Humane Society v. City of New York

188 Misc. 2d 735, 729 N.Y.S.2d 360, 2001 N.Y. Misc. LEXIS 263
New York Supreme Court·Decided July 4, 2001·Published·Cited by 3 cases

Opinion

OPINION OF THE COURT

Marcy S. Friedman, J.

In this action for a declaratory judgment, plaintiffs challenge [736] the New York City Board of Health’s 1999 amendment to New York City Health Code (24 RCNY) § 161.01, which established a list of prohibited wild animals that included ferrets.1 Plaintiff Kaskel, proceeding pro se, moves for leave , to depose the members of the Board of Health and the Department of Health general counsel, and seeks to reserve the right to depose other city officials, including the Mayor. Plaintiff also seeks discovery of documents.

In support of his request for discovery, plaintiff contends that depositions are necessary “because plaintiffs claim a bad-faith motivation by defendants, who are government officials who have an unfair bias against pet ferrets as well as me personally.” (Kaskel affidavit 1.) Plaintiff further contends depositions are necessary “in order to examine whether the process by which such members arrived at their decision was tainted with bad information, or personal, political or other bad-faith motivations affecting their official duties.” (Kaskel affidavit if 2.)

In a letter to the court from plaintiff Kaskel, dated November 2, 2000, plaintiff specifies that he seeks to depose the four members of the Board of Health (the Commissioner, Neal Cohen, as well as Doctors Pamela Maraldo, Saul Farber and John Cordice), and plaintiff indicates that other future deponents may include various Health Department employees, four of whom plaintiff names, including Wilfredo Lopez, its general counsel. The letter further sets forth the intended scope of the depositions, as follows:

“Plaintiffs wish to question the board members [737] about their official function, the procedures and conduct of the board preceding a vote, their prior cumulative voting record, and what procedures were followed in prior votes and in the one in question, on what parts of the public record did they rely in making their decision and on what other information outside the public record did they rely, what their personal experiences were, if any, with ferrets, and what their relationship or interaction with this Plaintiff had been with regard to improper motivation.”

The letter also sets forth plaintiffs requests for discovery of documents, as follows:

“Plaintiffs also wish certain pertinent documents outside of the official record of the proposed Rule to ban pet ferrets which the Board approved in September 1999, including any items rejected from the public record, any documents soliciting opinions on the subject of pet ferrets, documents describing the internal procedures of the Board of Health or its members’ functions, and any documents relating to this Plaintiff other than my own letters and the responses I received.”

A party to an action is entitled to “full disclosure of all matter material and necessary” in the prosecution of the action. (CPLR 3101; see, Allen v Crowell-Collier Publ. Co., 21 NY2d 403 [1968].) Plaintiffs request for discovery must accordingly be evaluated in light of his claims in the action.

Plaintiffs challenge the amendment to the Health Code as arbitrary and capricious and without a rational basis, unconstitutional, and an unlawful exercise of legislative powers by an executive agency. It is well settled that “[a]n administrative agency’s exercise of its rule-making powers is accorded a high degree of judicial deference, especially when the agency acts in the area of its particular expertise [citations omitted]. Accordingly, the party seeking to nullify such a regulation has the heavy burden of showing that the regulation is unreasonable and unsupported by any evidence.” (Matter of Consolation Nursing Home v Commissioner of N. Y. State Dept. of Health, 85 NY2d 326, 331-332 [1995]; accord, Matter of Big Apple Food Vendors’ Assn. v Street Vendor Review Panel, 90 NY2d 402, 408 [1997].)

Under this standard, judicial review is thus confined to whether there was “any evidence” to support the agency’s rule. [738] Matters outside the record before the agency, including the motivations or thought processes of the agency’s members in approving the rule, are therefore beyond the scope of review.

Nor may plaintiff be afforded depositions of the members or employees of the Board of Health based on plaintiffs allegation that they acted in bad faith in that they were motivated either by personal animus to plaintiff, bias against pet ferrets, or political concerns as appointees of the Mayor. Plaintiffs inquiry into the motivations of the Board of Health members or employees involved in the adoption of the rule is prohibited by the legislative immunity privilege.

The Speech or Debate Clause of the New York Constitution provides that “[flor any speech or debate in either house of the legislature, the members shall not be questioned in any other place.” (NY Const, art III, § 11.) This provision has been construed as providing “at least as much protection as the immunity granted by the comparable provision of the Federal Constitution.” (People v Ohrenstein, 77 NY2d 38, 53 [1990].) The Speech or Debate Clause of the US Constitution has in turn been held to confer immunity on members of Congress for “legislative acts” — that is, acts “which are an integral part of the legislative process.” (Id., at 53-54.) It has further been explained that “[t]he fundamental purpose of the clause is to insure that the legislative function may be performed independently * * * The United States Supreme Court has interpreted the Federal Speech or Debate Clause broadly to effectuate its purposes, holding that any acts by members of Congress or their aides within the performance of their legislative functions are beyond judicial scrutiny * * * The clause not only shields legislators from the consequences of litigation, but also protects them from the burden of defending themselves in court [citations omitted].” (Matter of Straniere v Silver, 218 AD2d 80, 83 [3d Dept 1996], affd for reasons stated below 89 NY2d 825.)

The Speech or Debate Clause applies by its terms only to “members” of the Legislature. However, a similar common-law legislative privilege is applicable to government officials in the executive branch when engaged in legislative activities. (See, Campaign for Fiscal Equity v State of New York, 179 Misc 2d 907, 910-911 [Sup Ct, NY County 1999], affd 265 AD2d 277 [1st Dept 1999].)

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Humane Society v. City of New York, 188 Misc. 2d 735, 729 N.Y.S.2d 360, 2001 N.Y. Misc. LEXIS 263 (N.Y. Super. Ct. 2001).

188 Misc. 2d 735 (Humane Society v. City of New York) — published by Counsel Stack Legal Research, free access to 12M+ legal documents.

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