TEXAS COURT OF APPEALS, THIRD DISTRICT, AT AUSTIN
NO. 03-00-00408-CR
Hue-Jun Yandell, Appellant
v.
The State of Texas, Appellee
FROM THE DISTRICT COURT OF BELL COUNTY, 27TH JUDICIAL DISTRICT
NO. 50,635, HONORABLE MARTHA J. TRUDO, JUDGE PRESIDING
A jury found appellant Hue-Jun Yandell guilty of murder and assessed punishment
at imprisonment for thirty years. Appellant brings forward six issues or points of error urging
that he could not be convicted of felony murder, and that the evidence is legally and factually
insufficient to sustain a conviction for either intentional murder or murder in the course of
committing an act clearly dangerous to human life.
See Tex. Penal Code Ann. §
19.02(b) (West
1994). We will overrule these contentions and affirm.
BACKGROUND
At some time between the hours of 9:00 p.m. and 2:00 a.m. on November 7 and
8, 1999, there was a confrontation between Carlo Rossi, in his pickup truck, and the occupants
of a Honda Accord belonging to the deceased, Hector Duarte, Jr. According to Rossi, the Accord
pulled up beside him at a stop light. The occupants of the Accord had crowbars and weapons.
As Rossi drove away after the light changed, the Accord passed him. An object thrown from the
Accord struck Rossi's truck, denting it. One of the occupants of the Accord, Marco Sanchez,
testified that he and Duarte exchanged words with Rossi at the stoplight, but denied that they
threw anything at him.
At around 2:30 a.m., Rossi and several of his friends, including appellant, Jose
Ochoa, and Michael Shaw, undertook to find the Accord. They were in appellant's Mazda, which
Ochoa drove because appellant had been drinking. After two hours of looking, they spotted the
Accord at a convenience store. At this point, the Accord was occupied by Duarte, who was
driving, Sanchez, and Joshua Plummer. Ochoa attempted to block the Accord's exit with the
Mazda, but was unsuccessful. The Accord drove away from the store, pursued by the Mazda.
Appellant and his companions saw that Sanchez and Plummer were armed with a
baseball bat and a metal pipe. Appellant testified that he was afraid of being beaten, and that he
took out the .45 caliber pistol he kept under his passenger seat after something was thrown from
the Accord. Rossi, Ochoa, and Shaw testified that they urged appellant not to shoot and to put
the gun away; appellant confirmed this. Disregarding the urgings of his companions, appellant
rested the muzzle of the pistol on the Mazda's outside mirror and fired three shots at the Accord.
Appellant claimed he was shooting at the Accord's tires. One of the bullets struck Duarte in the
head. The Accord swerved and struck a parked vehicle. The Mazda sped away, and appellant
threw his pistol into a vacant lot. Duarte died three days later.
Appellant insisted that he did not intend to shoot anyone and denied deliberately
shooting into the passenger compartment of the Accord. Appellant said that he thought the driver
of the Accord had lost control, perhaps because a tire had been punctured, and did not realize until
later that Duarte had been shot.
The indictment contained three paragraphs, each accusing appellant of murdering
Duarte under one of the three statutory forms of the offense. Paragraph one alleged that appellant"intentionally and knowingly cause[d] the death of an individual, Hector Duarte, Jr., by shooting
him in the head with a deadly weapon, to-wit: a firearm." See Tex. Penal Code Ann.
§ 19.02(b)(1). Paragraph two alleged that appellant, "intending to cause serious bodily injury"
to Duarte, "commit[ted] an act clearly dangerous to human life, to-wit: did then and there fire a
deadly weapon, to-wit: a firearm at an automobile being driven by the said Hector Duarte, Jr.,
thereby causing the death of the said individual." See id. § 19.02(b)(2). Paragraph three alleged
that appellant:
attempt[ed] to commit and did commit a felony, to-wit: deadly conduct and in the
course of and in the furtherance of and in the immediate flight from the said felony
did then and there intentionally and knowingly attempt to commit and did commit
an act which was clearly dangerous to human life, to-wit: did then and there fire
a deadly weapon, to-wit: a firearm at a motor vehicle occupied by Hector Duarte,
Jr., which said act cause the death of Hector Duarte, Jr.
See id. § 19.02(b)(3).
FELONY MURDER ISSUES
Appellant moved to quash paragraph three of the indictment on the ground that
deadly conduct cannot be the underlying offense in a prosecution for felony murder.
Alternatively, appellant urged that paragraph three was defective because it failed to allege the
culpable mental state for deadly conduct. Appellant also advanced the latter argument in an
objection to the jury charge. The overruling of the motion to quash and of the objection to the
charge are the subjects of appellant's fourth, fifth, and sixth points of error.
Can deadly conduct underlie felony murder?
A person commits felony murder if he:
commits or attempts to commit a felony, other than manslaughter, and in the
course of and in furtherance of the commission or attempt, or in immediate flight
from the commission or attempt, he commits or attempts to commit an act clearly
dangerous to human life that causes the death of an individual.
Tex. Penal Code Ann. § 19.02(b)(3) (emphasis added).
In one of its first opinions construing the felony murder statute, the court of
criminal appeals indicated that it contained a general "merger doctrine" under which a prosecution
for felony murder could not be maintained if the homicidal act was included in the underlying
felony. See Garrett v. State, 573 S.W.2d 543, 546 (Tex. Crim. App. 1978). The court wrote,
"There must be a showing of felonious criminal conduct other than the assault causing the
homicide." Id. The court recently disavowed this language, holding that "Garrett hereinafter
stands only for the proposition that a conviction for felony murder under section 19.02(b)(3), will
not lie when the underlying felony is manslaughter or a lesser included offense of manslaughter."
Johnson v. State, 4 S.W.3d 254, 258 (Tex. Crim. App. 1999). It is appellant's contention that
deadly conduct is a lesser included offense of manslaughter and therefore cannot underlie a
conviction for felony murder.
In Rodriguez v. State, 953 S.W.2d 342, 354 (Tex. App.-Austin 1997, pet. ref'd),
this Court concluded that deadly conduct could serve as the underlying offense for felony murder.
We based this conclusion on a holding that under the plain language of section 19.02(b)(3), only
manslaughter was excluded as an underlying felony. Our interpretation of the felony-murder
statute must yield to that of the court of criminal appeals. Rodriguez does not speak to the
question of whether deadly conduct is a lesser included offense of manslaughter.
In Texas, a lesser included offense is defined by statute. See Tex. Code Crim.
Proc. Ann. art. 37.09 (West 1981). In each of the four subdivisions of article 37.09, the
purported lesser included offense is compared to the offense for which the accused is on trial in
order to determine if the accused is entitled to a jury instruction authorizing his conviction for the
lesser offense. See id. But under Johnson, the question is not whether the underlying offense is
included within the charged offense of felony murder, but whether it is included within the offense
of manslaughter. And the purpose of the question is not to determine whether the accused is
entitled to an instruction authorizing his conviction for the lesser offense, but to determine
whether that offense may serve as the underlying offense for felony murder under section
19.02(b)(3). The application of article 37.09 in the Johnson context therefore requires a
comparison of the elements of the underlying offense alleged in the felony-murder indictment with
the statutory elements of manslaughter.
A person commits manslaughter if he "recklessly causes the death of an
individual." Tex. Penal Code Ann. § 19.04 (West 1994). A person commits felony deadly
conduct if he "knowingly discharges a firearm at or in the direction of: (1) one or more
individuals; or (2) a habitation, building or vehicle and is reckless as to whether the habitation,
building, or vehicle is occupied." Tex. Penal Code Ann. § 22.05(b), (e) (West 1994). (1) In this
cause, the State alleged that appellant killed Duarte in the course of committing deadly conduct
under section 22.05(b)(2), i.e., in the course of discharging a firearm at a vehicle occupied by
Duarte.
An offense is a lesser included offense if it is established by proof of the same or
less than all the facts required to establish the commission of the greater offense. See Tex. Code
Crim. Proc. Ann. art. 37.09(1). To prove the alleged deadly conduct under section 22.05(b)(2),
the State was required to prove that appellant knowingly discharged a firearm, a fact not required
to establish the commission of manslaughter.
An offense is a lesser included offense if it differs from the greater offense only in
the respect that a less serious injury or risk of injury to the same person, property, or public
interest suffices to establish its commission. See Tex. Code Crim. Proc. Ann. art. 37.09(2).
While deadly conduct under section 22.05(b)(2) involves a less serious injury than manslaughter,
it also differs from manslaughter because it requires proof that the accused knowingly discharged
a firearm.
An offense is a lesser included offense if it differs from the greater offense only in
the respect that a less culpable mental state suffices to establish its commission. See Tex. Code
Crim. Proc. Ann. art. 37.09(3). Deadly conduct under section 22.05(b)(2) requires proof of
knowing conduct, a more culpable mental state than the recklessness required for manslaughter.
An offense is a lesser included offense if it consists of an attempt to commit the
greater offense. See Tex. Code Crim. Proc. Ann. art. 37.09(4). An attempt requires the specific
intent to commit the offense attempted. Tex. Penal Code Ann. § 15.01(a) (West 1994). A
specific intent to commit manslaughter is not an element of deadly conduct under section
22.05(b)(2). In any event, it is impossible to specifically intend to recklessly kill another. See
Gonzales v. State, 532 S.W.2d 343, 345 (Tex. Crim. App. 1976).
We conclude that the deadly conduct offense alleged in the indictment was not a
lesser included offense of manslaughter. Under Johnson, appellant could be prosecuted for felony
murder based on a homicide committed during the course of committing the alleged deadly
conduct. Point of error four is overruled.
Must the elements of the underlying offense be alleged?
Appellant also urges that paragraph three of the indictment was defective because
it failed to allege the culpable mental state for the underlying offense of deadly conduct. Deadly
conduct under section 22.05(b)(2) contains two culpable mental states: the actor must knowingly
discharge a firearm at or in the direction of a vehicle and must be reckless as to whether the
vehicle is occupied. See Tex. Penal Code Ann. § 22.05(b)(2).
Paragraph three alleged that appellant, in the course of committing deadly conduct,
intentionally and knowingly committed an act clearly dangerous to human life, "to-wit: did then
and there fire . . . a firearm at a motor vehicle occupied by Hector Duarte, Jr." Because the
alleged dangerous act was the discharge of a firearm at a vehicle, the allegation that appellant
committed the dangerous act intentionally and knowingly also constituted an allegation that
appellant knowingly discharged the firearm at the vehicle. Appellant's contention that this
element of deadly conduct was not alleged in the indictment is without merit.
Paragraph three did not allege that appellant was reckless as to whether the vehicle
was occupied. The State argues that this omission was not error because the elements of the
underlying offense need not be alleged in an indictment for felony murder. The State argues by
analogy to capital murder in the course of committing a felony. See Tex. Penal Code Ann.
§ 19.03(a)(2) (West 1994). It has been held that the State is not required to allege the constituent
elements of the underlying felony in an indictment pursuant to section 19.03(a)(2), even if the
accused files a motion to quash. See Barnes v. State, 876 S.W.2d 316, 323 (Tex. Crim. App.
1994); Hammett v. State, 578 S.W.2d 699, 707-08 (Tex. Crim. App. 1979). "Under the new
Penal Code, an indictment charging one offense during the commission of another crime need not
allege the elements of the latter offense." Hammett, 578 S.W.2d at 708. This statement appears
to dispose of appellant's contention.
Assuming for the sake of argument that the indictment should have alleged that
appellant was reckless as to whether Duarte's vehicle was occupied, the omission did not prejudice
appellant's substantial rights. See Tex. Code Crim. Proc. Ann. art. 21.19 (West 1989); Adams
v. State, 707 S.W.2d 900, 904 (Tex. Crim. App. 1986); see also Tex. R. App. P. 44.2(b). "The
important question is whether a defendant had notice adequate to prepare his defense." Adams,
707 S.W.2d at 903. The record reflects that appellant was fully aware of the crime for which he
was accused and the factual allegations on which that accusation rested, and appellant does not
contend that his defense was impaired by the wording of the indictment.
Appellant argues that because the underlying felony provides the culpable mental
state for felony murder, it is necessary to allege the culpable mental state of the underlying felony
in a felony-murder indictment. See Lamb v. State, 680 S.W.2d 11, 15 (Tex. Crim. App. 1984);
Rodriguez v. State, 548 S.W.2d 26, 28-29 (Tex. Crim. App. 1977). But the legal convention by
which the underlying felony provides the culpable mental state for felony murder is inherent in
the statutory definition of the offense, and is not dependant on the wording of the indictment in
a particular case. See Rodriguez, 953 S.W.2d at 349-50 (discussing legislature's authority to
define elements of felony murder). The failure to allege an element of an offense no longer
renders the indictment fundamentally defective. See Studer v. State, 799 S.W.2d 263, 272 (Tex.
Crim. App. 1990).
If the omission of the recklessness element of section 22.05(b)(2) was a defect in
the indictment, and if the district court therefore erred by overruling the motion to quash
paragraph three, the error did not prejudice appellant's substantial rights. Point of error five is
overruled.
In his sixth point of error, appellant urges that because of the alleged defect in
paragraph three of the indictment, the district court should not have authorized his conviction for
felony murder. Appellant argues that because the indictment did not allege the culpable mental
state required for deadly conduct (an allegation we have found to be only partly correct), and
because the underlying felony provides the culpable mental state for felony murder, the court's
charge had the effect of authorizing his conviction on a theory not alleged.
Our discussion of the previous point of error also disposes of this point. The
elements of felony murder are defined by statute. The defect in the indictment, if any, did not
prohibit appellant's conviction for felony murder. The district court did not err by overruling
appellant's objection to the charge. Point of error six is overruled.
SUFFICIENCY OF THE EVIDENCE
In points of error one, two, and three, appellant contends the evidence is legally
and factually insufficient to sustain his conviction under paragraphs one and two of the
indictment. (2) Appellant argues that the evidence fails to show that he intended to kill or seriously
injure Duarte, as required for a conviction under paragraphs one and two respectively.
When the indictment alleges alternate theories of committing the same offense, it
is proper for the jury to be charged in the disjunctive and to return a general verdict of guilty.
Kitchens v. State, 823 S.W.2d 256, 258 (Tex. Crim. App. 1991); see Tex. Code Crim. Proc.
Ann. art. 37.07, § 1(a) (West 1981) (verdict must be general). The conviction will be upheld if
the evidence is sufficient to support a finding of guilt under any one of the theories submitted.
Kitchens, 823 S.W.2d at 258; Nevarez v. State, 847 S.W.2d 637, 643 (Tex. App.--El Paso 1993,
pet. ref'd).
We have overruled appellant's points of error by which he asserted that he could
not be prosecuted for felony murder and that the district court erred by submitting that theory of
the offense to the jury. The court properly authorized appellant's conviction for murder if the
jury found that he intentionally or knowingly killed Duarte, or if the jury found that he committed
an act clearly dangerous to human life with the intent to seriously injure Duarte, or if the jury
found that he intentionally or knowingly committed an act clearly dangerous to human life while
in the course of committing deadly conduct. Appellant admitted that he intentionally fired at
Duarte's vehicle knowing that it was occupied, and he does not challenge the sufficiency of the
evidence to sustain a verdict of guilty under the felony murder theory. Under the circumstances,
we need not decide if the evidence would sustain a conviction on the other theories of the offense.
Points of error one, two, and three are overruled.
The judgment of conviction is affirmed.
__________________________________________
Lee Yeakel, Justice
Before Chief Justice Aboussie, Justices Yeakel and Patterson
Affirmed
Filed: April 12, 2001
Publish
1. Another theory of the offense is only a class A misdemeanor. See Tex. Penal Code Ann.
§ 22.05(a), (e) (West 1994).
2. Point three urges that these theories of the offense should not have been submitted to the
jury because there was no evidence to support them. Such a point is effectively a challenge to the
sufficiency of the evidence. See Cook v. State, 858 S.W.2d 467, 470 (Tex. Crim. App. 1993).
ntal state of the underlying felony
in a felony-murder indictment. See Lamb v. State, 680 S.W.2d 11, 15 (Tex. Crim. App. 1984);
Rodriguez v. State, 548 S.W.2d 26, 28-29 (Tex. Crim. App. 1977). But the legal convention by
which the underlying felony provides the culpable mental state for felony murder is inherent in
the statutory definition of the offense, and is not dependant on the wording of the indictment in
a particular case. See Rodriguez, 953 S.W.2d at 349-50 (discussing legislature's authority to
define elements of felony murder). The failure to allege an element of an offense no longer
renders the indictment fundamentally defective. See Studer v. State, 799 S.W.2d 263, 272 (Tex.
Crim. App. 1990).
If the omission of the recklessness element of section 22.05(b)(2) was a defect in
the indictment, and if the district court therefore erred by overruling the motion to quash
paragraph three, the error did not prejudice appellant's substantial rights. Point of error five is
overruled.
In his sixth point of error, appellant urges that because of the alleged defect in
paragraph three of the indictment, the district court should not have authorized his conviction for
felony murder. Appellant argues that because the indictment did not allege the culpable mental
state required for deadly conduct (an allegation we have found to be only partly correct), and
because the underlying felony provides the culpable mental state for felony murder, the court's
charge had the effect of authorizing his conviction on a theory not alleged.
Our discussion of the previous point of error also disposes of this point. The
elements of felony murder are defined by statute. The defect in the indictment, if any, did not
prohibit appellant's conviction for felony murder. The district court did not err by overruling
appellant's objection to the charge. Point of error six is overruled.
SUFFICIENCY OF THE EVIDENCE
In points of error one, two, and three, appellant contends the evidence is legally
and factually insufficient to sustain his conviction under paragraphs one and two of the
indictment. (2) Appellant argues that the evidence fails to show that he intended to kill or seriously
injure Duarte, as required for a conviction under paragraphs one and two respectively.
When the indictment alleges alternate theories of committing the same offense, it
is proper for the jury to be charged in the disjunctive and to return a general verdict of guilty.
Kitchens v. State, 823 S.W.2d 256, 258 (Tex. Crim. App. 1991); see Tex. Code Crim. Proc.
Ann. art. 37.07, § 1(a) (West 1981) (verdict must be general). The conviction will be upheld if
the evidence is sufficient to support a finding of guilt under any one of the theories submitted.
Kitchens, 823 S.W.2d at 258; Nevarez v. State, 847 S.W.2d 637, 643 (Tex. App.--El Paso 1993,
pet. ref'd).
We have overruled appellant's points of error by which he asserted that he could
not be prosecuted for felony murder and that the district court erred by submitting that theory of
the offense to the jury. The court properly authorized appellant's conviction for murder if the
jury found that he intentionally or knowingly killed Duarte, or if the jury found that he committed
an act clearly dangerous to human life with the intent to seriously injure Duarte, or if the jury
found that he intentionally or knowingly committed an act clearly dangerous to human life while
in the course of committing deadly conduct. Appellant admitted that he intentionally fired at
Duarte's vehicle knowing that it was occupied, and he does not challenge the sufficiency of the
evidence to sustain a verdict of guilty under the felony murder theory. Under the circumstances,
we need not decide if the evidence would sustain a convictio