Human Biostar, Inc. and RNL Bio, Ltd. N/K/A K-Stemcell Co. Ltd v. Celltex Therapeutics Corporation

• Court: Court of Appeals of Texas
• Decided: April 1, 2015
• Docket: 14-15-00234-CV
• Status: Published

Opinion

ACCEPTED 14-15-00234-CV FOURTEENTH COURT OF APPEALS Appellate Docket Number: 14-15-00234-CV HOUSTON, TEXAS 4/1/2015 4:16:50 PM CHRISTOPHER PRINE Appellate Case Style: Human Biostar, Inc. and RNL Bio, Ltd. n/k/a K-Stemcell Co. Ltd. CLERK

Vs. Celltex Therapeutics Corporation

Companion Case No.: FILED IN 14th COURT OF APPEALS HOUSTON, TEXAS 4/1/2015 4:16:50 PM Amended/corrected statement: DOCKETING STATEMENT (Civil) CHRISTOPHER A. PRINE Clerk Appellate Court:14th Court of Appeals (to be filed in the court of appeals upon perfection of appeal under TRAP 32)

I. Appellant II. Appellant Attorney(s) Person Organization (choose one) Lead Attorney Organization Name: RNL Bio, Ltd. n/k/a K-Stemcell Co. Ltd. First Name: Paula First Name: Middle Name: E Middle Name: Last Name: Hughes Last Name: Suffix: Suffix: Law Firm Name:

Pro Se: Address 1: 18115 FM 756 Address 2: City: Whitehouse State: Texas Zip+4: 75791 Telephone: 903-839-8106 ext. Fax: 281-681-0809 Email: pehughes11@yahoo.com SBN: 10238080

I. Appellant II. Appellant Attorney(s) Person Organization (choose one) Lead Attorney Organization Name: Human Biostar, Inc. First Name: Bruce First Name: Middle Name: C Middle Name: Last Name: Tough Last Name: Suffix: Suffix: Law Firm Name: Tough Law Firm, PLLC

Pro Se: Address 1: 819 Crossbridge Dr Address 2:

Page 1 of 9 City: Spring State: Texas Zip+4: 77373 Telephone: 281-681-0808 ext. Fax: 281-681-0809 Email: btough@toughlawfirm.net SBN: 20151500

III. Appellee IV. Appellee Attorney(s) Person Organization (choose one) Lead Attorney Organization Name: Celltex Therapeutics Corporation First Name: Grant First Name: Middle Name: Middle Name: Last Name: Cook Last Name: Suffix: Suffix: Law Firm Name: Greenberg Traurig LLP Pro Se: Address 1: 1000 Louisiana St., Suite 1700 Address 2: City: Houston State: Texas Zip+4: 77002 Telephone: 713-374-3500 ext. Fax: 713-374-3505 Email: cookg@gtlaw.com SBN: 04732000

III. Appellee IV. Appellee Attorney(s) Person Organization (choose one) Lead Attorney Organization Name: Celltex Therapeutics Corporation First Name: Richard First Name: Middle Name: L Middle Name: Last Name: Tate Last Name: Suffix: Suffix: Law Firm Name: Tate Moerer & King LLP Pro Se: Address 1: 206 South Second St Address 2: City: Richmond State: Texas Zip+4: 77469 Telephone: 281-341-0077 ext. Fax: 281-341-1003 Email: rltate@tate-law.com SBN: 1966460

Page 2 of 9 V. Perfection Of Appeal And Jurisdiction

Nature of Case (Subject matter or type of case): Contract

Date order or judgment signed: February 12, 2015 Type of judgment: Interlocutory Order Date notice of appeal filed in trial court: March 16, 2015 If mailed to the trial court clerk, also give the date mailed: Interlocutory appeal of appealable order: Yes No If yes, please specify statutory or other basis on which interlocutory order is appealable (See TRAP 28):

Accelerated appeal (See TRAP 28): Yes No If yes, please specify statutory or other basis on which appeal is accelerated:

Parental Termination or Child Protection? (See TRAP 28.4): Yes ■ No

Permissive? (See TRAP 28.3): Yes No If yes, please specify statutory or other basis for such status:

Agreed? (See TRAP 28.2): Yes No If yes, please specify statutory or other basis for such status:

Appeal should receive precedence, preference, or priority under statute or rule: Yes No If yes, please specify statutory or other basis for such status:

Does this case involve an amount under $100,000? Yes No Judgment or order disposes of all parties and issues: Yes No Appeal from final judgment: Yes No Does the appeal involve the constitutionality or the validity of a statute, rule, or ordinance? Yes No

VI. Actions Extending Time To Perfect Appeal

Motion for New Trial: Yes No If yes, date filed: Motion to Modify Judgment: Yes No If yes, date filed: March 16, 2015 Request for Findings of Fact Yes No If yes, date filed: and Conclusions of Law: Yes No If yes, date filed: Motion to Reinstate: Yes No If yes, date filed: Motion under TRCP 306a: Other: Yes No If other, please specify:

VII. Indigency Of Party: (Attach file-stamped copy of affidavit, and extension motion if filed.)

Affidavit filed in trial court: Yes No If yes, date filed:

Contest filed in trial court: Yes No If yes, date filed:

Date ruling on contest due:

Ruling on contest: Sustained Overruled Date of ruling:

Page 3 of 9 VIII. Bankruptcy

Has any party to the court's judgment filed for protection in bankruptcy which might affect this appeal? Yes No If yes, please attach a copy of the petition.

Date bankruptcy filed: Bankruptcy Case Number:

IX. Trial Court And Record

Court: 434th Judicial District Court Clerk's Record: County: Fort Bend Trial Court Clerk: District County Trial Court Docket Number (Cause No.): 12-DCV-202563 Was clerk's record requested? Yes No If yes, date requested: April 1, 2015 Trial Judge (who tried or disposed of case): If no, date it will be requested: First Name: James Were payment arrangements made with clerk? Middle Name: H Yes No Indigent Last Name: Shoemake (Note: No request required under TRAP 34.5(a),(b)) Suffix: Address 1: 301 Jackson Address 2 : City: Richmond State: Texas Zip + 4: 77469 Telephone: 281-341-4502 ext. Fax: 281-341-4519 Email:

Reporter's or Recorder's Record:

Is there a reporter's record? Yes No Was reporter's record requested? Yes No

Was there a reporter's record electronically recorded? Yes No If yes, date requested:

If no, date it will be requested: Were payment arrangements made with the court reporter/court recorder? Yes No Indigent

Page 4 of 9 Court Reporter Court Recorder Official Substitute

First Name: Karen Middle Name: Last Name: Woolsey Suffix: Address 1: 301 Jackson St Address 2: City: Richmond State: Texas Zip + 4: 77469 Telephone: 281-633-7654 ext. Fax: 281-341-4519 Email:

X. Supersedeas Bond Supersedeas bond filed: Yes No If yes, date filed:

Will file: Yes No

XI. Extraordinary Relief

Will you request extraordinary relief (e.g. temporary or ancillary relief) from this Court? Yes No If yes, briefly state the basis for your request:

XII. Alternative Dispute Resolution/Mediation (Complete section if filing in the 1st, 2nd, 4th, 5th, 6th, 8th, 9th, 10th, 11th, 12th, 13th, or 14th Court of Appeal) Should this appeal be referred to mediation? Yes No

If no, please specify: Has the case been through an ADR procedure? Yes No If yes, who was the mediator? Daryl Bristow, Presiding Arbitrator What type of ADR procedure? At what stage did the case go through ADR? Pre-Trial Post-Trial Other

If other, please specify:

Type of case? Contract Give a brief description of the issue to be raised on appeal, the relief sought, and the applicable standard for review, if known (without prejudice to the right to raise additional issues or request additional relief): Failure to give statutory notice of date, time, and place of arbitration hearing. Seeking new arbitration.

How was the case disposed of? Other Summary of relief granted, including amount of money judgment, and if any, damages awarded. Rescission of monetary commitments by K-Stemcell to Celltex; new lic. If money judgment, what was the amount? Actual damages: Punitive (or similar) damages:

Page 5 of 9 Attorney's fees (trial): Attorney's fees (appellate): Other: If other, please specify:

Will you challenge this Court's jurisdiction? Yes No Does judgment have language that one or more parties "take nothing"? Yes No Does judgment have a Mother Hubbard clause? Yes No Other basis for finality? Rate the complexity of the case (use 1 for least and 5 for most complex): 1 2 3 4 5 Please make my answer to the preceding questions known to other parties in this case. Yes No Can the parties agree on an appellate mediator? Yes No If yes, please give name, address, telephone, fax and email address: Name Address Telephone Fax Email

Languages other than English in which the mediator should be proficient: Name of person filing out mediation section of docketing statement:

XIII. Related Matters List any pending or past related appeals before this or any other Texas appellate court by court, docket number, and style.

Docket Number: Trial Court:

Style:

Vs.

Page 6 of 9 XIV. Pro Bono Program: (Complete section if filing in the 1st, 3rd, 5th, or 14th Courts of Appeals) The Courts of Appeals listed above, in conjunction with the State Bar of Texas Appellate Section Pro Bono Committee and local Bar Associations, are conducting a program to place a limited number of civil appeals with appellate counsel who will represent the appellant in the appeal before this Court.

The Pro Bono Committee is solely responsible for screening and selecting the civil cases for inclusion in the Program based upon a number of discretionary criteria, including the financial means of the appellant or appellee. If a case is selected by the Committee, and can be matched with appellate counsel, that counsel will take over representation of the appellant or appellee without charging legal fees. More information regarding this program can be found in the Pro Bono Program Pamphlet available in paper form at the Clerk's Office or on the Internet at www.tex-app.org. If your case is selected and matched with a volunteer lawyer, you will receive a letter from the Pro Bono Committee within thirty (30) to forty-five (45) days after submitting this Docketing Statement. Note: there is no guarantee that if you submit your case for possible inclusion in the Pro Bono Program, the Pro Bono Committee will select your case and that pro bono counsel can be found to represent you. Accordingly, you should not forego seeking other counsel to represent you in this proceeding. By signing your name below, you are authorizing the Pro Bono committee to transmit publicly available facts and information about your case, including parties and background, through selected Internet sites and Listserv to its pool of volunteer appellate attorneys. Do you want this case to be considered for inclusion in the Pro Bono Program? Yes No

Do you authorize the Pro Bono Committee to contact your trial counsel of record in this matter to answer questions the committee may have regarding the appeal? Yes No

Please note that any such conversations would be maintained as confidential by the Pro Bono Committee and the information used solely for the purposes of considering the case for inclusion in the Pro Bono Program.

If you have not previously filed an affidavit of Indigency and attached a file-stamped copy of that affidavit, does your income exceed 200% of the U.S. Department of Health and Human Services Federal Poverty Guidelines? Yes No

These guidelines can be found in the Pro Bono Program Pamphlet as well as on the internet at http://aspe.hhs.gov/poverty/06poverty.shtml.

Are you willing to disclose your financial circumstances to the Pro Bono Committee? Yes No If yes, please attach an Affidavit of Indigency completed and executed by the appellant or appellee. Sample forms may be found in the Clerk's Office or on the internet at http://www.tex-app.org. Your participation in the Pro Bono Program may be conditioned upon your execution of an affidavit under oath as to your financial circumstances.

Give a brief description of the issues to be raised on appeal, the relief sought, and the applicable standard of review, if known (without prejudice to the right to raise additional issues or request additional relief; use a separate attachment, if necessary).

XV. Signature

Signature of counsel (or pro se party) Date: April 1, 2015

Printed Name: Paula E Hughes State Bar No.: 10238080

Electronic Signature: /s/Paula E. Hughes (Optional)

Page 7 of 9 XVI. Certificate of Service

The undersigned counsel certifies that this docketing statement has been served on the following lead counsel for all parties to the trial court's order or judgment as follows on April 1, 2015 .

Signature of counsel (or pro se party) Electronic Signature: /s/Paula E. Hughes (Optional)

State Bar No.: 10238080 Person Served Certificate of Service Requirements (TRAP 9.5(e)): A certificate of service must be signed by the person who made the service and must state: (1) the date and manner of service; (2) the name and address of each person served, and (3) if the person served is a party's attorney, the name of the party represented by that attorney

Please enter the following for each person served:

Date Served: April 1, 2015 Manner Served: eServed

First Name: Grant

Middle Name: Last Name: Cook Suffix: Law Firm Name: Greenberg Traurig LLP Address 1: 1000 Louisiana St., Suite 1700 Address 2: City: Houston State Texas Zip+4: 77002 Telephone: 713-374-3500 ext. Fax: 713-374-3505

Email: cookg@gtlaw.com

If Attorney, Representing Party's Name: Celltex Therapeutics Corporation Please enter the following for each person served:

Page 8 of 9 Date Served: April 1, 2015 Manner Served: eServed

First Name: Richard

Middle Name: L Last Name: Tate Suffix: Law Firm Name: Tate Moerer & King LLP Address 1: 206 South Second St Address 2: City: Richmond State Texas Zip+4: 7469 Telephone: 281-341-0077 ext. Fax: 281-341-1003

Email: rltate@tate-law.com

If Attorney, Representing Party's Name: Celltex Therapeutics Corporation Please enter the following for each person served:

First Name: Bruce

Middle Name: C Last Name: Tough Suffix: Law Firm Name: Tough Law Firm, PLLC Address 1: 819 Crossbridge Dr Address 2: City: Spring State Texas Zip+4: 77373 Telephone: 281-681-0808 ext. Fax: 281-681-0809

Email: btough@toughlawfirm.net

If Attorney, Representing Party's Name: Human Biostar, Inc.

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