Hughes v. City of Albany

33 F. Supp. 2d 152, 1999 U.S. Dist. LEXIS 579, 1999 WL 25020
CourtDistrict Court, N.D. New York
DecidedJanuary 19, 1999
Docket1:95-mj-00547
StatusPublished
Cited by2 cases

This text of 33 F. Supp. 2d 152 (Hughes v. City of Albany) is published on Counsel Stack Legal Research, covering District Court, N.D. New York primary law. Counsel Stack provides free access to over 12 million legal documents including statutes, case law, regulations, and constitutions.

Bluebook
Hughes v. City of Albany, 33 F. Supp. 2d 152, 1999 U.S. Dist. LEXIS 579, 1999 WL 25020 (N.D.N.Y. 1999).

Opinion

DECISION AND ORDER

KAHN, District Judge.

Presently before the Court is Plaintiffs motion pursuant to Fed.R.Civ.P. 60(b) to vacate the judgment entered on June 15, 1998. Plaintiff argues that the judgment should be vacated because of my failure to recuse myself sua sponte from this civil rights action pursuant to 28 U.S.C. § 455 on the grounds that I have previously adjudicated Plaintiffs habeas corpus petition. Plaintiff argues that my adjudication of his petition gave me access to extra-judicial information in the instant case and created an objectively reasonable basis to conclude that I am not impartial in this case. Plaintiff further alleges that recusal was appropriate in light of the application of Heck v. Humphrey, 512 U.S. 477, 114 S.Ct. 2364, 129 L.Ed.2d 383 (1994) to the instant action.

Section 455 of Title 28 states, in part, that a federal judge'must recuse himself in any proceeding where “his impartiality might reasonably be questioned [or] he has a personal bias or prejudice concerning a party, or personal knowledge of disputed evidentiary facts concerning the proceeding ____” The import of requiring recusal where impartiality “might reasonably be questioned” is that a judge must consider whether the objective facts suggest impartiality, not whether the judge is in fact subjectively impartial. Liteky v. U.S., 510 U.S. 540, 548, 114 S.Ct. 1147, 127 L.Ed.2d 474 (1994). Thus, “what matters is not the reality of bias or prejudice but its appearance.” Id. The ultimate inquiry is whether “a reasonable person, knowing all the facts, [would] conclude that the trial judge’s impartiality could reasonably be questioned.” United States v. Lovaglia, 954 F.2d 811, 815 (2d Cir.1992).

In Liljeberg v. Health Services Acquisition Corp., 486 U.S. 847, 108 S.Ct. 2194, 100 L.Ed.2d 855 (1988), the Supreme Court found that the failure of a judge to recuse himself or herself pursuant to § 455 might, in some cases, justify vacatur of the judgment in that action. Id. Of course, such a vacatur requires, at the least, a finding that recusal is justified in the case. However, the Supreme Court has held that under § 455(a), opinions formed by judges on the basis of facts introduced or events occurring “in the course of current proceedings, or of prior proceedings, do not constitute bias or partiality” unless they display “such a high degree of favoritism or antagonism as to make fair judgment impossible.” Liteky v. United States, 510 U.S. 540, 555, 114 S.Ct. 1147, 127 L.Ed.2d 474 (1994) (emphasis added). Other than the adverse nature of my decision on Plaintiffs habeas corpus petition, Plaintiff points to nothing that even hints at favoritism or antagonism.

Plaintiff argues that this Court’s reliance on Heck v. Humphrey, 512 U.S. 477, 114 S.Ct. 2364, 129 L.Ed.2d 383 (1994) in dismissing his § 1983 action is a basis for finding impartiality. As Plaintiff correctly notes, the Supreme Court in Heck ruled that “when a state prison seeks damages in a § 1983 suit, the district court must consider whether a judgment in favor of the plaintiff would necessarily imply the invalidity of his conviction or sentence; if it would, the complaint must be dismissed unless the plaintiff can demonstrate that the conviction or sentence has already been invalidated.” Id. at 487, 114 S.Ct. 2364. In the instant action, I found this rule applicable to Plaintiffs claim. Because Plaintiff did not demonstrate that his conviction had been invalidated by, e.g., ha-beas review, dismissal was appropriate. Decision, Dkt. 64, at 4. Plaintiff asserts that because the judgment in this case was predicated, in part, on the adverse ruling on his habeas petition, recusal was mandated in the 'instant action.

Although Plaintiff does not clearly allege the reason why he believes my participation in the habeas petition establishes my impartiality in this ease, his argument appears to be that the dispositive effect which a negative *154 ruling on the petition would have on his § 1983 action gave me an incentive to deny the petition, thus creating an improper bias in that case. Even where this argument to have merit, it would suggest a bias in the habeas case, not in the instant action. However, I would not find that argument to satisfactorily demonstrate bias even in connection with the habeas petition. It is well established that it is presumptively not improper for a court to preside over successive actions involving the same party. Liteky, 510 U.S. at 551, 114 S.Ct. 1147 (“[i]t has long been regarded as normal and proper for a judge to sit in the same case upon its remand, and to sit in successive trials involving the same defendant”)_ (emphasis added). Further, Plaintiffs entirely speculative theory that the petition ruling was influenced by my desire to rule negatively on the § 1983 action does not provide any actual evidence of “a deep-seated favoritism or antagonism,” Liteky, 510 U.S. at 556, 114 S.Ct. 1147, and thus does not provide any reason to reject the presumption of propriety. In sum, I find that Plaintiff has not presented any grounds on which my impartiality in this case could reasonably be questioned.

Further, even assuming that there were some arguable basis for recusal, Plaintiffs failure to request such relief at any time until the present would justify denying his motion to vacate. I filed my decision on Plaintiffs habeas petition on April 3, 1997. Plaintiff therefore knew at that time that any problem arising out of my participation in both cases would not be resolved by recusal from the habeas petition. Nevertheless, he did not raise his concerns in this action until more than a year later. The Second Circuit has noted that if a party believes that judge should recuse himself, the recusal request must be brought “at the earliest possible moment after obtaining knowledge of facts demonstrating the basis for such a claim.” United States v. Brinkworth, 68 F.3d 633, 639 (2d Cir.1995) (citation and internal quota-, tions omitted). They further observed that “prompt application avoids the risk that a party is holding back a recusal application as a fall-back position in the event of adverse rulings on pending matters.” Id. (citation and internal quotations omitted).

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33 F. Supp. 2d 152, 1999 U.S. Dist. LEXIS 579, 1999 WL 25020, Counsel Stack Legal Research, https://law.counselstack.com/opinion/hughes-v-city-of-albany-nynd-1999.