Hubers v. Millis
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Opinion
2021 IL App (1st) 201038-U
SECOND DIVISION July 20, 2021
No. 1-20-1038
NOTICE: This order was filed under Supreme Court Rule 23 and is not precedent except in the limited circumstances allowed under Rule 23(e)(1). ____________________________________________________________________________
IN THE
APPELLATE COURT OF ILLINOIS
FIRST DISTRICT
____________________________________________________________________________
LORI A. HUBERS, ) Appeal from the Circuit Court ) of Cook County. Plaintiff-Appellant, ) ) v. ) No. 16 L 10358 ) J. MICHAEL MILLIS, M.D., and THE ) UNIVERSITY OF CHICAGO MEDICAL ) CENTER, an Illinois Not-For-Profit Corporation, ) The Honorable ) Rena Van Tine, Defendants-Appellees. ) Judge Presiding. ____________________________________________________________________________
PRESIDING JUSTICE FITZGERALD SMITH delivered the judgment of the court. Justices Pucinski and Cobbs concurred in the judgment.
ORDER
HELD: Trial court’s grant of summary judgment in favor of defendants was proper where plaintiff failed to establish elements of her cause of action for medical malpractice based on lack of informed consent with required medical expert testimony.
¶1 Plaintiff-appellant Lori A. Hubers (plaintiff) brought suit against defendants-appellees J.
Michael Millis, M.D., and The University of Chicago Medical Center, an Illinois not-for- No. 1-20-1038
profit corporation (defendants or as named) following the removal of a hemangioma via an
enucleation procedure. Plaintiff alleged medical malpractice due to defendants’ failure to
obtain her informed consent prior to performing the surgery in that they failed to adequately
disclose both the size and location of the incision required to perform the surgery and the risk
of developing an incisional hernia. After discovery was conducted, defendants moved for
summary judgment, which the trial court granted based on plaintiff’s lack of sufficient
evidence to establish the elements of her claim. Plaintiff now appeals, contending that the
trial court erred in disregarding and/or weighing the expert opinion testimony she presented
and that said testimony undoubtedly created genuine issues of material fact, rendering
summary judgment improper. She asks that we reverse the trial court’s decision and remand
with directions to set the cause for a jury trial. For the following reasons, we affirm.
¶2 BACKGROUND
¶3 Deposition testimony in this cause was voluminous. We present only those record facts
that are relevant to the matters at issue herein.
¶4 Initial Consultations and Unrelated Colon Surgery
¶5 Dr. Talia Baker testified that in March 2012, plaintiff sought treatment from her with
respect to a hemangioma, or mass, she had on her liver. Following testing, Dr. Baker
reported to plaintiff that the hemangioma was asymptomatic and she was exhibiting normal
liver function at that time, so plaintiff chose to wait regarding any treatment. In May 2012,
plaintiff returned to Dr. Baker expressing she wanted to proceed with the removal of the
hemangioma, to coincide with a planned procedure to be performed by another doctor, Dr.
Kyle Mueller, on her colon for a separate and unrelated diagnosis of diverticulosis. Dr.
Baker had participated in such combination surgeries before. With respect to her liver mass,
2 No. 1-20-1038
she discussed with plaintiff that she could perform the removal of the hemangioma
laparoscopically, making multiple “key hole” incisions approximately four to six centimeters
long. She further explained to plaintiff that removal of a hemangioma laparoscopically
required removal of a portion of her liver, as well. Dr. Baker also discussed with plaintiff the
potential that, during the planned laparoscopic procedure, she may have to convert to an open
procedure (which would require a traditional incision to excise the mass) should the need
arise. Ultimately, plaintiff did not return to see her following this May 2012 consultation,
and Dr. Baker did not perform any procedure on plaintiff.
¶6 Plaintiff did, however, proceed with the planned colon surgery in July 2012 for her
diverticular disease. With respect to this surgery, Dr. Mueller testified the he discussed with
plaintiff the risks of her procedure, including the potential of an incisional hernia. He also
informed plaintiff that while he intended to perform the surgery laparoscopically, he might
have to covert to an open procedure depending on what he encountered during the surgery.
Dr. Mueller recalled that plaintiff was concerned about the anticipated size of the incision
required, and that she was “very, very nervous about not wanting a big incision.” Dr.
Mueller further recalled that, following the procedure, plaintiff reported to him that she was
unhappy with a portion of the resulting scar because it was somewhat raised, and he informed
her that she could see someone about it and also discussed topicals she could use to help fade
it. Dr. Mueller noted that plaintiff saw a plastic surgeon in October 2012 because of the scar
from this colon procedure. At the close of her treatment with him in the fall of 2012, Dr.
Mueller instructed plaintiff to follow up with Dr. Baker regarding her hemangioma.
¶7 Enucleation Surgery at Issue
3 No. 1-20-1038
¶8 Approximately two years later, and upon experiencing pain and pressure in her abdomen
associated with the hemangioma, plaintiff visited defendant Dr. Millis, a liver surgeon, on
September 2, 2014, for a consultation. Also present at the meeting was plaintiff’s sister and
defendant’s nurse. Dr. Millis testified that, when plaintiff came to see him, the hemangioma
was now “a grape-fruit-sized mass” and was life-threatening. He further noted a significant
threat of potential internal bleeding if it burst. Accordingly, although Dr. Baker had years
before offered plaintiff a laparoscopic procedure, Dr. Millis told plaintiff that he would
remove the mass using an open enucleation procedure, as this was now the safer approach.
Dr. Millis testified that he, in fact, did not even discuss with plaintiff the potential for him to
perform a laparoscopic surgery, and specified to her that he only does open procedures in
situations such as hers where the mass is very large. He offered to plaintiff that if she wanted
laparoscopic surgery to remove the hemangioma, she would have to go elsewhere.
¶9 Dr. Millis further testified that, at this initial meeting which lasted some 45 minutes
according to his medical notes, he also discussed with plaintiff the planned location of the
surgical incision required and demonstrated for her that it would be from the bottom of the
breastbone to underneath the right side of the ribcage, tracing it on her abdomen. He did not
specify any particular size of the incision and told plaintiff only that it would be no bigger
than necessary to safely perform the operation. Dr. Millis stated that the precise size of the
anticipated incision was not considered a material risk with respect to an enucleation,
especially in plaintiff’s instance where the hemangioma was life-threatening and the need for
its removal was emergent and, for this reason, he did not discuss with her an exact size.
Apart from the incision, Dr. Millis informed plaintiff of the risks and benefits of the
enucleation surgery, which most critically were the nature of her current condition, the fact
4 No. 1-20-1038
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2021 IL App (1st) 201038-U
SECOND DIVISION July 20, 2021
No. 1-20-1038
NOTICE: This order was filed under Supreme Court Rule 23 and is not precedent except in the limited circumstances allowed under Rule 23(e)(1). ____________________________________________________________________________
IN THE
APPELLATE COURT OF ILLINOIS
FIRST DISTRICT
____________________________________________________________________________
LORI A. HUBERS, ) Appeal from the Circuit Court ) of Cook County. Plaintiff-Appellant, ) ) v. ) No. 16 L 10358 ) J. MICHAEL MILLIS, M.D., and THE ) UNIVERSITY OF CHICAGO MEDICAL ) CENTER, an Illinois Not-For-Profit Corporation, ) The Honorable ) Rena Van Tine, Defendants-Appellees. ) Judge Presiding. ____________________________________________________________________________
PRESIDING JUSTICE FITZGERALD SMITH delivered the judgment of the court. Justices Pucinski and Cobbs concurred in the judgment.
ORDER
HELD: Trial court’s grant of summary judgment in favor of defendants was proper where plaintiff failed to establish elements of her cause of action for medical malpractice based on lack of informed consent with required medical expert testimony.
¶1 Plaintiff-appellant Lori A. Hubers (plaintiff) brought suit against defendants-appellees J.
Michael Millis, M.D., and The University of Chicago Medical Center, an Illinois not-for- No. 1-20-1038
profit corporation (defendants or as named) following the removal of a hemangioma via an
enucleation procedure. Plaintiff alleged medical malpractice due to defendants’ failure to
obtain her informed consent prior to performing the surgery in that they failed to adequately
disclose both the size and location of the incision required to perform the surgery and the risk
of developing an incisional hernia. After discovery was conducted, defendants moved for
summary judgment, which the trial court granted based on plaintiff’s lack of sufficient
evidence to establish the elements of her claim. Plaintiff now appeals, contending that the
trial court erred in disregarding and/or weighing the expert opinion testimony she presented
and that said testimony undoubtedly created genuine issues of material fact, rendering
summary judgment improper. She asks that we reverse the trial court’s decision and remand
with directions to set the cause for a jury trial. For the following reasons, we affirm.
¶2 BACKGROUND
¶3 Deposition testimony in this cause was voluminous. We present only those record facts
that are relevant to the matters at issue herein.
¶4 Initial Consultations and Unrelated Colon Surgery
¶5 Dr. Talia Baker testified that in March 2012, plaintiff sought treatment from her with
respect to a hemangioma, or mass, she had on her liver. Following testing, Dr. Baker
reported to plaintiff that the hemangioma was asymptomatic and she was exhibiting normal
liver function at that time, so plaintiff chose to wait regarding any treatment. In May 2012,
plaintiff returned to Dr. Baker expressing she wanted to proceed with the removal of the
hemangioma, to coincide with a planned procedure to be performed by another doctor, Dr.
Kyle Mueller, on her colon for a separate and unrelated diagnosis of diverticulosis. Dr.
Baker had participated in such combination surgeries before. With respect to her liver mass,
2 No. 1-20-1038
she discussed with plaintiff that she could perform the removal of the hemangioma
laparoscopically, making multiple “key hole” incisions approximately four to six centimeters
long. She further explained to plaintiff that removal of a hemangioma laparoscopically
required removal of a portion of her liver, as well. Dr. Baker also discussed with plaintiff the
potential that, during the planned laparoscopic procedure, she may have to convert to an open
procedure (which would require a traditional incision to excise the mass) should the need
arise. Ultimately, plaintiff did not return to see her following this May 2012 consultation,
and Dr. Baker did not perform any procedure on plaintiff.
¶6 Plaintiff did, however, proceed with the planned colon surgery in July 2012 for her
diverticular disease. With respect to this surgery, Dr. Mueller testified the he discussed with
plaintiff the risks of her procedure, including the potential of an incisional hernia. He also
informed plaintiff that while he intended to perform the surgery laparoscopically, he might
have to covert to an open procedure depending on what he encountered during the surgery.
Dr. Mueller recalled that plaintiff was concerned about the anticipated size of the incision
required, and that she was “very, very nervous about not wanting a big incision.” Dr.
Mueller further recalled that, following the procedure, plaintiff reported to him that she was
unhappy with a portion of the resulting scar because it was somewhat raised, and he informed
her that she could see someone about it and also discussed topicals she could use to help fade
it. Dr. Mueller noted that plaintiff saw a plastic surgeon in October 2012 because of the scar
from this colon procedure. At the close of her treatment with him in the fall of 2012, Dr.
Mueller instructed plaintiff to follow up with Dr. Baker regarding her hemangioma.
¶7 Enucleation Surgery at Issue
3 No. 1-20-1038
¶8 Approximately two years later, and upon experiencing pain and pressure in her abdomen
associated with the hemangioma, plaintiff visited defendant Dr. Millis, a liver surgeon, on
September 2, 2014, for a consultation. Also present at the meeting was plaintiff’s sister and
defendant’s nurse. Dr. Millis testified that, when plaintiff came to see him, the hemangioma
was now “a grape-fruit-sized mass” and was life-threatening. He further noted a significant
threat of potential internal bleeding if it burst. Accordingly, although Dr. Baker had years
before offered plaintiff a laparoscopic procedure, Dr. Millis told plaintiff that he would
remove the mass using an open enucleation procedure, as this was now the safer approach.
Dr. Millis testified that he, in fact, did not even discuss with plaintiff the potential for him to
perform a laparoscopic surgery, and specified to her that he only does open procedures in
situations such as hers where the mass is very large. He offered to plaintiff that if she wanted
laparoscopic surgery to remove the hemangioma, she would have to go elsewhere.
¶9 Dr. Millis further testified that, at this initial meeting which lasted some 45 minutes
according to his medical notes, he also discussed with plaintiff the planned location of the
surgical incision required and demonstrated for her that it would be from the bottom of the
breastbone to underneath the right side of the ribcage, tracing it on her abdomen. He did not
specify any particular size of the incision and told plaintiff only that it would be no bigger
than necessary to safely perform the operation. Dr. Millis stated that the precise size of the
anticipated incision was not considered a material risk with respect to an enucleation,
especially in plaintiff’s instance where the hemangioma was life-threatening and the need for
its removal was emergent and, for this reason, he did not discuss with her an exact size.
Apart from the incision, Dr. Millis informed plaintiff of the risks and benefits of the
enucleation surgery, which most critically were the nature of her current condition, the fact
4 No. 1-20-1038
that the enucleation would require an open operation, and that there was a risk of bleeding.
He explained to plaintiff that this procedure would remove the hemangioma without also
removing part of the liver, whereas the opposite was true for a laparoscopy. He also
informed her regarding the postoperative implications and restrictions, including, and
particularly, the need to care for the surgical wound and not exert undue pressure on it. He
specified to plaintiff that she should not lift anything over the weight of a gallon of milk for
approximately six to eight weeks postsurgery, and that she should gradually increase her
amount of activity only after that period of time, as she would not feel the same as her
normal self strength-wise for about three months.
¶ 10 Following this consultation, plaintiff agreed to have the enucleation procedure to remove
the hemangioma, to be performed by Dr. Millis at defendant hospital on October 22, 2014.
Defendant hospital is a teaching hospital, and Dr. Millis was in charge of different surgical
residents who assisted him. That morning, plaintiff arrived and was prepped for surgery.
One of Dr. Millis’ surgical residents, Dr. Omar Hussain, presented plaintiff with a prepared
written consent form which mistakenly identified her procedure as a right hepatectomy.1
Nonetheless, plaintiff signed the form and Dr. Millis performed the planned enucleation via
open surgery, as discussed, and removed plaintiff’s hemangioma without removing any
portion of her liver. The incision Dr. Millis used was, as he had discussed with plaintiff, near
the bottom of her breastbone to the bottom of her right ribcage. Dr. Millis testified that the
incision was the size and at the location expected, and that the surgery was successful.
Plaintiff remained in the hospital until her discharge on October 26, 2014. Dr. Millis
1 For the record, a hepatectomy is the removal of a considerable portion of the liver, whereas an enucleation is the removal of something from the liver, such as a growth, cyst, mass or abnormality, without removing any of the liver itself. 5 No. 1-20-1038
verified, and his patient notes showed, that he visited plaintiff in the hospital every day of her
stay following surgery. Plaintiff did not complain about the length of the incision at any
time, and there was no discussion of it between them. Upon her discharge, and again as
verified by his patient notes, Dr. Millis repeated the postoperative instructions to plaintiff to
limit her activity, not lift any weight over that of a gallon of milk, and to only gradually
increase her activity after at least the six-to-eight-week period postsurgery.
¶ 11 Dr. Millis concluded his testimony by recounting that he next saw plaintiff at her two-
week postoperative appointment, as scheduled, on November 4, 2014. He noted that her
incision was healing well at that time, and again, plaintiff made no mention to him about any
dissatisfaction with the length or location of it. Plaintiff was to return for follow-up in future
weeks, but she did not, and this was the last time Dr. Millis saw plaintiff.
¶ 12 Jeanine Elkin, Dr. Millis’ nurse, corroborated much of his testimony. She confirmed that
at the September 2, 2014 initial consultation, plaintiff arrived with her sister and two of them,
along with Dr. Millis and herself, had a 45-minute meeting regarding plaintiff’s
hemangioma. Nurse Elkin testified that Dr. Millis described the location, dimension,
configuration and shape of the planned incision and he did so by pointing to plaintiff’s
abdomen and showing her where it would be, namely, from her xiphoid process wrapped
around to the bottom of her right rib cage. Nurse Elkin stated that Dr. Millis did not specify
a quantifiable length for the incision and never told plaintiff that it would be three to four
inches. Nurse Elkin recalled that during the consultation, plaintiff asked Dr. Millis if he
could make the incision at her bikini line; Dr. Millis told her this could not be done and that it
would be impossible for this type of surgery. Plaintiff then asked Dr. Millis if a plastic
surgeon could be present during the surgery to either perform the incision at the start or close
6 No. 1-20-1038
her at the end; Dr. Millis again told her no, and informed her that he uses a plastic surgery
close when he performs enucleations. Dr. Millis concluded the consultation by informing
plaintiff with respect to postoperative instructions, specifying that she should not lift
anything greater than ten pounds and not do anything physically that would increase the
pressure on her abdomen, such as sit-ups or rowing exercises, for about 8 to 10 weeks.
¶ 13 Nurse Elkin testified that after Dr. Millis left the meeting, she continued to speak with
plaintiff and her sister for another 45 minutes to answer any questions and to discuss
presurgical preparations and what would happen during the surgery, as well as
postoperatively. She stated that she reiterated to plaintiff Dr. Millis instructions regarding
limits on activities and lifting. She informed her about the potential of incisional hernias
several times, and explained to plaintiff that lifting or undue pressure on the abdomen
increased the risk for these. She also told plaintiff that, as she was more conservative than
Dr. Millis, she would extend the time frame of her recovery and abstention from her regular
activities such as lifting or exercising to approximately 12 weeks postsurgery. Nurse Elkin
recalled that plaintiff was scared about the length of the incision.
¶ 14 Nurse Elkin further testified that following surgery, she spoke with plaintiff six times
after she went home from her hospital stay to check on her and plaintiff said nothing, at any
of these times or ever, with respect to the incision or scar. Nurse Elkin’s patient notes
documented these communications. She stated that two weeks after surgery, plaintiff called
her and told her she was experiencing pain on her side. When nurse Elkin asked about her
activities, plaintiff described that she had been exercising and walking three to four miles a
day on her treadmill on an incline. Nurse Elkin told plaintiff to stop walking at an incline, as
this was putting undue pressure on her abdomen. Nurse Elkin testified that while she and Dr.
7 No. 1-20-1038
Millis warned about undue pressure on the abdomen and the potential for incisional hernias
resulting therefrom, they did not specify that inclined walking could produce such pressure
and plaintiff did not ask them; had she asked, nurse Elkin would have told plaintiff not to do
this activity. Nurse Elkin concluded her testimony by noting that her last follow-up
communication with plaintiff was in December 2014, when she contacted her to see if she
was still uncomfortable and to tell her that, if she was, she should call the office or make an
appointment. She did not hear from plaintiff again.
¶ 15 Subsequent Procedures
¶ 16 Dr. Mueller testified that, following her colon surgery in 2012, he next saw plaintiff again
on April 21, 2015, six months after her enucleation procedure with defendant Dr. Millis. She
presented with an incisional hernia near Dr. Millis’ surgical site. Dr. Mueller performed a
surgery to repair plaintiff’s hernia in May 2015, using wire mesh. Dr. Mueller combined his
hernia repair procedure with plastic surgery and liposuction performed on plaintiff by another
doctor.
¶ 17 Litigation
¶ 18 In 2016, plaintiff filed a complaint at law sounding in medical malpractice against
defendants. Therein, she alleged they did not obtain her informed consent to the enucleation
because Dr. Millis “failed to disclose to [her] material medical information,” in that he
misled her about the length of the incision which he told her would be approximately 3
inches near her lower waist but was actually 14 inches extending across her mid-section, and
in that he did not explain that the open enucleation procedure increased the risk of
developing a postoperative incisional hernia “as well as an unsightly, permanent scar.” She
8 No. 1-20-1038
claimed that, had Dr. Millis “not misled” her in these ways, she would not have chosen this
surgery but, instead, the laparoscopic option of removal offered by Dr. Baker.
¶ 19 During her deposition, plaintiff testified that she has had many surgeries throughout her
life on several different parts of her body. She admitted, and reaffirmed in her brief on
appeal, that she is generally aware from her own medical history regarding the risk that
laparoscopic procedures can sometimes necessitate conversion to open procedures requiring
incisions, and the risk that incisional hernias can develop in the abdomen following either
type of surgery.
¶ 20 Plaintiff recounted that she went with her sister to see defendant Dr. Millis on September
2, 2014 for a consultation regarding the removal of her hemangioma. She understood that
the procedure offered by defendant was an open one and would not be laparoscopic. She
discussed the potential scar with him, as she had a little scar from her laparoscopic colon
resection and wanted, with this procedure as well, “a scar that’s not upsetting” to her.
According to plaintiff, defendant responded that the incision he would make would be near
her bikini line and told her, while demonstrating with his thumb and forefinger, that it would
be about three inches in length. Plaintiff averred that she then asked defendant if she should
have a plastic surgeon present during the procedure and that defendant told her she would not
need one for an incision this small. Plaintiff also stated that defendant told her the recovery
time for the surgery would be between six and eight weeks, whereupon she could resume full
activity, and that he did not mention anything regarding a risk of incisional hernias. Plaintiff
noted that she liked defendant’s surgical plan and recovery time, which seemed less invasive
and much shorter than Dr. Baker’s estimates, so she scheduled the surgery with defendants.
9 No. 1-20-1038
¶ 21 Plaintiff next described that she had the surgery and, contrary to his testimony and patient
notes, saw Dr. Millis only one time for a few minutes during her four-day hospital stay. She
verified that upon her discharge, she received instructions about her postoperative care from
both defendant and nurse Elkin, including that she could take only short walks and was not to
lift anything heavier than a gallon of milk. Once she was home, she received multiple calls
from Elkin checking on her pain and comfort levels, and plaintiff did not have any
complaints. She next saw defendant at her scheduled two-week postoperative appointment
on November 4, 2014, where plaintiff said nothing about the scar, its size, or its location.
Plaintiff stated that at this appointment, defendant told her she could resume exercising six to
eight weeks post-surgery, including lifting without limit and performing core exercises.
Plaintiff noted that she did so after eight weeks, resuming attendance at her gym and
performing mild cardio, weightlifting, and secondary core activities (i.e., core tightening,
etc.). After a week of doing so, plaintiff developed a hernia near her incision site. However,
she did not contact defendant and never spoke to him again after the first postoperative
appointment. Instead, stating that she was “hoping it would go away,” she waited four to
five months, and then went to see Dr. Mueller in April 2015. Plaintiff again verified during
her deposition that she never confronted defendant nor discussed with him any issue
regarding her hernia, the size of the incision, or the resulting scar.
¶ 22 Cheryl Sheehan, plaintiff’s sister, testified in her deposition that she went with plaintiff to
her initial consultation with defendant which, contrary to his deposition and patient notes,
lasted only a half hour. Nurse Elkin was also present. Sheehan stated that during this
meeting, defendant told plaintiff that the incision he would be making to remove her
hemangioma would be only four inches long and that her recovery time would be much less
10 No. 1-20-1038
than what Dr. Baker had proposed. She described, as plaintiff did, that defendant used his
thumb and first finger to demonstrate how big the incision would be, and that it amounted to
no more than four inches and would be along the angle of plaintiff’s ribcage. With respect to
the potential of a bikini-line incision, Sheehan stated that it was plaintiff who requested it,
and that defendant never suggested it was an option; she recalled that defendant made clear
the location of the incision would be below her sternum on the right side of her abdomen and
would not be able to be hidden in her bikini line. Sheehan averred that defendant also made
clear the procedure would be an open surgery and he would not do it laparoscopically. She
testified that defendant discussed with plaintiff the risks of the procedure, including
anesthesia and infection, and that she would not be able to lift anything for a period of time
due to the incision, but Sheehan could not recall the length of time plaintiff would be so
restricted. Sheehan verified that, after defendant left, the consultation continued with nurse
Elkin for approximately 10 more minutes, but she could not remember what was discussed.
Sheehan described that, in her discussions with plaintiff about whether she would have the
enucleation, they agreed she should particularly because, in contrast to a laparoscopic
procedure, there would be no removal of a portion of her liver and her recovery time,
including when she could return to drinking alcohol, would be less.
¶ 23 Sheehan further testified that she accompanied plaintiff on the day of surgery. She stated
that even though she was with plaintiff in the hospital, she never saw defendant that day or at
any time ever following the initial consultation at his office, and she never saw Elkin after
the surgery. Sheehan averred that she first saw plaintiff’s incision immediately following the
surgery and was “shocked” at the size and shape of it. She was also present sometime later
when plaintiff first saw her incision, whereupon plaintiff became very upset at its size.
11 No. 1-20-1038
¶ 24 Expert Testimony
¶ 25 In her effort to present expert medical testimony in support of her claim against
defendants, plaintiff secured additional depositional and documentary evidence from Dr.
Mueller. She submitted a two-page report prepared by him pursuant to section 2-622(a) of
the Illinois Code of Civil Procedure (see 735 ILCA 5/2-622(a) (West 2018)) (Report),
explaining his medical conclusions regarding her cause of action against defendants. The
Report acknowledges that Dr. Mueller’s conclusions are based on his discussions with
plaintiff, his review of her medical records, and his experience, training, and education; Dr.
Mueller had not reviewed the depositions of defendant Dr. Millis nor of nurse Elkin. In the
Report, Dr. Mueller states that a “physician who performs procedures or surgeries has an
obligation to fully inform a patient of the attendant risks and alternative treatments, if any, of
that procedure.” He then states that “per [his (Dr. Mueller’s own)] discussion with
[plaintiff],” defendant represented to her that the surgery he performed could be done using a
three-inch incision and did not inform her that a larger incision could be required nor that the
surgery could lead to the development of an incisional hernia. He further comments that,
again per his conversations with plaintiff, she elected to proceed with the surgery “[u]naware
of the risk of developing an incisional hernia and believing the incision would be no more
than three inches.” After recounting his reparation of the hernia and plaintiff’s additional
plastic surgery, Dr. Mueller concludes his Report by stating that, in his “expert medical
opinion, [plaintiff] has a meritorious cause of action against defendant for failing to provide
her a full disclosure of the risks of the surgery.” The Report does not provide any
information with respect to the applicable standard of care nor any opinion on whether
defendant’s treatment of plaintiff deviated from this.
12 No. 1-20-1038
¶ 26 Plaintiff later moved to file a supplemental answer to her Illinois Supreme Court Rule
(Rule) 213(f)(3) interrogatories. In this supplemental answer, plaintiff again identified Dr.
Mueller as her expert witness and “reiterate[d] her intention to call [him] to express the
opinions recited in his [R]eport.” She specified that Dr. Mueller “will opine that [defendant
Dr. Millis’] ‘fail(ure) to provide her a full disclosure …’ recited in the last paragraph of that
[R]eport constituted a deviation by [defendant] of the standard of care described” in the
Report. And, plaintiff insisted that Dr. Mueller “will opine that the incisional hernia that he
treated was a risk of the procedure performed by [defendant] that should have been disclosed
to plaintiff and that failing to disclose this risk was [also] a deviation from the standard of
care” described in his Report, and “that the open procedure performed by [defendant] ***
was a medical cause of the incisional hernias” plaintiff developed thereafter.
¶ 27 In his initial deposition,2 Dr. Mueller acknowledged that he has never performed the
particular type of hemangioma surgery defendant did in this cause, that he is not a liver
expert, and that he has never reviewed cases of hemangioma surgeries or enucleations; he is a
general surgeon and that is all he holds himself out to be. He averred that the risks discussed
between doctors and patients in preparation for surgery are not limited to what is in a
doctor’s written notes or reports but, rather, doctors discuss various aspects of surgery that
are not always documented following consultation with a patient. Dr. Mueller noted that this
would include the risk of incisional hernias subsequent to an open procedure like an
enucleation, and that such hernias are low “down the list of significant problems” following
2 The depositional testimony of Dr. Mueller we refer to here was given by him during the same deposition to which we referred earlier in our decision, discussing his interactions with plaintiff as her treating physician. Now, as we detail those facts pertaining to the litigation involving the hemangioma surgery and expert testimony, we return to Dr. Mueller’s deposition to present his comments regarding that portion of this cause, as plaintiff’s medical expert. For the record, we note that Dr. Mueller was deposed a second time during this litigation. We will discuss his second deposition and its contents separately, below. 13 No. 1-20-1038
surgeries, particularly those where life-threatening conditions are attempting to be remedied.
More important risks to be discussed in such instances would be, according to Dr. Mueller,
bleeding, recouperation, and irreversible damage and, simply because a certain risk was not
documented in patient notes does not mean it was not discussed between the doctor and the
patient. Dr. Mueller stated that the standard of care requires discussion of surgical risks, but
not necessarily the documentation that a discussion was had regarding every such risk. He
admitted that he had no personal knowledge of any meeting plaintiff had with Dr. Millis or
what was discussed between them; he had not reviewed defendant’s deposition and was
relying solely on his discussions with plaintiff in preparation for this cause.
¶ 28 Regarding incisional hernias, specifically, Dr. Mueller testified that they are inherent
risks in any abdominal surgery, and their occurrence after surgery does not decisively
indicate that a patient received poor care or treatment. He stated that he expects a patient to
follow postoperative instructions and that, if she does not and subsequently if she develops
an incisional hernia, the responsibility lies with her. He admitted that he had no personal
knowledge with respect to whether plaintiff followed her postoperative instructions, nor
could he say that her hernia somehow suggests defendant did not follow the standard of care
here. Further, regarding the size of an incision, Dr. Mueller opined that if plaintiff was not
told about its anticipated size, this would be below the accepted standard of care; however,
again, he admitted he had no personal knowledge of what defendant told plaintiff about this.
He further refused to opine as to whether, in this particular case, the size of plaintiff’s
incision increased the risk for her to develop an incisional hernia; he stated that he did not
know either way if this was true. Additionally, Dr. Mueller commented that, with respect to
consent forms, it is within the standard of care to have a consent document that does not set
14 No. 1-20-1038
forth every specific risk involved in a surgical procedure. Ultimately, he stated that if
defendant advised plaintiff of the risk of an incisional hernia and the relative size of the
anticipated incision, he would not be critical of him or the care defendants provided her. He
further admitted that there was nothing in his Report that should be interpreted as critical of
the surgical technique used by Dr. Millis (enucleation as opposed to laparoscopy), as such an
opinion would be beyond his area of expertise. Dr. Mueller concluded his initial deposition
by stating that he did not hold any opinions in this cause beyond those stated in his Report
and that he had no part in the preparation of plaintiff’s supplemental answer to her Rule
213(f)(3) interrogatories.
¶ 29 Following Dr. Mueller’s initial deposition, plaintiff sought leave to file an addendum to
her supplemental answer to her Rule 213(f)(3) interrogatories, which the trial court allowed.
In this addendum, plaintiff asserted that, after now having reviewed other depositions in this
cause, including those of plaintiff, Sheehan, defendant, Dr. Baker, and nurse Elkin, Dr.
Mueller would opine that “if the information [regarding the length and location of the
anticipated surgical incision] was conveyed by defendant Millis in the manner described by
plaintiff and Sheehan, then defendants deviated from the applicable standard of care
respecting informed consent described in the earlier disclosures of Dr. Mueller’s opinions.”
She further insisted that Dr. Mueller would also opine that the consent form in this cause,
which identified a procedure other than the one performed, was inaccurate “and an additional
deviation by defendants from the applicable standard of care respecting informed consent.”
¶ 30 Pursuant to this addendum, Dr. Mueller was deposed a second time. He averred that he
had now reviewed the other depositions given in this cause. However, he reaffirmed that
these “did not change, alter, or supplement” the expert opinions he previously disclosed in
15 No. 1-20-1038
any way regarding the size and location of plaintiff’s scar or the development of her
incisional hernia.
¶ 31 Dr. Mueller stated that “[t]he only thing that was notable to” him now that he had not
opined on before in his initial deposition or Report was that the consent form plaintiff signed
the day of surgery, as prepared by surgical assistant Dr. Hussain, listed a different procedure,
namely, a hepatectomy rather than an enucleation. However, Dr. Mueller testified that
documents like paper consent forms filled out on the day of a surgery do not comprise
informed consent. Rather, he described that informed consent is a process that takes place
over a period of time as a surgeon and patient consult and discuss surgical options and reach
a “mutual decision to proceed with the surgery as planned.” He described that informed
consent is obtained before any piece of paper is signed on the day of surgery, and usually
over multiple interactions between doctor and patient; although the “signed paper form
should match up with what the informed consent started out as,” any discrepancy in the paper
form would not indicate that informed consent was not obtained by the doctor from the
patient. He further described that informed consent is “a continuum” that begins in a
doctor’s office “the minute you start even talking about a surgery” and “continues on through
as you have further discussions.”
¶ 32 Specifically with respect to what occurred here, Dr. Mueller stated that, upon his review
of the depositions, plaintiff went through a consent process that went beyond signing the
paper form on the day of surgery. He noted that the depositions showed she was told
explicitly about what an enucleation was, that this was the planned surgery defendant would
perform on her to remove the hemangioma, and that this was the surgery defendant in fact
performed. He further acknowledged that the depositions showed plaintiff was told about the
16 No. 1-20-1038
various risks, benefits, and alternatives to the enucleation, that she knew all of this, and that
she knew she would be having an enucleation. Dr. Mueller stated that there was no evidence
to suggest plaintiff thought she would be having a different procedure, and it was his opinion
that the discrepancy in the paper consent form was simply “an error” that occurred on the day
of surgery by a resident who was trying to assist Dr. Millis during a busy time. Finally, Dr.
Mueller commented that the paper consent “form is not designed for writing every little
detail down” with respect to the procedure or consent obtained, and that this information is
more often contained in a doctor’s operative report. Dr. Mueller conceded that defendant’s
operative report from plaintiff’s surgery discussed the enucleation procedure and documented
that he had spoken to plaintiff about that, its risks, and her condition, and that plaintiff
provided informed consent agreeing to the procedure. Dr. Mueller further conceded that the
written consent form could be “throw[n] out” because, regardless of how the mistake on it
was made, the form was irrelevant here since Dr. Millis' operative report verified that he had
an informed consent discussion with plaintiff and plaintiff consented to the procedure.
¶ 33 Following the depositional testimony, defendants moved for summary judgment, and the
trial court granted their motion, finding that while there were some disputed facts, there was
“no genuine issue of material disputed facts.” The court began its colloquy by noting that, in
a medical malpractice case, expert testimony is necessary. The court reviewed Dr. Mueller’s
expert testimony and declared that, even if it “could stretch” it “into a specific opinion that
the defendant deviated from the standard of care, which is impossible [since he] never comes
out and actually says that, there is no causal link established through the medical testimony
that any purported negligence by the defendant doctor caused the injury.”
17 No. 1-20-1038
¶ 34 In support of this finding, the court first noted that Dr. Mueller never opined that
defendant’s conduct deviated and fell below the accepted standard of care or that he breached
this standard in any way. He simply stated that if plaintiff were to be believed, then
defendant deviated from the standard, but if defendant were to be believed, then he did not.
The court discussed that plaintiff’s Rule 213(f)(3) answers, as prepared by her attorneys,
went “well beyond what [Dr. Mueller] actually testified to at his deposition,” and that these
were “very different.” It concluded that Dr. Muller simply did not opine with any specificity
as to the standard of care.
¶ 35 Next, the court discussed that plaintiff did not demonstrate proximate cause, as she did
not provide any specific expert medial opinion testimony that showed that defendant’s
negligence (if there was any) was a proximate cause of her injury. The court noted that Dr.
Mueller could not state that, even if plaintiff underwent a laparoscopic procedure as she says
she would have had she been sufficiently informed, she would not have experienced an
incisional hernia. Instead, the court recalled his testimony that no one could say what caused
the hernia, that incisional hernias can develop despite reasonable and proper care, and that he
had no opinion regarding the incision size with respect to an enucleation procedure and
hernias.
¶ 36 Finally, with respect to consent, the court concluded that, while Dr. Mueller’s second
deposition focused on this, it “added nothing material to the case and the issues raised.” The
court noted that Dr. Mueller specifically “testified that this technical mistake [in the consent
form] did not matter in this case, because the defendant doctor verified in his operative report
that he had the informed consent discussion with the plaintiff” and, consequently, that “the
18 No. 1-20-1038
wrong consent form affected nothing in terms of the outcome of the case” and was
“irrelevant.”
¶ 37 Based on all this, the trial court granted summary judgment in defendants’ favor.
¶ 38 ANALYSIS
¶ 39 On appeal, plaintiff contends that the trial court erred in granting summary judgment.
Focusing exclusively on the elements of an informed consent claim, she insists that the court
“simply ignored or improperly weighed Dr. Mueller’s opinion testimony,” which was
otherwise “sufficient to establish” both the standard of care applicable to defendants and
defendants’ breach of that standard of care when it came to disclosing the risk of incisional
hernias and the size and location of the incision Dr. Millis made. She further claims that Dr.
Mueller’s opinions, even those based solely on her and Sheehan’s version of what
information was communicated to her by defendants, along with her testimony regarding her
reliance on that information, raise disputed questions of fact on the issue of proximate cause
that should be presented to a jury. Based on our review of the record, we wholly disagree.
¶ 40 We begin with these general legal principles. Summary judgment is proper when the
pleadings, affidavits, depositions and admissions of record, construed strictly against the
moving party, show that there is no genuine issue as to any material fact and that the moving
party is entitled to judgment as a matter of law. See Morris v. Margulis, 197 Ill. 2d 28, 35
(2001); accord Purtill v. Hess, 111 Ill. 2d 229, 240-44 (1986). While this relief has been
called a "drastic measure," it is an appropriate tool to employ in the expeditious disposition
of a lawsuit in which " 'the right of the moving party is clear and free from doubt.' " Morris,
197 Ill. 2d at 35, quoting Purtill, 111 Ill. 2d at 240. Appellate review of a trial court's grant
of summary judgment is de novo (see Outboard Marine Corp. v. Liberty Mutual Insurance
19 No. 1-20-1038
Co., 154 Ill. 2d 90, 102 (1992)), and reversal will occur only if we find that a genuine issue
of material fact exists (see Addison v. Whittenberg, 124 Ill. 2d 287, 294 (1988)).
¶ 41 While plaintiff did not need to prove her entire cause during this stage of litigation, she
was nevertheless required, as the nonmoving party, to present some factual basis and
evidentiary facts to support the elements of her cause of action. See Bellerive v. Hilton
Hotels Corp., 245 Ill. App. 3d 933, 936 (1993). In other words, she was not entitled to rely
on the allegations in her complaint in order to raise a genuine issue of material fact regarding
lack of informed consent. See CitiMortgage, Inc. v. Bukowski, 2015 IL App (1st) 140780, ¶
19; accord Rucker v. Rucker, 2014 IL App (1st) 132834, ¶ 49; see also Winnetka Bank v.
Mandas, 202 Ill. App. 3d 373, 387-88 (1990) (she has a duty to present a factual basis which
would arguably entitle her to judgment in her favor based on the law). This basis must recite
facts and not mere conclusions or statements based on information and belief. See Morrissey
v. Arlington Park Racecourse, LLC, 404 Ill. App. 3d 711, 724 (2010); In Interest of E.L., 152
Ill App. 3d 25, 31 (1987).
¶ 42 Ultimately, we find that there were no genuine issues of material fact remaining in this
cause and, thus, that the trial court’s grant of summary judgment was proper.
¶ 43 As we noted at the outset of our decision here, the exclusive focus of plaintiff’s medical
malpractice claim is based on an alleged lack of informed consent. Consequently, we, as do
the parties, acknowledge that the prima facie elements of such a claim require a plaintiff to
establish that (1) the physician had a duty to disclose material risks; (2) he failed to disclose
or inadequately disclosed those risks; (3) as a direct and proximate result of the failure to
disclose, the plaintiff consented to treatment she otherwise would not have consented to; and
(4) the plaintiff was injured by that treatment. See Castillo v. Stevens, 2019 IL App (1st)
20 No. 1-20-1038
172958, ¶ 21; accord Xeniotis v. Cynthia Satko, D.D.S., M.S., P.C., 2014 IL App (1st)
131068, ¶ 51. These elements originate from the common law duty imposed upon doctors to
inform patients of the foreseeable risks and results of a surgical procedure and the reasonable
alternatives to that procedure. See Xeniotis, 2014 IL App (1st) 131068, ¶ 50 (physician must
disclose risks that reasonable medical professional would have disclosed in similar
circumstances). With respect to the first two elements, namely, what disclosures are required
and whether the disclosure at issue was adequate, the law is clear that both of these must be
shown by the presentation of expert medical testimony. See Castillo, 2019 IL App (1st)
172958, ¶¶ 22, 25-26 (informed consent law requires expert medical testimonial proof for
both elements of duty/standard to disclose material risks and whether disclosure was
adequate); accord Xeniotis, 2014 IL App (1st) 131068, ¶ 59, citing Guebard v. Jabaay, 117
Ill. App. 3d 1, 6 (1983) (there can be no liability absent proof by expert evidence of a failure
to conform to the standard of care). If the plaintiff fails to provide expert medical testimony
to support these two elements, her cause of action inherently fails and summary judgment is
appropriate as a matter of law. See Xeniotis, 2014 IL App (1st) 131068, ¶ 75 (lack of such
evidence amounts to the plaintiff’s failure to state a claim for lack of informed consent); see
also Castillo, 2019 IL App (1st) 172958, ¶ 27 (medical defendants must prevail where the
plaintiff fails to present expert testimony regarding both elements to support claim of lack of
informed consent).
¶ 44 In the instant cause, plaintiff failed to provide any expert medical testimony, from Dr.
Mueller or anyone for that matter, with respect to either defendants’ duty to disclose material
risks for the enucleation procedure or that they deviated from the standard of care by failing
to disclose or inadequately disclosing those risks to plaintiff.
21 No. 1-20-1038
¶ 45 With respect to the standard of care element, Dr. Mueller never stated what this was in
relation to the circumstances of this cause. First, and foremost, Dr. Mueller testified that he
was not a liver surgeon, had never performed this particular type of hemangioma surgery,
and had never reviewed cases of enucleations such as this. Moreover, he specified in his
deposition that his expert opinions in this cause were all contained in his section 2-622(a)
Report. In that Report, he never mentions anything regarding the standard of care to which
defendants were subject. Rather, therein, Dr. Mueller admitted he based his conclusions only
on his discussions with plaintiff—not on a review of any depositions or any other medical
information relevant to what occurred. Accordingly, and without ever using the term
“standard of care,” the closest mention Dr. Mueller makes regarding defendants’ duty to
disclose is his statement in his Report that a physician performing surgeries has an obligation
to fully inform a patient of the attendant risks of the procedure and alternative treatments, if
any. However, he never addresses what specific duty defendants, and especially Dr. Millis
who performed the surgery, had here with respect to plaintiff’s particular situation nor what
material risks were at play in the enucleation procedure that he should have disclosed.
¶ 46 Similarly, Dr. Mueller also failed to discuss anything with respect to the standard of care
and required duty during his testimonial depositions. Instead, he testified at length that,
when it comes to a duty to disclose material risks, this is not required to be documented and
doctors often discuss various aspects of the risks and benefits of surgery with patients that are
not usually documented. He simply averred that the standard of care required a discussion of
surgical risks, but not necessarily any documentation that it was had or what risks were
presented, and, since he was not in attendance for plaintiff’s consultation with defendant, he
had no personal knowledge of what was said between the parties in this cause. The closest
22 No. 1-20-1038
Dr. Mueller ever came in rendering an expert opinion as to the duty to disclose during his
depositions was when he was asked about incisional hernias and the size of surgical
incisions. In this instance, he acknowledged that hernias were risks that should be disclosed
to a patient, but these were low “down the list of significant problems” and, particularly in
situations like plaintiff’s where a hemangioma is life-threatening, more important risks to be
disclosed are bleeding, recouperation, and irreversible damage. He further mentioned that
not informing a patient about the anticipated size of an incision would be below the accepted
standard of care, but at the same time, he refused to say whether the size of an incision
increased the risk of developing a hernia or whether defendants informed plaintiff about any
of this. Plainly put, Dr. Mueller offered no opinion as to what material risks of the
enucleation procedure defendants needed to disclosed to plaintiff. Because of this, we cannot
say there was any expert evidence establishing the standard against which defendants’
disclosures were to be measured and, without this to support the first prima facie element of
lack of informed consent, plaintiff’s claim cannot survive.
¶ 47 Even were we able to conclude that plaintiff presented expert testimony establishing the
applicable standard of care regarding what risks defendants had a duty to disclose, which we
cannot since she did not, the record is clear that Dr. Mueller likewise did not offer any expert
medical testimony with respect to the second element of lack of informed consent, namely,
whether defendants’ disclosures complied with that standard of care. In other words, there is
simply no expert evidence to indicate that defendants, and Dr. Millis in particular, failed to
disclose or inadequately disclosed the material risks of the enucleation procedure to plaintiff.
In his Report, which again contained all his opinions in this matter, Dr. Mueller never spoke
to this. Similarly, during his depositions, Dr. Mueller reiterated that he was not present
23 No. 1-20-1038
during any discussions between plaintiff and Dr. Millis and, accordingly, he refused to
provide an opinion either way. In fact, Dr. Mueller specifically testified that there was
nothing in his Report that should be interpreted as critical of Dr. Millis’ techniques. And, the
only opinion he did give was that, if plaintiff and Sheehan were to believed as to what Dr.
Millis said during the September 2014 consultation, then defendants did not comply with the
standard of care, but, if Dr. Millis and nurse Elkin were to be believed, then they did comply.
Ultimately, Dr. Mueller essentially testified he had no opinion on whether Dr. Millis
disclosed the material risks here, let alone whether his disclosure was adequate. Absent
expert evidence on this element, just as the first, plaintiff cannot support her claim for lack of
informed consent.
¶ 48 The instant cause is very similar to Castillo, a recent case before our Court that plaintiff
attempts to distinguish and upon which defendants rely. In Castillo, the plaintiff brought a
medical malpractice claim against the defendants asserting, in part, lack of informed consent
with respect to a leg surgery they performed on her, following which she underwent a
revisional surgery to correct (performed by a different doctor). See Castillo, 2019 IL App
(1st) 172958, ¶¶ 4-5. This portion of her claim was disposed of by the trial court’s grant of a
directed verdict in favor of defendants, and on appeal, plaintiff asserted error upon the trial
court, insisting she had presented sufficient expert evidence to meet the elements of lack of
informed consent. See Castillo, 2019 IL App (1st) 172958, ¶ 15. We disagreed.
Reaffirming, as we have herein, that both the standard of care element regarding disclosure
of risks and the deviation element must be proven by expert medical evidence, and after
noting that the plaintiff’s expert established the applicable standard of care but provided no
testimony regarding whether the defendants compiled or deviated from it, we held that
24 No. 1-20-1038
plaintiff could not make out her claim for informed consent. See Castillo, 2019 IL App (1st)
172958, ¶ 22.
¶ 49 Clearly, the instant cause mirrors Castillo and merits the same result. Indeed, the facts of
the instant cause actually merit a holding in favor of defendants more so than in Castillo,
since the plaintiff’s expert in Castillo did at least provide medical evidence as to the duty to
disclose element, whereas plaintiff here failed to provide any expert medical evidence
regarding that element, as well as the deviation element of her cause of action.
¶ 50 We further cite Castillo to discuss a point plaintiff repeats often on appeal, that is, that
Dr. Mueller’s testimony was sufficient to defeat summary judgment here because, although it
was based only on her and Sheehan’s testimony, this was nonetheless a proper basis to create
disputed issues of fact that were required to be sent to a jury. Plaintiff completely misses the
mark with this assertion. Again, the elements of standard of care regarding disclosure of
risks and whether this was met need to be proven by expert medical testimony. This is the
law. See Castillo, 2019 IL App (1st) 172958, ¶¶ 22, 25-26; Xeniotis, 2014 IL App (1st)
131068, ¶ 59. As we noted in Castillo, a testifying expert not having been present during a
consultation between a plaintiff patient and a defendant doctor would not, of course, have
any firsthand knowledge of what, exactly, was said. However, as we explained, “[t]he point
of the expert testimony on this issue is not to corroborate [the] plaintiff’s testimony regarding
what was or was not told to her ***. Rather, the point of expert testimony on this issue is to
obtain an expert opinion on whether the warnings that were claimed to have been given
satisfied the applicable standard of care.” Castillo, 2019 IL App (1st) 172958, ¶ 23.
¶ 51 In the instant cause, contrary to plaintiff’s insistence, Dr. Mueller’s testimony was not at
all sufficient to prove the elements of lack of informed consent. Of course, there is no doubt
25 No. 1-20-1038
that Dr. Mueller was not present during the September 2014 consultation between plaintiff
and defendant Dr. Millis, which also included Sheehan and nurse Elkin. Likewise, there is
no doubt that Dr. Mueller, as he admitted, had no firsthand knowledge of what, if any,
disclosures of surgical risks Dr. Millis made to plaintiff or if these complied with the
standard of care. However, as we noted in Castillo, this irrelevant. Plaintiff and Sheehan
insist that defendant did not comply in that he never spoke of the risks of incisional hernias
and quantifiably stated that the size of plaintiff’s incision would be three inches long; Dr.
Millis and nurse Elkin insist that he did comply in that he informed plaintiff of the risks of
incisional hernias and physically demonstrated on her abdomen the length of the anticipated
incision, which was longer than three inches and wrapped around from the bottom of her
breastbone to the front of her rib cage. The very purpose of Dr. Mueller’s expert testimony
was not to corroborate plaintiff and Sheehan’s testimony regarding what was or was not told
to plaintiff by defendants. Rather, it was to obtain an expert opinion on what the standard of
care required with respect to disclosure of risks was, and whether the warnings that were
claimed to have been given complied with that standard.
¶ 52 Dr. Mueller’s testimony fell quite short of this, contrary to what plaintiff promised via her
pretrial supplemental disclosures and addendum. Again, Dr. Mueller admitted that his
Report contained all his opinions; also admittedly, that entire Report was based solely on the
discussions he had with plaintiff. This is exactly what we held in Castillo to be insufficient
to support the elements of an informed consent complaint. Moreover, in his supplemental
deposition taken after he reviewed the depositions given by other witnesses here, including
Dr. Millis and nurse Elkin, Dr. Mueller specifically reaffirmed that his review of these “did
not change, alter, or supplement” the expert opinions he previously disclosed in his Report in
26 No. 1-20-1038
any way regarding plaintiff’s incisional hernia or the size and location of her incision. This
testimony was obtained in direct opposition to the supplemental answer plaintiff provided to
her Rule 213(f)(3) interrogatories, wherein she insisted that Dr. Mueller would now opine
that Dr. Millis failed to provide her a full disclosure of the risks of the enucleation thereby
deviating from the standard of care and that the enucleation was the medical cause of her
incisional hernia. Dr. Mueller never provided such testimony, and certainly did not do so in
his second deposition even after reviewing the additional depositions here. He further
clarified that while plaintiff and her attorneys prepared the supplemental answer to her Rule
213(f)(3) interrogatories, he did not participate. Dr. Mueller’s expert opinion remained the
same throughout this cause—if plaintiff and Sheehan were to be believed, defendants
deviated from the standard of care regarding disclosure, but if Dr. Millis and nurse Elkin
were to be believed, defendants complied. Such an opinion is, essentially, no opinion, and
certainly not one that would permit plaintiff’s cause of action for lack of informed consent to
survive summary judgment here in the face of the required elements, the first two of which
she simply did not satisfy.
¶ 53 The same is also true of the third element in plaintiff’s lack of informed consent cause of
action. In her brief on appeal, she goes on to insist that, regardless of the other element of
her claim, proximate cause is inherently a question of fact which, in and of itself, required the
trial court to send her cause to a jury, particularly since she was not required to present any
expert testimony related to this element. However, again, plaintiff’s argument misses the
mark, for several reasons.
¶ 54 Even assuming defective informed consent (which we have found she failed to establish),
plaintiff, in order to prevail, was next required to establish the third element of lack of
27 No. 1-20-1038
informed consent, namely, proximate cause. See Taylor v. County of Cook, 2011 IL App
(1st) 093085, ¶ 53. This element describes that the resulting condition of which she
complains, i.e., her incisional hernia and the length and location of the incision which has left
her with a permanent scar, must have been proximately caused by the absence of informed
consent. See Taylor, 2011 IL App (1st) 093085, ¶ 53. In other words, she needed to
establish that, as a direct and proximate result of defendants’ failure to disclose the risks
involved, she consented to treatment to which she otherwise would not have consented. See
Castillo, 2019 IL App (1st) 172958, ¶ 21; accord Xeniotis, 2014 IL App (1st) 131068, ¶ 51.
“ ‘The gravamen in an informed consent case requires the plaintiff to “point to significant
undisclosed information relating to the treatment which would have altered her decision to
undergo it.” ’ ” Taylor, 2011 IL App (1st) 093085, ¶ 52, quoting Davis v. Kraff, 405 Ill. App.
3d 20, 29 (2010), quoting Coryell, 274 Ill. App. 3d at 546.
¶ 55 Plaintiff is correct that this third prima facie element, unlike the first two, does not
require the presentation of medical expert testimony. See Castillo, 2019 IL App (1st)
172958, ¶ 24; Coryell v. Smith, 274 Ill. App. 3d 543, 546 (1995). However, she is wholly
incorrect when she characterizes her burden as requiring her to demonstrate “whether she
herself consented to the surgery to which she would not have consented.” Rather, this third
element is an objective standard. See Castillo, 2019 IL App (1st) 172958, ¶ 28; accord
Taylor, 2011 IL App (1st) 093085, ¶ 53. Accordingly, while she was not required to present
expert testimony, plaintiff was nonetheless required to demonstrate that a reasonable
person—not “she herself”—would not have consented to the treatment at issue had the
disclosure been adequate. See Castillo, 2019 IL App (1st) 172958, ¶ 28, citing Guebard, 117
Ill. App. 3d at 10 (“ ‘If disclosure would not have changed the decision of a reasonable
28 No. 1-20-1038
person in the position of the patient, there is no causal connection between nondisclosure and
h[er] post-operative condition; if, however, disclosure would have caused a reasonable
person in the position of the patient to refuse the surgery or therapy, a causal connection is
shown’ ”). If she cannot show this, her claim must fail. See Castillo, 2019 IL App (1st)
172958, ¶ 28.
¶ 56 We return to for a moment to Castillo to illustrate these principles. Although having
found that the plaintiff there failed to satisfy the second prima facie element of her lack of
informed consent cause of action due to her failure to present the required expert medical
testimony to show a deviation from the disclosure standard of care, our Court went on to
address, apart from this failure, whether she had established proximate cause. See Castillo,
2019 IL App (1st) 172958, ¶ 27. We concluded that she had not. See Castillo, 2019 IL App
(1st) 172958, ¶ 28. Acknowledging, as we have, that this does not require expert testimony,
we nonetheless found that the “fatal flaw” in the plaintiff’s case was that the record evidence
she provided in support of her claim that a reasonable person would not have consented to
the procedure at issue with adequate disclosure did “not shed any light on what a reasonable
person might have done.” Castillo, 2019 IL App (1st) 172958, ¶ 28. Instead, the evidence
upon which she relied related only to what information was provided to her, and amounted to
a conclusory statement that this constituted evidence that a reasonable person would not have
gone forward with the surgery with the adequate disclosure of the risks. See Castillo, 2019
IL App (1st) 172958, ¶ 28. This was not enough. Without any substantive argument as to
how what was or was not disclosed to her would have affected a reasonable person’s decision
to undergo the procedure, she could not meet the requirements of proximate cause to sustain
a lack of informed consent cause of action. See Castillo, 2019 IL App (1st) 172958, ¶ 28.
29 No. 1-20-1038
¶ 57 The same has occurred in the instant cause. Yes, plaintiff was not required to present
expert medical testimony regarding proximate cause, but she was required to show that a
reasonable person in her position would not have consented to the enucleation had the
disclosure been adequate. She did not. The evidence she provides in this respect does not
shed any light on what a reasonable person might have done but, rather, relates only to what
information she claims she was provided and results in her conclusory statement that this
constituted evidence that a reasonable person would not have gone forward with the
enucleation. She makes no substantive argument as to how what was or was not disclosed to
her would have affected a reasonable person’s decision to undergo the procedure. For
example, plaintiff focuses her proximate cause argument on her insistence that, had
defendants disclosed the risk of incisional hernias and the true length and location of the
eventual scar, she would not have proceeded with the surgery and would have chosen instead
Dr. Baker’s laparoscopic procedure to remove her hemangioma. Not only does this fail to
touch upon what a reasonable person would have done in her situation, as the objective
standard requires, but it does not square up with much of the evidence presented in this
cause.
¶ 58 Plaintiff admitted in her deposition, and again in her brief on appeal, that she knew, based
on her several prior surgeries, of the risk of incisional hernias before undergoing the
enucleation and that they could develop from either laparoscopic or open procedures. She
also admitted that she understood, again before undergoing the enucleation, that laparoscopic
procedures sometimes need to be converted into open procedures, requiring bigger incisions,
during surgery. Clearly, then, regardless of whether, or what, defendants informed her,
plaintiff knew about the potential for incisional hernias as well as scars. Additionally,
30 No. 1-20-1038
Sheehan noted in her testimony that plaintiff, not defendant Dr. Millis, was the one who
brought up the potential for a bikini-line incision, which Dr. Millis clearly explained to
plaintiff would be impossible and that the incision would be in her midsection near her
sternum. Sheehan further noted that the reason plaintiff decided to proceed with the surgery
was because the enucleation, as opposed to Dr. Baker’s laparoscopy, aimed to minimize any
removal of liver tissue along with the hemangioma and provided for a shorter recovery time
so plaintiff could return to activities sooner, including drinking alcohol.
¶ 59 While this evidence shows plaintiff’s motivation for her decision, it does not discuss how
that evidence, or what else was or was not disclosed (like the length of the incision), would
have affected a reasonable person in her position when considering whether to undergo the
enucleation. Plaintiff neglects to discuss several key pieces of evidence here, evidence that
would clearly be considered by a reasonable person in her position. For example, Dr. Baker
offered plaintiff a laparoscopic procedure to remove the hemangioma in March 2012, when it
was asymptomatic and her liver was exhibiting normal function. Plaintiff declined this
procedure, and never returned to see Dr. Baker. That summer, following her colon surgery,
Dr. Mueller advised her to consult again about the hemangioma, and recommended she
return to Dr. Baker to have it removed. Again, plaintiff declined. Two years later, by
September 2014 when she saw Dr. Millis, the hemangioma had grown to be grape-fruit size,
had become life-threatening, and was causing considerable pain and pressure in her
abdomen, with a significant threat of internal bleeding. Because of this, Dr. Millis made
clear to plaintiff that he would only perform an open enucleation procedure, as he felt that
removal could no longer be performed laparoscopically at this point. He told plaintiff that if
she wished to have a laparoscopic procedure, she would need to see someone else.
31 No. 1-20-1038
¶ 60 This evidence is significant with respect to the proximate cause element. As plaintiff’s
own medical expert admitted, by the time plaintiff chose to undergo treatment, concerns like
incisional hernias and the length or position of an incision or scar were low “down the list of
significant problems;” her condition now presented a life-threatening situation. According to
Dr. Mueller, more important risks to be considered were bleeding, recouperation, and
irreversible damage. He also acknowledged that the development of incisional hernias could
come with either a laparoscopic or an open procedure (which plaintiff said she knew), they
could not always be controlled, and their occurrence was no indication that a doctor did not
perform a procedure pursuant to the appropriate standard of care or that a patient did not
follow postoperative instructions. As he intimated, unfortunately, they just happen.
¶ 61 Moreover, it would be remiss of us not to consider the dubitability of any suggestion that
a grapefruit-sized mass located on one’s liver could be removed via a single three-inch
incision at one’s bikini line, along with the testimony plaintiff and Sheehan both provided
indicating that plaintiff never mentioned or complained about the size of the incision or scar
to defendants, and only did so to Dr. Mueller after six months postsurgery. That plaintiff
insists she would have chosen to undergo Dr. Baker’s laparoscopy instead had these
disclosures been made—after she rejected it twice before and for which she provides no
evidence that it was even available to her two years later after her hemangioma had grown to
become emergent—is untenable to establish the proximate cause element of lack of informed
consent here. Instead, in light of the fact that the only presented alternative to undergoing
defendants’ enucleation procedure was continued abdominal pain and potential internal
bleeding and/or death, disclosure of incisional hernias or an incision/scar greater than three
inches—assuming these had not been given by defendants—would not have changed the
32 No. 1-20-1038
decision of a reasonable person in the position of plaintiff to undergo the enucleation.
Accordingly, there is no causal connection between any alleged nondisclosure and plaintiff’s
postoperative condition.
¶ 62 Finally, we wish to briefly address one last item which plaintiff repeatedly mentions in
her brief on appeal: the written consent form defendants presented to her and which she
signed on the day of the enucleation. She insists that, since it identified a procedure other
than that which was actually performed, it further supported Dr. Mueller’s expert medical
opinion that defendants deviated from the applicable standard of care with respect to
informed consent. This is wholly incorrect. Dr. Mueller never testified in this manner and,
quite frankly, any intimation otherwise to make the error in the written consent form at all
relevant here amounts to nothing more than plaintiff’s attempt to raise a red herring.
¶ 63 The first mention plaintiff ever made regarding the consent form was in her addendum to
her supplemental answers to her Rule 213(f)(3) interrogatories, insisting that Dr. Mueller
would now opine, after having reviewed additional depositions, that the consent form’s
inaccuracy was an additional deviation by defendants from the standard of care—which, as
noted, she repeats again in her brief on appeal. However, and in direct contradiction to
plaintiff’s insistence, this is not at all what Dr. Mueller stated. In his supplemental
deposition, Dr. Mueller discussed the consent form, as prepared by Dr. Hussain, noting that
this was the only item of any difference that might affect his opinion in this matter. Yet, he
then went on to testify at length that, while a signed paper form ideally “should match up”
with the anticipated surgery, informed consent is much more than this. Dr. Mueller
described that informed consent is not a document but a process, and one that begins long
before the day of surgery, originating back to the first consultation between patient and
33 No. 1-20-1038
doctor and running throughout their multiple discussions—“a continuum” that begins in a
doctor’s office “the minute you start even talking about a surgery” and “continues on through
as you have further discussions.” Dr. Mueller also specifically went on to testify that there
was no question here that plaintiff knew that the planned surgery was an enucleation and not
a hepatectomy, and that this was, in fact, the surgery performed. He stated that any
discrepancy in the paper consent form was simply “an error” and could actually be “throw[n]
out” of consideration in this case, since Dr. Millis’ operative report verified that he had an
informed consent discussion with plaintiff and that plaintiff consented to the procedure.
Consequently, and pursuant to plaintiff’s own medical expert’s testimony, the written
consent form has no relevance to this cause, and certainly does not provide any basis, let
alone a blanket one, for overturning this matter.
¶ 64 CONCLUSION
¶ 65 Ultimately, at the summary judgment stage, while plaintiff was not required to prove her
entire case, she was required to present some factual basis to support the elements of her
cause of action. In a lack of informed consent malpractice claim, this required that she
present expert medical testimony to establish both the standard of care with respect to the
disclosure of risks and that defendants failed to disclose or inadequately disclosed those risks.
Plaintiff did not present such medical expert testimony and, even if she had, she did not
objectively show that, as a proximate result of the failure to disclose, she consented to the
enucleation surgery when she otherwise would not have, thereby failing to satisfy the
elements of her cause of action.
¶ 66 Accordingly, and for all the foregoing reasons, we affirm the judgment of the trial court.
¶ 67 Affirmed.
Related
Cite This Page — Counsel Stack
2021 IL App (1st) 201038-U, Counsel Stack Legal Research, https://law.counselstack.com/opinion/hubers-v-millis-illappct-2021.