Humes v. United States

182 F. 485, 105 C.C.A. 158, 1910 U.S. App. LEXIS 4944
CourtCourt of Appeals for the Eighth Circuit
DecidedOctober 12, 1910
DocketNos. 3,329, 3,330
StatusPublished
Cited by14 cases

This text of 182 F. 485 (Humes v. United States) is published on Counsel Stack Legal Research, covering Court of Appeals for the Eighth Circuit primary law. Counsel Stack provides free access to over 12 million legal documents including statutes, case law, regulations, and constitutions.

Bluebook
Humes v. United States, 182 F. 485, 105 C.C.A. 158, 1910 U.S. App. LEXIS 4944 (8th Cir. 1910).

Opinion

ADAMS, Circuit Judge.

A fundamental question in this case is whether there was a fatal variance between, the charge as madle and the proof as produced.

It is quite doubtful if there is a sufficient exception or assignment of error to compel consideration of this question; but, as it is vital to the defendant -in a case in which personal liberty is involved, we are disposed, under the authority of Wiborg v. United States, 163 U. S. 632, 16 Sup. Ct. 1127, 1197, 41 L. Ed. 289, Clyatt v. United States, 197 U. S. 207, 25 Sup. Ct. 429, 49 L. Ed. 726, and Crawford v. United States, 212 U. S. 183, 29 Sup. Ct. 260, 53 L. Ed. 465, not to pass it by.

Two specific fraudulent schemes were alleged to have been devised by Humes. One was to defraud W. S. George and the East Palestine Pottery Company, a corporation of which George was president, by falsely pretending in various statements and communications, not important now to be stated, that the business of the John C. Humes Crockery Company, a corporation of- which Humes was president and owner of most of its stock, was in a highly prosperous condition,'with the intent and purpose thereby “to induce the said W. S. George and) the said East Palestine Pottery Company to purchase stock in said John C. Humes Crockery Company, and to pay the purchase price thereof over to him, the said John C. Humes; and that he, the said John C. Humes, should convert the moneys so paid to him to the personal use and benefit of him, the said John C. Plumes, without rendering to the said W. S. George or the said East Palestine Pottery Company any good and valuable equivalent therefor.”

The other scheme was to defraud one Hugh M: Jenkinson by making like false pretensions with the like intent and purpose thereby to induce him to purchase stock in the crockery company and pay the purchase price to Humes in order that he might convert it to his own use.

The foregoing are the only charges contained in the two indictments. The defendant’s purpose was not charged broadly, as is usual in cases of this kind, to defraud divers persons mentioned or divers persons unknown to the grand jurors, but his fraudulent scheme, as pleaded, was narrowly limited to designs against one corporation in one case and one individual in the other. In view of this limited scope of the schemes, counsel for Humes contend that there was a fatal variance between the allegation and proof. They invoke the familiar rule that without proof of the scheme .substantially as alleged no conviction can be had (Brown v. United States, 76 C. C. A. 577, 146 Eed. 219; Beck v. United States, 76 C. C. A. 417, 145 Fed. 625; O’Neil v. United States, 56 C. C. A. 584, 120 Fed. 236), and urge that the proof shows, if any fraudulent scheme was devised by Humes, it was merely to induce the pottery company and Jenkinson to accept shares of stock of the crockery company in satisfaction of their claims against that company and fails to show that it was to induce these persons to purchase stock and pay cash therefor to Humes in order that he might convert it to his own use, as charged in the indictments. ■

The proof shows conclusively that the fraudulent scheme, if any existed, resulted, so far as it was actually executed in the pottery company case, only in inducing that company to take 50 shares of the capital stock [487]*487of the crockery company in satisfaction of an existing debt or at its option to return the stock after the lapse of a year at par to Humes; and, so far as executed in the Jenkinson case, in inducing him to accept 30 shares of that capital stock in satisfaction of certain claims which he had against the crockery company, a small amount of money only being paid by him to even up the transaction.

If this constituted all the proof, there would undoubtedly be a fatal variance. A state of facts would be shown substantially different from that averred in the indictments.

But the schemes as actually executed, while they may be evidence of the real intention, or of what was actually devised, are not what is specifically denounced by section 5480 (U. S. Comp. St. 1901, p. 3096). The purpose of that section is not merely to punish the perpetrators of executed schemes who may have employed the postal establishment of the United States in carrying them out, but to thwart such fraudulent schemes before they reach fruition.

The language of the act is:

“If any person having devised or intending to devise any scheme or artifice to defraud * * * to be effected by either opening or intending to open corresponderfce or communication with any person, ⅜ * ⅜ by means of the post office establishment of the United States, * * * shall, in and for executing such scheme or artifice or attempting so to do, place or cause to be placed, any letter, packet, writing, circular, pamphlet, or advertisement in any post office * * ⅜ to be sent or delivered by the said post office establishment, or shall take or receive any such therefrom, such person so misusing the post office establishment shall, upon conviction, be punishable” as prescribed.

It is thus seen, the crime is complete when the fraudulent scheme, involving the elements specified in the statute, has been actually devised and when in executing or attempting to execute it a letter or other writing or paper has been actually deposited in the post office for transmission to its addressee. What is actually accomplished may be evidence of what was intended to be accomplished, but it is not the sole evidence. A person devising a fraudulent scheme may have contemplated doing things which were ultimately found impossible of execution. Nevertheless an effort to execute it by the use of the postal establishment, without more, constitutes an offense against the statute.

The proof of what was actually accomplished considered by itself would not sustain the specific charge made in either of the indictments in this case; but we find on a careful perusal of the record that Humes’ original purpose contemplated more-than was ultimately accomplished by him. There is substantial evidence tending to show that his original design was not limited to disposing of stock enough to the pottery company or to Jenkinson to satisfy their demands against his company, but comprehended the purpose of disposing of substantial amounts to be paid for in cash. This evidence, with the representations made by Humes concerning the value of his property and the success of his business, together with the proof as made concerning the intended and actual use of the postal establishment of the United States, constituted sufficient evidence of the charge as made in the indictments to take the case to the jury, and the contention that there was a fatal variance is not sustained.

[488]*488Several assignments of error are predicated upon comments of the learned district judge in the progress of the trial, upon phases of his charge to the jury and upon his action in admitting and rejecting testimony ; but as the case must be remanded for a further trial for reasons presently to appear, and as the assignments referred! to raise no novel question of law or practice and may not again be necessitated, it is not deemed important to consider them now.

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Bluebook (online)
182 F. 485, 105 C.C.A. 158, 1910 U.S. App. LEXIS 4944, Counsel Stack Legal Research, https://law.counselstack.com/opinion/humes-v-united-states-ca8-1910.