HSBC Bank v. Mid County Resources

36 Pa. D. & C.5th 473
CourtPennsylvania Court of Common Pleas, Monroe County
DecidedJanuary 22, 2014
DocketNo. 3055 CV 2010
StatusPublished

This text of 36 Pa. D. & C.5th 473 (HSBC Bank v. Mid County Resources) is published on Counsel Stack Legal Research, covering Pennsylvania Court of Common Pleas, Monroe County primary law. Counsel Stack provides free access to over 12 million legal documents including statutes, case law, regulations, and constitutions.

Bluebook
HSBC Bank v. Mid County Resources, 36 Pa. D. & C.5th 473 (Pa. Super. Ct. 2014).

Opinion

MARK, J.,

— This case is before the Court on Defendant’s Petition to Open Judgment. For the following reasons, we will deny the petition.

Factual and Procedural Background

Plaintiff HSBC Bank USA (“plaintiff’) commenced this action on April 8,2010, filing a complaint in mortgage foreclosure against Mid County Resources, Kim Hawley and Christopher Hawley. On September 6, 2011, the court entered an order granting plaintiff’s motion for summary judgment against Mid County Resources only (“defendant”). An in rem judgment of $171,021.48 was entered against defendant. Plaintiff subsequently filed a writ of execution. The subject property, located at 2717 San Marco Court, East Stroudsburg, Pennsylvania, 18301, was scheduled for sheriff’s sale on July 25, 2013.

On May 16, 2013, defendant filed the instant petition, seeking a stay of the sheriff’s sale and requesting that the judgment be opened and plaintiff’s writ of execution be stricken. Substantively, defendant calls into the question only the validity of the assignment of the mortgage, alleging the assignment was fraudulently executed. Defendant does not allege that the mortgage itself is invalid, that defendant did not, as of September 6, 2011, owe $171,021.48 on the mortgage, that payments were [476]*476made, or that the mortgage had been satisfied. Similarly, defendant does not allege defect, error, or prejudice in the summary judgment proceedings. We subsequently stayed the sheriff’s sale, and on August 19, 2013, we held a hearing, at which the parties addressed the substantive merits of defendant’s petition. We later held an additional hearing to address the appropriate standard employed by Pennsylvania appellate courts in determining whether to open a final judgment issued after an adversarial proceeding. Having fully considered defendant’s petition, the parties’ respective arguments and briefs, and the applicable case law and Rules of Civil Procedure, we are prepared to rule on defendant’s petition to open judgment.

Discussion

Ordinarily, ajudgment entered in an adverse proceeding, such as one entered on a motion for summary judgment, cannot be disturbed after it has become final. Simpson v. Allstate Ins. Co., 504 A.2d 335, 337 (Pa. Super. 1986). A judgment entered in an adverse proceeding becomes final if no appeal is taken within thirty days, and it normally cannot be modified, rescinded, vacated or opened. Id.

This doctrine, respecting judgments entered [in adverse proceedings], has a very definite function, namely, to establish a point at which litigants, counsel and courts ordinarily may regard contested lawsuits as being at an end. A contested action yields ajudgment in which the value of finality is greatest. There has been a decision following an examination of the critical issues through bilateral participation of the parties.... For all the reasons that finality of judgments is important, [477]*477such a judgment should be invulnerable except upon a showing of extraordinary miscarriage.

Id. Insurance Co. of North America v. Bishop, 529 A.2d 33, 35 (Pa. Super. 1987) (internal citations omitted). Atrial court’s discretionary power to grant relief from a judgment entered in a contested action once the appeal period has expired is extremely limited. Simpson, 504 A.2d at 337. “Generally, judgment entered in adverse proceedings cannot be opened or vacated after they have become final, unless there has been fraud or some other circumstance so grave or compelling as to constitute extraordinary cause justifying intervention by the court.” Id. (internal citations omitted). Extraordinary cause has been generally defined as “an oversight or action on the part of the court or the judicial process which operates to deny the losing party knowledge of the entry of final judgment.” In re Interest of C.K., 535 A.2d 634, 641 (Pa. Super. 1987). A mistake of fact, for example, is not an extraordinary cause warranting a court’s intervention. Bishop, 529 A.2d at 36.

Rather than extraordinary cause, defendant generally alleges that a fraud was committed upon it by plaintiff. In support of its contention, defendant avers that plaintiff is not the original mortgagee of the subj ect mortgage. Instead, plaintiff obtained title to the mortgage by assignment. This assignment was executed by Theresa Esposito, whose given title was “VP” and Assistant Secretary for Mortgage Electronic Registration Systems, Inc., the previous holder of the mortgage. Defendant further contends that Ms. Esposito is, in fact, an employee of LPS Default Solutions and not Mortgage Electronic Registration Systems. And [478]*478because Ms. Esposito was not an employee of Mortgage Electronic Registration Systems when she executed the assignment of the subject mortgage, defendant concludes, the assignment is void, “extinguishing any interest purportedly held by plaintiff, HSBC.” (Def.’s Pet. at 3.) Defendant further avers that it only recently learned of this information regarding Ms. Esposito through news articles, and it had no reason to doubt the validity of the assignment at the time judgment was entered.

In response, plaintiff states simply that defendant is out of time. All motions for reconsideration or appeals, plaintiff argues, must be brought within thirty days of entry of judgment and none were brought in this case. Otherwise, and absent any evidence of active fraud or extraordinary cause, the judgment becomes final. (Pl.’s Br. at 4.) And, plaintiff argues, defendant has not “put forth any evidence of fraud or extraordinary cause which would require the court to strike and open” a judgment following an adversarial proceeding. (Pl.’s Br. at 5.) The best defendant can muster, plaintiff continues, is an irrelevant complaint from a federal court in New York and an equally irrelevant article from the Internet that bear little or no connection with Ms. Esposito or this case.

We agree with plaintiff’s position. Defendant having presented no evidence of either fraud or extraordinary cause, we find that opening the adverse judgment in this matter is not warranted.

As previously noted, extraordinary cause exists when an oversight or action on the part of the court or the judicial process denies the losing party knowledge of the entry of [479]*479the final judgment. Because defendant does not aver that the court or the judicial process has committed any errors, we proceed directly to an analysis of whether a fraud was committed.

The case law does not expressly make clear upon whom the fraud must have been committed. It is unclear whether the fraud referred to is a fraud between the parties or a fraud upon the court. At argument and its brief, though, plaintiff conceded that the fraud required to open an adversarial judgment is a fraud upon the court, but maintained that the averments it has made regarding Ms. Esposito’s involvement in signing the assignment were, in fact, a fraud upon the court, which has been defined as “[i]n a judicial proceeding, a lawyer’s or party’s misconduct so serious that it undermines or is intended to undermine the integrity of the proceeding.” Black’s Law Dictionary (9th ed. 2009).

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Related

Cook Appeal
527 A.2d 1115 (Commonwealth Court of Pennsylvania, 1987)
In Re the Interest of C.K.
535 A.2d 634 (Supreme Court of Pennsylvania, 1987)
Simpson v. Allstate Insurance
504 A.2d 335 (Supreme Court of Pennsylvania, 1986)
Herring v. United States
424 F.3d 384 (Third Circuit, 2005)
JP Morgan Chase Bank, N.A. v. Murray
63 A.3d 1258 (Superior Court of Pennsylvania, 2013)
Insurance Co. of North America v. Bishop
529 A.2d 33 (Superior Court of Pennsylvania, 1987)

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Bluebook (online)
36 Pa. D. & C.5th 473, Counsel Stack Legal Research, https://law.counselstack.com/opinion/hsbc-bank-v-mid-county-resources-pactcomplmonroe-2014.