Hunt v. Anderson

794 F. Supp. 1557, 1992 U.S. Dist. LEXIS 16692, 1992 WL 119078
CourtDistrict Court, M.D. Alabama
DecidedMay 28, 1992
DocketCV-91-A-1150-N
StatusPublished
Cited by11 cases

This text of 794 F. Supp. 1557 (Hunt v. Anderson) is published on Counsel Stack Legal Research, covering District Court, M.D. Alabama primary law. Counsel Stack provides free access to over 12 million legal documents including statutes, case law, regulations, and constitutions.

Bluebook
Hunt v. Anderson, 794 F. Supp. 1557, 1992 U.S. Dist. LEXIS 16692, 1992 WL 119078 (M.D. Ala. 1992).

Opinion

ORDER

ALBRITTON, District Judge.

On October 30, 1991, the court denied the plaintiff’s motion for a preliminary injunction and denied the defendants’ motion to dismiss. Answers were filed, the parties proceeded with extensive discovery, and the case is now before the court on cross motions for summary judgment.

The court has read and carefully considered the motions, the submissions of the parties, including all depositions, interrogatories and answers, report of investigation with exhibits, and all other documents, as well as all briefs filed and cases cited by the parties. For the reasons given hereafter, the court finds that summary judgment is due to be granted in favor of the defendants.

THE FACTS

The material facts, as established by the submissions before the court, are without dispute.

The Alabama Ethics Law was first enacted by the Alabama Legislature in 1973 as Act No. 1056. It is presently codified as §§ 36-25-1 through 36-25-30, Code of Alabama. Among other things, it establishes a State Ethics Commission composed of five members appointed by the Governor, the Lieutenant Governor, and the Speaker of the House of Representatives (§ 36-25-3); empowers the Commission to make investigations upon complaint by any individual with respect to alleged violations of the Law, to report suspected violations to the appropriate law enforcement authorities, and to issue and publish advisory opinions on the requirements of the Law (§ 36-25-4); requires public officials to file with the Commission annual Statements of Economic Interests (§ 36-25-14); makes it a crime for any person to bribe a public official or for any public official to accept a bribe (§ 36-25-6); and makes it a crime for a public official to use an official position or office to obtain direct personal financial gain for himself unless such use and gain are specifically authorized by law (§ 36-25-5).

The Ethics Law defines “public official” to mean, “Any person elected to public office by the vote of the people at state, county or municipal level of government or their instrumentalities and any person appointed to a position at the state, county or municipal level of government or their in-strumentalities.” (§ 36-25-1(11))

The plaintiff, Guy Hunt, is Governor of the State of Alabama. He is also a member and an elder of the Primitive Baptist Church. On a number of occasions during the years 1987 — 1991, he spoke at religious services of the Primitive Baptist Church at various locations while traveling on state-owned aircraft at state expense. Elders in *1560 the Primitive Baptist Church preach at religious services and are not paid a salary for doing so. Often offerings, known as love offerings, are given by members in attendance at the religious services and distributed to the elders who preach. This is in keeping with the teachings of the Primitive Baptist Church. On the occasions in question, Governor Hunt accepted such offerings, as he had done when speaking as an elder of the Primitive Baptist Church for many years before becoming Governor. He kept the offerings for his own use until this practice became the subject of media attention in August, 1991, after which he paid over to the State of Alabama the amounts he had received from such offerings.

Opinions issued by the Ethics Commission under previous governors had placed no limits on the use of state-owned vehicles and aircraft by the governor and had specifically authorized their use for private trips involving personal interests of the governor and his family members and vacation trips. These opinions did not address the question of a governor receiving payments of money for activities conducted while on such trips.

In August and September, 1991, a number of Alabama citizens filed complaints with the Ethics Commission charging that the Governor’s use of state aircraft to travel to religious services where he accepted donations of money was a violation of the State Ethics Law. The State Ethics Commission gave the Governor notice of these complaints, an investigation was conducted by the Commission, and a hearing was held on September 20, 1991. Governor Hunt was given notice of the hearing and was invited to attend. He did not attend, but he was represented at the hearing by attorneys who had earlier filed a written statement of his position and who made a presentation on his behalf. After the hearing, the Commission, by a vote of 4-0, determined “that there was probable cause to believe that (the Governor) may have violated the State Ethics Law.” The Commission forwarded its file to the Attorney General of Alabama “for his review and appropriate legal action.” There has been no indictment, and there is no evidence before the court that the Attorney General has made a decision whether or not to seek an indictment. The finding by the State Ethics Commission received considerable publicity in the media.

THE ISSUES

This court is not called upon to rule whether Governor Hunt’s actions violated the State Ethics Law’s prohibition against a public official’s use of his “official position or office to obtain direct personal financial gain.... ” The issues before the court relate to the Governor’s request for an order declaring that an application of the State Ethics Law to him would violate federal law and his further request that the court enjoin any prosecution of him for alleged violations of the Law because various constitutional rights would be violated by such a prosecution.

Governor Hunt contends that application of the State Ethics Law to him would violate rights guaranteed to him under the Constitution of the United States because it would violate the doctrine of separation of powers (Article IY, § 4), deny him equal protection of the laws (Fourteenth Amendment), deny him due process of law (Fourteenth Amendment), and abridge his right to freedom of religion (First and Fourteenth Amendments).

Separation of Powers

Article IV, Section 4 of the United States Constitution provides that, “The United States shall guarantee to every State in the Union a Republican Form of Government....” The Governor argues that the separation of governmental powers among three separate but equal and independent branches of government, executive, legislative, and judicial, is essential to a republican form of government. Therefore, he contends, if application of the State Ethics Law to him violates the separation of powers doctrine, this would constitute a violation of Article IV, Section 4 of the Constitution. Accordingly, he asks this court to declare that there is such a *1561 violation and that the Ethics Law cannot constitutionally be applied to him.

Alabama’s Constitution provides that the powers of government shall be divided into three separate departments, legislative, executive, and judicial (Article III, § 42) and that the powers of one department shall never be exercised by another. Therefore, if this is an element of a republican form of government which the U.S. Constitution guarantees to the states, it is met in Alabama.

The federal courts in our country, however, have historically left to the courts of the individual states questions involving alleged state violations of the doctrine of separation of powers.

In 1902, the Supreme Court held in

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Hunt v. Anderson
976 F.2d 744 (Eleventh Circuit, 1992)

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Bluebook (online)
794 F. Supp. 1557, 1992 U.S. Dist. LEXIS 16692, 1992 WL 119078, Counsel Stack Legal Research, https://law.counselstack.com/opinion/hunt-v-anderson-almd-1992.