Health, Education and Welfare,

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445 F. Supp. 624, 1977 U.S. Dist. LEXIS 12655, Counsel Stack Legal Research, https://law.counselstack.com/opinion/hunt-v-califano-mdd-1977.