Howard v. Wilkinson
This text of 380 F. Supp. 3d 1263 (Howard v. Wilkinson) is published on Counsel Stack Legal Research, covering District Court, M.D. Florida primary law. Counsel Stack provides free access to over 12 million legal documents including statutes, case law, regulations, and constitutions.
Opinion
PAUL G. BYRON, UNITED STATE DISTRICT COURT
William Howard was arrested and booked into an Orlando jail in late 2016 after a domestic incident. Shortly thereafter, he suffered a fractured neck when guards tackled him to the ground in his cell during a use of force incident, and he died the next day. Those events form the basis of this action. Now, Plaintiff Carolyn *1270Howard,1 individually and on behalf of Mr. Howard's estate, brings constitutional and state claims against Orange County (the "County "), five correctional officers, and four nurses for their actions contributing to Mr. Howard's death.2
Each Defendant now moves for summary judgment, with the following motions, responses, and replies before the Court:
1. Defendant, Orange County's Motion for Summary Judgment (Doc. 77); Plaintiff's Response (Doc. 97); and Orange County's Reply (Doc. 102);
2. Officer-Defendants' Motion for Summary Judgment (Doc. 79); Plaintiff's Response (Doc. 95); and Officer-Defendants' Reply (Doc. 103);
3. Nurse-Defendants' Motions for Summary Judgment (Docs. 80-83); Plaintiff's Response (Doc. 96); and Nurse-Defendants' Reply (Doc. 104).
With briefing complete, the matter is ripe.
I. BACKGROUND
A. Pre-Use of Force
On November 16, 2016, William Howard, a seventy-five-year-old man, was arrested for aggravated battery with a deadly weapon against his wife. (Doc. 94, ¶ 1). Mr. Howard disclosed to medical staff numerous medical problems-including hypertension, asthma /COPD, high cholesterol, and glaucoma-when he was booked into the Orange County Jail (the "Jail "). (OCCHS 09645-49).3 Medical staff commented that Mr. Howard was disoriented so he was treated for psychotic symptoms. (Id. 09650-51). He was then taken to a "safe book"4 cell and kept on suicide prevention status. (Doc. 94, ¶ 3).
On November 18, Dr. Leonard Branch evaluated Mr. Howard and found him "very confused and unable to answer questions in a reality[-]based manner." (OCCHS 09631-33). Mr. Howard rambled, acted as if he knew Mr. Branch when he didn't, and became visibly agitated by his continued detention. (Doc. 94-4, ¶ 4; OCCHS 09631-33). After the evaluation, Dr. Branch terminated Mr. Howard's suicide prevention status and placed him on psychological observation status. (Doc. 94-4, ¶ 5; OCCHS 09631-33).5 That afternoon, Mr. Howard was forcefully moved from safe book to "a safety cell in the Acute Mental Health housing unit." (Doc. 94, ¶¶ 7-8).6 During the move, day-shift correctional *1271officers sprayed Mr. Howard with pepper spray (Oleoresin Capsicum Spray) because he was "combative." (Id. ¶ 6; OCCHS 09628).
Later that afternoon, at approximately 5:32 p.m., the nurse on shift for Mr. Howard's cell, Penelope Gray, LPN, entered a progress note stating that correctional officers had difficulty dressing him and could not move him from the safety cell. (OCCHS 09619, 09621).7 When officers attempted to handcuff Mr. Howard for transport, he several times approached the food port to be handcuffed but would immediately pull his hands back before he could be restrained. (Doc. 78-4, pp. 5-6; Doc. 94, ¶ 18). Mr. Howard was also observed "feeling his way" around his cell for approximately three to four hours; Nurse Gray thought this was due to his glaucoma and being pepper sprayed. (Doc. 78-4, p. 5). Nurse Gray and two other medical staff members decided Mr. Howard should not be moved since he was "fine in [the safe cell] until he [was] ready to come out...he [was] safe...[and] there [was] no need to bring him out." (Id. at p. 6; Doc. 94, ¶ 19). Another nurse relayed instructions to night staff to not move Mr. Howard to another cell given his perceived reluctance to move. (Doc. 78-3, 59:10-60:13; Doc. 78-4, p. 6).
Night-shift staff then came in to replace day-shift staff. Corporal Padilla8 was on duty; he supervised Officers Wilkinson, LeBlanc, Wilson, and Nelson that night. (Doc. 94, ¶ 20). Officer LeBlanc was told at the beginning of his shift that force was used on Mr. Howard earlier that day. (Doc. 78-5, 53:23-54:18). He tried speaking with Mr. Howard, which was unsuccessful, as Mr. Howard was "pacing around in the cell and talking-mumbling incoherently." (Id. 64:3-9). Officers Wilkinson and Padilla saw similar behavior when they checked on Mr. Howard. (Doc. 78-13, 112:8-113:3; Doc. 78-16, 34:22-35:8).
At some point, the decision was made to relocate Mr. Howard again. Officer Padilla testified that "it was relayed by mental health and medical staff, that we needed to move him due to operational needs due to the - it was busy that day." (Doc. 78-14, 132:3-8). According to Officer Padilla, an influx of detainees was expected because of "some type of game" that night, and the safety cell "needed to be open." (Doc. 78-13, 108:5-9; Doc. 78-14, 132:9-13).9 Specifically, Officer Padilla maintains that Nurse Martin told him that the safety cell needed to be available. (Doc. 78-14, 132:14-16).10
*1272Aside from mentioning Nurse Martin's purported statements, Officer Padilla did not identify which other "mental health and medical staff" sought removal of Mr. Howard from the safety cell. (Id. 139:3-7). Officer Padilla contends that he did not have "the final say as to whether operational needs dictate that...someone be moved." (Id. 131:14-24). Lt. Murray had the final say; Officer Padilla contends that Lt. Murray was consulted on the move but stopped short of saying that Lt. Murray approved. (Id. 131:14-132:8).
In anticipation of moving Mr. Howard, Officer Padilla requested that medical staff evaluate him again. (Doc. 78-13, 112:8-113:3). Mental Health Specialist ("MHS ") Welch evaluated Mr. Howard and reported back to Officer Padilla that "he could be moved." (Doc. 78-5, 98:5-22; Doc. 78-14, 139:13-23).
B. Use of Force
Having resolved to move Mr. Howard, Officers first attempted a voluntary move. The Officers unsuccessfully tried to coax Mr. Howard toward the food port to be handcuffed. (Doc. 78-14, 154:25-155:9; Doc. 94, ¶ 22). Because of his impaired vision, officers "bang[ed] [o]n the cell door" to guide Mr. Howard toward the noise to be handcuffed. (Doc. 78-14, 146:22-147:9).11 These efforts were futile. A few times, he approached the door and touched the food port, but he did not put both hands through to be handcuffed. (Video 1; Willis Affidavit, Exhibit K ("Video 2 ")). In response to the Officers' requests to approach the food port, Mr. Howard at one point responded, "I've been through enough today." (Video 2).
After abandoning a voluntary extraction, Officer Padilla purportedly took time to plan a use of force action to move Mr. Howard. (Doc. 78-14, 173:8-19). Officer Padilla requested Officer Wilson assist in the use of force (Doc.
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PAUL G. BYRON, UNITED STATE DISTRICT COURT
William Howard was arrested and booked into an Orlando jail in late 2016 after a domestic incident. Shortly thereafter, he suffered a fractured neck when guards tackled him to the ground in his cell during a use of force incident, and he died the next day. Those events form the basis of this action. Now, Plaintiff Carolyn *1270Howard,1 individually and on behalf of Mr. Howard's estate, brings constitutional and state claims against Orange County (the "County "), five correctional officers, and four nurses for their actions contributing to Mr. Howard's death.2
Each Defendant now moves for summary judgment, with the following motions, responses, and replies before the Court:
1. Defendant, Orange County's Motion for Summary Judgment (Doc. 77); Plaintiff's Response (Doc. 97); and Orange County's Reply (Doc. 102);
2. Officer-Defendants' Motion for Summary Judgment (Doc. 79); Plaintiff's Response (Doc. 95); and Officer-Defendants' Reply (Doc. 103);
3. Nurse-Defendants' Motions for Summary Judgment (Docs. 80-83); Plaintiff's Response (Doc. 96); and Nurse-Defendants' Reply (Doc. 104).
With briefing complete, the matter is ripe.
I. BACKGROUND
A. Pre-Use of Force
On November 16, 2016, William Howard, a seventy-five-year-old man, was arrested for aggravated battery with a deadly weapon against his wife. (Doc. 94, ¶ 1). Mr. Howard disclosed to medical staff numerous medical problems-including hypertension, asthma /COPD, high cholesterol, and glaucoma-when he was booked into the Orange County Jail (the "Jail "). (OCCHS 09645-49).3 Medical staff commented that Mr. Howard was disoriented so he was treated for psychotic symptoms. (Id. 09650-51). He was then taken to a "safe book"4 cell and kept on suicide prevention status. (Doc. 94, ¶ 3).
On November 18, Dr. Leonard Branch evaluated Mr. Howard and found him "very confused and unable to answer questions in a reality[-]based manner." (OCCHS 09631-33). Mr. Howard rambled, acted as if he knew Mr. Branch when he didn't, and became visibly agitated by his continued detention. (Doc. 94-4, ¶ 4; OCCHS 09631-33). After the evaluation, Dr. Branch terminated Mr. Howard's suicide prevention status and placed him on psychological observation status. (Doc. 94-4, ¶ 5; OCCHS 09631-33).5 That afternoon, Mr. Howard was forcefully moved from safe book to "a safety cell in the Acute Mental Health housing unit." (Doc. 94, ¶¶ 7-8).6 During the move, day-shift correctional *1271officers sprayed Mr. Howard with pepper spray (Oleoresin Capsicum Spray) because he was "combative." (Id. ¶ 6; OCCHS 09628).
Later that afternoon, at approximately 5:32 p.m., the nurse on shift for Mr. Howard's cell, Penelope Gray, LPN, entered a progress note stating that correctional officers had difficulty dressing him and could not move him from the safety cell. (OCCHS 09619, 09621).7 When officers attempted to handcuff Mr. Howard for transport, he several times approached the food port to be handcuffed but would immediately pull his hands back before he could be restrained. (Doc. 78-4, pp. 5-6; Doc. 94, ¶ 18). Mr. Howard was also observed "feeling his way" around his cell for approximately three to four hours; Nurse Gray thought this was due to his glaucoma and being pepper sprayed. (Doc. 78-4, p. 5). Nurse Gray and two other medical staff members decided Mr. Howard should not be moved since he was "fine in [the safe cell] until he [was] ready to come out...he [was] safe...[and] there [was] no need to bring him out." (Id. at p. 6; Doc. 94, ¶ 19). Another nurse relayed instructions to night staff to not move Mr. Howard to another cell given his perceived reluctance to move. (Doc. 78-3, 59:10-60:13; Doc. 78-4, p. 6).
Night-shift staff then came in to replace day-shift staff. Corporal Padilla8 was on duty; he supervised Officers Wilkinson, LeBlanc, Wilson, and Nelson that night. (Doc. 94, ¶ 20). Officer LeBlanc was told at the beginning of his shift that force was used on Mr. Howard earlier that day. (Doc. 78-5, 53:23-54:18). He tried speaking with Mr. Howard, which was unsuccessful, as Mr. Howard was "pacing around in the cell and talking-mumbling incoherently." (Id. 64:3-9). Officers Wilkinson and Padilla saw similar behavior when they checked on Mr. Howard. (Doc. 78-13, 112:8-113:3; Doc. 78-16, 34:22-35:8).
At some point, the decision was made to relocate Mr. Howard again. Officer Padilla testified that "it was relayed by mental health and medical staff, that we needed to move him due to operational needs due to the - it was busy that day." (Doc. 78-14, 132:3-8). According to Officer Padilla, an influx of detainees was expected because of "some type of game" that night, and the safety cell "needed to be open." (Doc. 78-13, 108:5-9; Doc. 78-14, 132:9-13).9 Specifically, Officer Padilla maintains that Nurse Martin told him that the safety cell needed to be available. (Doc. 78-14, 132:14-16).10
*1272Aside from mentioning Nurse Martin's purported statements, Officer Padilla did not identify which other "mental health and medical staff" sought removal of Mr. Howard from the safety cell. (Id. 139:3-7). Officer Padilla contends that he did not have "the final say as to whether operational needs dictate that...someone be moved." (Id. 131:14-24). Lt. Murray had the final say; Officer Padilla contends that Lt. Murray was consulted on the move but stopped short of saying that Lt. Murray approved. (Id. 131:14-132:8).
In anticipation of moving Mr. Howard, Officer Padilla requested that medical staff evaluate him again. (Doc. 78-13, 112:8-113:3). Mental Health Specialist ("MHS ") Welch evaluated Mr. Howard and reported back to Officer Padilla that "he could be moved." (Doc. 78-5, 98:5-22; Doc. 78-14, 139:13-23).
B. Use of Force
Having resolved to move Mr. Howard, Officers first attempted a voluntary move. The Officers unsuccessfully tried to coax Mr. Howard toward the food port to be handcuffed. (Doc. 78-14, 154:25-155:9; Doc. 94, ¶ 22). Because of his impaired vision, officers "bang[ed] [o]n the cell door" to guide Mr. Howard toward the noise to be handcuffed. (Doc. 78-14, 146:22-147:9).11 These efforts were futile. A few times, he approached the door and touched the food port, but he did not put both hands through to be handcuffed. (Video 1; Willis Affidavit, Exhibit K ("Video 2 ")). In response to the Officers' requests to approach the food port, Mr. Howard at one point responded, "I've been through enough today." (Video 2).
After abandoning a voluntary extraction, Officer Padilla purportedly took time to plan a use of force action to move Mr. Howard. (Doc. 78-14, 173:8-19). Officer Padilla requested Officer Wilson assist in the use of force (Doc. 78-17, 35:4-10), and recruited Officer Nelson to operate a handheld camera to film the extraction, per Jail policy (Doc. 78-11, 54:11-55:4; Doc. 78-14, 181:23-182:1). Besides Officer Nelson recording, a camera attached to a stationary tripod recorded the events. (Doc. 94, ¶ 33).
Officers then put the plan into action. First, they tried one last time to convince Mr. Howard to approach the door to be handcuffed and warned that "force would be used" if he did not comply. (Video 1; Video 2). Next, Officer Wilson pepper sprayed Mr. Howard through the food port. (Video 1; Video 2). As they prepared to enter, Officer Padilla instructed his Officers, "[O]pen it up, take him down, put him into prone, and let's get him secured." (Video 1; Video 2).12
The Officers then entered the cell, and a flurry of action ensued.13 Upon entry, Mr. *1273Howard was huddled in the corner with his head physically touching the cell wall and his arms down. (Video 1; Video 2; Willis Affidavit, Exhibit H ("Video 3 ")). Officers LeBlanc, Wilson, and Wilkinson grabbed Mr. Howard, holding the back of his neck and each arm. (Video 1; Video 2). Mr. Howard grunted and moaned as Officers alternately yelled "don't move" and "put your arms behind your back." (Video 1; Video 2). After a brief struggle,14 one Officer said "takedown," and Officer Padilla repeatedly instructed "put him into prone." (Video 1; Video 2). Then, the Officers spun Mr. Howard toward the front of the cell and slammed him headfirst into the ground, with Officer LeBlanc riding on Mr. Howard's back throughout the takedown,15 and straddling Mr. Howard once he was on the ground. (Video 1; Video 2; Video 3). Officer LeBlanc then handcuffed Mr. Howard. (Video 1; Video 2). While on the ground, Mr. Howard can be heard coughing, wheezing, and saying "I'm dead. I'm dead." (Video 1; Video 2).
Next, Officers moved Mr. Howard out of his safe book cell. While he continued coughing and wheezing, Officer Padilla directed the others to "assist him to his feet." (Video 2). With Mr. Howard's head hanging limp, Officers LeBlanc and Wilkinson propped him up with his knees touching the floor and torso held upright by Officers. (Id. ). One of the Officers instructed Mr. Howard to "get up" and walk to a new cell. (Id. ). Mr. Howard did not respond to this command, and his head and body remained limp. (Id. ).16 Seconds later, Officer Padilla ordered Officer Wilson to "grab the legs." (Video 1). Then the Officers each grabbed an extremity and carried Mr. Howard's limp body-neck dangling from his shoulders-to a new cell a short walk down the hall. (Id. ). There, Officer Padilla instructed Officers to "place him into prone." (Id. ). The Officers put Mr. Howard face down on the floor, removed his pants and handcuffs, and left Mr. Howard naked on the cell floor with his hands still behind his back. (Id. ). On their way out, Officer Padilla congratulated the others, "Good job." (Id. ).
Laying face-down and naked on the cell floor, Mr. Howard was motionless for about five minutes. (Video 2). When Officers returned with medical staff, he was in the same position that he was left in, except his left hand had moved slightly. (Id. ).
C. Post-Use of Force Until 6:00 a.m. November 19
Nurse Mendoza, who was assigned to supervise Mr. Howard's cell, was the first *1274medical staff to visit Mr. Howard after the use of force. (Doc. 78-7, 38:4-10; Video 2).17 Officers asked Mr. Howard to approach the door to be restrained so he could be medically evaluated and decontaminated following the use of pepper spray. (Doc. 78-9, 42:13-16, 79:5-80:6; Video 2). Mr. Howard told them he could not use his legs or stand up, so the Officers and Nurse Mendoza walked away. (Doc. 94, ¶ 51; Video 2). A few minutes later, Nurse Mendoza returned with her supervisor, Nurse Martin. (Video 2). When Officer Wilson asked if Nurses Martin and Mendoza wanted to go into Mr. Howard's cell for an evaluation, Nurse Martin replied "No, no. Wait and see what happens. He's moving the upper part of his body." (Id. ). Later, Nurse Martin asked Mr. Howard how he felt, to which he replied "I can't get up." (Id. ). Nurse Mendoza was present for this exchange. (Id. ). At one point, an officer walked into the cell, asked Mr. Howard if he wanted food, and left after Mr. Howard refused. (Id. ).
Nurse Mendoza later testified that she observed Mr. Howard breathing regularly during her visual observation. (Doc. 78-9, 40:6-11). She also maintains that he was moving his "arms and legs, feet and hands[, a]ll extremities" without difficulty. (Id. 41:6-17). The Court pauses briefly to note that Video 2 paints a starkly different picture, in which Mr. Howard does not move his legs whatsoever, and he struggles to move his arms after lying motionless for several minutes.18 At one point, an Officer standing next to Nurse Mendoza encouraged Mr. Howard, "[M]ove your legs to get up." (Video 2). Mr. Howard responded, "I can't," and the video clearly depicts his motionless legs between Nurse Mendoza and another Officer. (Id. ). For three minutes, Nurse Mendoza watched Mr. Howard try to get up or roll over without moving his legs. (Id. ).
Nurse Martin would testify that he was concerned for Mr. Howard's welfare and "tr[ied] to find a reason to - to send him to the hospital, so - but there were no injuries, nothing actionable." (Doc. 78-7, 77:4-9). Nurse Martin concluded that his visual assessment "was sufficient," though he acknowledged that certain injuries are not identifiable from a visual inspection. (Id. 78:3-79:21). Neither Nurse Martin nor Nurse Mendoza conducted more than a visual inspection of Mr. Howard (or even go into his cell) that night despite his explicit complaints that he could not move his legs and watching him lay nearly motionless on a concrete floor minutes after a use of force event. (Video 2).
After the group walked away, Mr. Howard can be seen struggling to turn over- which he just barely accomplishes-using only his arms. (Id. ). The camera on the tripod stopped recording a few minutes after the Nurses and Officers walked away. (Id. ). In the approximately thirty-minute span of time in which the tripod recorded the new cell, Mr. Howard's legs do not appear to move and Mr. Howard only manages to roll over from a prone to a supine position. (Id. ).
In the succeeding hours, regular cell checks continued but little changed. Officers LeBlanc and Wilkinson checked on Mr. Howard every thirty minutes until their shifts ended at 6:00 a.m. on November 19. (Doc. 78-5, 134:9-11; Doc. 78-16, *127594:9-17). They observed that Mr. Howard remained on his back on the concrete floor where Officers left him for the rest of their shift. (Doc. 78-5, 134:15-24; Doc. 78-16, 95:3-6). Likewise, Nurse Mendoza made repeated checks of Mr. Howard that night and did not observe him sit up or stand, rather he remained in a supine position all night. (Doc. 78-9, 53:16-54:6).
D. November 19 Events
Nurse Mendoza entered a 6:09 a.m. progress note on November 19, 2016, saying:
Patient remains lying on floor. Medical and security have made numerous attempts to encourage patient to get in bed. Patient refuses to move off of floor. Patent continues to roll side to side on floor. Patient able to move both upper and lower extremities. Patient able to respond when addressed by staff. Patient refused breakfast. Security staff continues to encourage patient to get up and eat; patient continues to refuse. Patient continues to refuse all help from medical staff. Patient continues to refuse medication.
(Doc. 94, ¶ 55).
Nurse Gray interacted with Mr. Howard during her November 19 day shift.19 That morning, Nurse Mendoza told Nurse Gray that Mr. Howard was forcefully moved the night prior. (Doc. 78-3, 66:17-67:10). When Nurse Gray visited Mr. Howard's cell to give him medication, he "was laying on the floor naked" still in a supine position. (Id. 69:10-71:2; OCCHS 09611). Nurse Gray saw that Mr. Howard had to be lifted by corrections officers from the floor into his bed and needed officers to hand him a sandwich that he could not reach because it was three feet away. (Doc. 78-3, 74:24-76:10; Doc. 94, ¶ 60). Mr. Howard reyated to Nurse Gray that he "hurt all over" and complained of neck pain. (Doc. 78-3, 77:7-13, 85:1-14). Nurse Gray testified at her deposition that, once in bed, Mr. Howard was able to move his legs "back and forth." (Id. 77:7-13).20 She also checked his vital signs, which appeared to be normalizing. (Id. 95:16-96:13). During her twelve-hour November 19 shift, Nurse Gray did not observe Mr. Howard stand up or even sit up without assistance. (Id. 97:9-11). In a nurse progress note entered at 5:51 p.m., November 19, Nurse Gray reported that Mr. Howard was still laying in his bunk and continued complaining of neck and back pain. (Doc. 94, ¶ 63; OCCHS 09607).
At approximately 7:00 p.m. that evening, Nurse Distin relieved Nurse Gray (who had already left) of her post overseeing Mr. Howard's cell in the acute mental health ward. (Doc. 78-1, 22:6-13; 24:16-17). According to Nurse Distin, she was briefed on day-shift happenings by Nurse Martin, mentioned no uses of force against Mr. Howard or his condition generally. (Id. 27:15-28:16). When Nurse Distin approached Mr. Howard's cell for the first time, she saw him laying on his back and learned that he "wasn't going to get up to the door." (Id. 24:21-23). A nurse progress note entered by Nurse Distin states:
Patient is supine on his bunk. Asked patient to sit up to take his medication and receive his eye drops. Patient assisted to sitting position by correct[ions] staff. Patient states that he can't sit up *1276on his own or move his legs....Moves bilateral upper extremities[ ] freely. Denies any pain. [Nurse Martin] updated on patient complaints.
(Doc. 94, ¶ 65; OCCHS 09605). Nurse Distin apparently did not take immediate action to address Mr. Howard's complaint that he could not move his legs, instead opting to simply relay the complaint to her supervisor. (Doc. 78-1, 37:14-38:1).
At approximately 10:00 p.m., Nurse Distin found Mr. Howard unresponsive in his cell. (Doc. 94, ¶ 66). He was taken to the hospital by ambulance and died the next morning. (Id. ¶¶ 66-67). The medical examiner classified Mr. Howard's death as a homicide and concluded that it was "the result of hypoxic encephalopathy due to a neck fracture with cervical spinal cord trauma, which was due to blunt force." (Doc. 99-6, p. 4).
Following an investigation, Dr. Robert J. Buck, III, the County's Corrections Health Services Department Medical Director, disciplined Nurses Gray and Mendoza by written reprimand for violation of Jail policies and failing to document and follow through on patient care. (Doc. 78-21, ¶¶ 12-13; Doc. 94, ¶ 68). Dr. Buck fired Nurse Martin for similar reasons. (Doc. 78-21, ¶ 14; Doc. 94, ¶ 69).
After uses of force, Jail policy requires medical staff to "conduct an assessment of the inmate involved...and provide treatment as possible." (Doc. 99-3, 10:3-25, 11:12-18). Where a neck injury is suspected, Jail policy dictates (and the Nurse Defendants' education instructs) that the suspected-injured neck be supported to "avoid lateral head movement." (Id. 49:2-6; see also Doc. 78-7, 30:6-24). Known or suspected neck injuries are considered medical emergencies, that under Jail policy require special treatment. (Doc. 99-3, 51:6-52:21). A "medical emergency" can be declared by a patient, officer, or nurse, setting in motion additional evaluations and protocols for the possibly-injured patient. (Id. 52:2-21).
E. Procedural History
On August 10, 2017, Mr. Howard's family members sued individually and on behalf of his estate. (Doc. 1). The Complaint proceeds in thirteen Counts. Counts I through IV allege
Then, all Defendants moved to dismiss. (Docs. 23, 41, 44). The Court dismissed the individual claims asserted by Heidi Haye, Sonya Smith, and William Howard, Jr., but otherwise denied the motions. (Doc. 60). All Defendants again seek to prevail on Plaintiff's claims, this time by summary judgment motions.
II. STANDARD OF REVIEW
"The court shall grant summary judgment if the movant shows that there is no genuine dispute as to any material fact and the movant is entitled to judgment as a matter of law." Fed. R. Civ. P. 56(a). A factual dispute is "genuine" only if "a reasonable jury could return a verdict for the nonmoving party."
*1277Anderson v. Liberty Lobby, Inc. ,
The moving party bears the initial burden of identifying those portions of the record demonstrating the absence of a genuine factual dispute. Celotex Corp. v. Catrett ,
A court must view the evidence and all reasonable inferences drawn from the evidence in the light most favorable to the nonmovant, Battle v. Bd. of Regents ,
III. DISCUSSION
A. Officers' Motion for Summary Judgment
Defendant Officers Wilkinson, LeBlanc, Wilson, Nelson, and Padilla jointly move for summary judgment based on qualified immunity. (Doc. 79). The motion begins on a conciliatory note, stating that it is brought "cautiously" in light of the Court's "strong language" in the earlier Order denying motions to dismiss. (Id. at p. 2). But this assurance turned out to be little more than a fig leaf, as the Court discovered upon reviewing the evidence and Defendants' motion, which is due to be denied.
1. Qualified Immunity as to Officers Wilkinson, LeBlanc, Wilson, and Padilla
Officer Defendants Wilkinson, LeBlanc, Wilson, and Padilla22 maintain that they are entitled to qualified immunity as to the excessive-force and failure-to-intervene claims brought against them. (Doc. 79).
*1278Qualified immunity protects government officials "from liability for civil damages insofar as their conduct does not violate clearly established statutory or constitutional rights of which a reasonable person would have known." Harlow v. Fitzgerald ,
To receive qualified immunity, a government official "must first prove that he was acting within the scope of his discretionary authority when the allegedly wrongful acts occurred." Lee v. Ferraro ,
a. Prong I: Constitutional Violation
To establish a viable excessive force claim in the pretrial detainee context, a plaintiff must demonstrate that the use of force was "objectively unreasonable." Kingsley v. Hendrickson , --- U.S. ----,
Additional factors affecting the reasonableness of force used include:
[T]he relationship between the need for the use of force and the amount of force used; the extent of the plaintiff's injury; any effort made by the officer to temper or to limit the amount of force; the severity of the security problem at issue; the threat reasonably perceived by the officer; and whether the plaintiff was actively resisting.
In conducting this fact-specific inquiry, the Court views the facts in the light depicted by the video evidence and, where videos do not capture the facts in question, in the light most favorable to Plaintiff. Application of the Kingsley factors leads to the obvious conclusion that the Officer Defendants' use of force was unconstitutional.
The first factor emphatically favors Plaintiff. The Court cannot perceive even a rational need for force. Mr. Howard was isolated in a padded cell, "so the only possible threat [he] posed was to [himself]."
*1279See Shuford v. Conway ,
Whether the need for force was nonexistent or, in Defendants' best case, moderate, the amount of force used grossly exceeded this need. Officers pepper sprayed Mr. Howard, rushed him with over nine-hundred pounds of muscled Officers, and pinned him against the wall momentarily before turning and slamming him head first into the ground, breaking his neck. The Officers then propped him up and, after Mr. Howard "refused" to walk, each grabbed an extremity and carried Mr. Howard, body limp and head dangling, to his new cell. There he was stripped naked and left on a concrete floor the rest of the night. All the while, Mr. Howard coughed, wheezed, and moaned in pain, stating at one point: "I'm dead. I'm dead." Thus, the first factor favors Plaintiff.
The second factor, the extent of the plaintiff's injury, likewise strongly supports Plaintiff. Defendants correctly concede this factor, but "believe this should be tempered due to the freak accident nature of the injury." (Doc. 79, p. 13). Nonsense. Three large corrections officers slammed a seventy-five-year-old man head first into hard ground. There is nothing "freak accident" about the injury. Rather, Mr. Howard's injury was the natural consequence of a grotesquely ill-conceived maneuver-it was as foreseeable as nightfall.
The third factor, officers' attempts to limit force, is mixed though it, too, favors Plaintiff. The Officers spent substantial time and energy trying to handcuff Mr. Howard at the door for a voluntary move, an effort also attempted by day-shift staff. Efforts at restraint, however, were quickly abandoned after Officers entered the cell and failed to immediately handcuff Mr. Howard. The penultimate head-first slam into the ground was anything but restrained.
The fourth factor, the severity of the security problem, weighs heavily for Plaintiff. Indeed, there was no security problem. There was purportedly a facilities management problem, which Defendants do not contend affected security. The Officer Defendants' hypothetical problem that may have arisen "if a new [suicidal] inmate was admitted"23 is unpersuasive. (Doc. 79, p. 14).
The fifth factor, Mr. Howard's perceived threat, likewise completely favors Plaintiff. Before he was moved, Plaintiff was isolated and could only threaten himself. He was also seventy-five-years old and would pose at most a minimal threat to the four younger, larger, and stronger Officers that moved him. In their motion, Defendants point to Officer Padilla's deposition testimony that "a partial handcuffing can turn the handcuffs into a weapon." (Id. ). Which is to say, corrections officers may create a threat by arming a person with unsecured *1280handcuffs to justify using force. The Court disagrees with Defendants' backwards reasoning.
The sixth factor, whether the detainee was actively resisting, is mixed. The Officers assert, "Mr. Howard 'actively resisted by tensing his muscles and attempting to pull away from our group,' " thus this factor favors the Officers. (Id. ).24 On the one hand, Mr. Howard was non-compliant; he did not put his hands through the food port to be handcuffed and seemingly made it difficult for Officers to secure his hands. On the other hand, he was cowering in the corner when the Officers entered his cell, essentially blind due to pepper spray and glaucoma, and was under three Officers' control as soon as they reached him.
In light of these factors, and viewing the evidence in Plaintiff's favor, Plaintiff has established a Fourteenth Amendment violation. In sum, the Officers' conduct in pepper spraying an elderly detainee in an isolation cell, grabbing and slamming him head first into the ground breaking his neck, and then carrying his limp body, neck unsupported, to a new cell was "not rationally related to a legitimate government objective [and] ... excessive in relation to th[e proffered] purpose." See Kingsley ,
The conclusion that the Officer Defendants' (excluding Officer Nelson) actions constitute excessive force is supported by a growing body of caselaw applying Kingsley . In Shuford , the Eleventh Circuit found that corrections officers used excessive force when they forcefully restrained compliant pretrial detainees, resulting in substantial injuries.
Robinson v. Lambert ,
b. Prong II: Clearly Established Right
Next, Plaintiff must show that the constitutional right violated was "clearly established" at the time of the incident. Harlow ,
"A right may be clearly established for qualified immunity purposes in one of three ways: (1) case law with indistinguishable facts clearly establishing the constitutional right; (2) a broad statement of principle within the Constitution, statute, or case law that clearly establishes a constitutional right; or (3) conduct so egregious that a constitutional right was clearly violated, even in the total absence of case law." Lewis v. City of West Palm Beach, Fla. ,
"It is well established in [Eleventh Circuit] case law that an officer cannot continue to use force after there is no longer a need for it." Robinson ,
The conduct of Officers Wilkinson, Wilson, LeBlanc, and Padilla violated clearly established law. Those Officers both secured Mr. Howard's compliance and incapacitated him by, first blinding him with pepper spray,25 then grabbing him by the arms and neck. After he was secured, the subsequent use of force-slamming Mr. Howard's head into the ground, breaking his neck, and then haphazardly moving his limp body to a new cell, where he was left naked on the floor all night-violated established law with obvious clarity. See, e.g. , Danley ,
*1282Viewing the evidence, and drawing reasonable inferences, in Plaintiff's favor, the Court finds the Officer Defendants' conduct was "so egregious that a constitutional right was clearly violated," case law aside. See Lewis ,
Defendants' arguments on clearly established law fail to move the needle. Notably, they go to great lengths to distinguish factually dissimilar cases, and don't bother to discuss whether their conduct violates general constitutional principles. (Doc. 79, pp. 9- 12). Such attempts to distinguish damning case law and disarm by ignoring unfavorable precedent are unavailing.
2. Qualified Immunity as to Officer Nelson
Next, the Officer Defendants' motion argues that Officer Nelson, who filmed the events with a handheld camera, is entitled to qualified immunity on the failure-to-intervene claim brought against him. (Doc. 79, pp. 16-18).
"[A]n officer who is present at the scene and who fails to take reasonable steps to protect the victim of another officer's use of excessive force, can be held liable for his nonfeasance." Fundiller v. Cooper City ,
Plaintiff has introduced sufficient evidence to support a reasonable jury finding that Officer Nelson's failure to intervene violated Mr. Howard's clearly established rights. Because Officer Nelson filmed the entire incident, including the moments before Officers entered Mr. Howard's cell, he "was in a position to intervene" on multiple occasions26 but didn't. See Hadley ,
Though the use of force began and ended within "mere moments"27 (Doc. 79, p. 17), Defendants identify no minimum time-to-reflect threshold that must be exceeded to make out an actionable claim. And to the contrary, the Eleventh Circuit has denied qualified immunity to a police officer who watched fellow officers "attack" a plaintiff for "two or three minutes." See Bailey v. City of Miami Beach ,
B. Nurse Defendants' Motion for Summary Judgment
Plaintiff brings
1. Legal Framework
Deliberate indifference to a pretrial detainee's serious medical needs constitutes a Fourteenth Amendment violation. Estelle v. Gamble ,
On the first prong, a serious medical need is "one that has been diagnosed by a physician as mandating treatment or one that is so obvious that even a lay person would easily recognize the necessity for a doctor's attention."
Inadvertent failures to furnish necessary medical treatment fall short of generating constitutional claims. The second prong therefore requires Plaintiff to establish: "(1) subjective knowledge of a risk of serious harm; (2) disregard of that risk; and (3) conduct that is more than mere negligence." Brown v. Johnson ,
A jail official "disregards a serious risk by more than mere negligence 'when he [or she] knows that an inmate is in serious need of medical care, but he [or she] fails or refuses to obtain medical treatment for the inmate.' " Dang ex rel. Dang v. Sheriff, Seminole Cty. Fla. ,
A deliberate indifference claim may be predicated on "a showing of grossly inadequate care [or] a decision to take an easier but less efficacious course of treatment." McElligott v. Foley ,
2. Application
Viewing the evidence in the light most favorable to Plaintiff, none of the Nurse Defendants are entitled to summary judgment. The Court finds that the Nurse Defendants violated Mr. Howard's clearly established constitutional rights based on their deliberate indifference to his serious medical need.
On the first prong, the objectively serious medical need element, Plaintiff easily met this burden by showing that Mr. Howard died from "hypoxic encephalopathy due to a neck fracture with cervical spinal cord trauma, which was due to blunt force." See, e.g. , Brown v. Hughes ,
On the second prong, the subjective component, a reasonable jury could likewise find that each Nurse Defendant, having conducted an assessment of some sort on Mr. Howard post-use of force, had subjective knowledge of a risk of serious harm and disregarded that risk by conduct that is more than mere negligence. See Brown ,
As to Nurses Martin and Mendoza, both were called to evaluate Mr. Howard immediately after the use of force, were told he was taken down, and observed him lying naked on the concrete floor, struggling to move his arms and not moving his legs.29 Likewise, both remained present when Mr. Howard told officers he could not get up or move his legs, and were aware that he spent the night naked on the floor, mere feet from his empty cot. Despite ample opportunity to enter Mr. Howard's cell and begin care or at least conduct an up-close evaluation in the face of an obvious need, they watched him struggle on the ground *1285for minutes and then walked away. The evidence is more than sufficient to support a reasonable jury finding that Nurses Martin and Mendoza acted with deliberate indifference to Mr. Howard's serious medical needs. See Farmer v. Brennan ,
The Court reaches the same conclusion as to Nurse Gray-she disregarded a known serious risk of harm by conduct exceeding mere negligence. Nurse Gray knew about the use of force, observed Mr. Howard naked on his cell floor, learned that he could not sit up unassisted, and failed to meaningfully act on his complaints of neck and back pain. She saw that Mr. Howard needed to be physically lifted into his cot and handed his lunch because he couldn't reach a sandwich three feet away. Drawing all reasonable conclusions in Plaintiff's favor, there is ample evidence to support a reasonable jury finding that Nurse Gray had subjective knowledge of the substantial risk of serious harm to Mr. Howard and effectively disregarded that risk by providing cursory treatment. See Farmer ,
The question of Nurse Distin's possible culpability is the closest. She, too, observed Mr. Howard on November 19 and learned that he could not sit up or move his legs. Armed with this information, she administered eye drops and decided not to inquire further or declare a medical emergency, and instead merely reported the complaint to Nurse Martin. Hours later, Nurse Distin found Mr. Howard unresponsive, and he died soon after. In the Court's view, a patient's complaints that he or she cannot sit up or move his or her legs evinces a need "that is so obvious that even a lay person would easily recognize the necessity for a doctor's attention." See Hill ,
The right violated by each Nurse Defendant was clearly established, as "a reasonable person would have known" that delaying treatment of a seriously injured neck "would detrimentally exacerbate the medical problem." See Valderrama v. Rousseau ,
In sum, each nurse that interacted with Mr. Howard learned that he could not move his legs and was experiencing neck and back pain. Some saw him naked on the ground, writhing in pain with his still-functioning arms; others viewed him while standing next to his cot (from which he did not rise once being placed there) and heard his complaints. Yet not one of them made a meaningful effort to examine the source of his pain-his broken neck-with a potentially life-saving x-ray or even manual manipulation. Instead, he received superficial treatment and eventually died *1286from a neck fracture, untreated for approximately twenty-four hours. Plaintiff's claims against the Nurse Defendants survive.
C. Orange County's Motion for Summary Judgment
Finally, in a separately filed motion, the County moves for summary judgment as to Counts X and XII. (Doc. 77).
1. Count X: Deliberate Indifference
Count X brings a Monell claim against the County pursuant to
The County argues that Nurse Martin lacked final policymaking authority, so the County may not be held liable for his actions. (Doc. 102, pp. 3-6). For its part, the County highlights that Nurse Martin is not a "medical director," that Dr. Buck retained his supervisory authority over medical staff, that County policies bound Nurse Martin to be licensed and provide satisfactory care, and that Nurse Martin was fired for violating policy. (Doc. 102, pp. 3-6).
A plaintiff may recover against a municipality under § 1983 if "action pursuant to official municipal policy of some nature caused a constitutional tort." Monell v. N.Y.C. Dep't of Soc. Servs. ,
An official is not a final policymaker where his or her decisions are subject to "meaningful administrative review." Scala v. City of Winter Park ,
In Mandel , the Eleventh Circuit found that a county government delegated final policymaking authority to a physician's assistant *1287regarding medical care for prison inmates.
Hatfield was acting as the final policymaker for the County with respect to the medical affairs at the road prison. The County had entered into a Memorandum of Understanding with the health department and had established a policy that medical care for inmates at the road prison would be provided by a physician's assistant. Hatfield was that physician's assistant. Although it was initially contemplated that the physician's assistant would be supervised by a medical doctor, the evidence revealed that a custom and practice developed so that the policy was that Hatfield was authorized to function without any supervision or review at all. The policy was that Hatfield's medical decisions were subject to no supervision or review, except to the extent that Hatfield himself, in his sole and unsupervised discretion, deemed appropriate. We agree with the district court that Hatfield was the sole and final policymaker with respect to medical affairs at the road prison.
Since Mandel , courts have found that medical officials with vast authority and discretion in administering care at penal institutions are final policymakers under a delegation theory. For instance, in Kimbrough v. City of Cocoa , No. 6:05-cv-471-Orl-31KRS,
Norgell's actions as the Medical Director for BCDC[ ] are enough to establish PHS' liability under § 1983. It is clear from the testimony of the parties that Norgell had final policymaking authority with regard to medical decisions at BCDC and was not subject to any sort of meaningful administrative review. Norgell testified that she did not have to get approval to send patients to the emergency room or get STAT blood work, but would only request approval for something "unusual." There is no apparent oversight for her decisions not to send patients out for additional procedures. There are several examples in this situation of Norgell acting on her own initiative, as well as approving the actions of Latier and Wood. Norgell was involved in Kimbrough's case from beginning to end, first by ordering Latier to prescribe Tylenol, and finally by ordering Wood to conduct a urinalysis on December 3rd. Norgell also had direct contact with Kimbrough at least twice during his stay at BCDC. PHS is liable for all deliberately indifferent acts and decisions made by its final policymakers which result in violations of the constitutional rights of inmates. Therefore, it is unnecessary for Plaintiffs to demonstrate a "custom or policy" in this case.
Id. at *5.
Here, viewing the evidence in the light most favorable to Plaintiff and drawing all reasonable inferences in its favor, the Court finds that the County delegated final policymaking authority to Nurse Martin with respect to medical decisions relating to uses of force at the Jail. The County's policies did not constrain Nurse Martin, as they merely required "an assessment" and some sort of documentation following uses of force. See Mandel ,
*1288As in Kimbrough , there are examples of Nurse Martin "acting on h[is] own initiative, as well as approving the actions of [Nurses Mendoza, Gray, and Distin]." See
The Court rejects the County's contrary arguments. Dr. Buck's declaration that he "was responsible for the review of medical care administered to the inmates" at the Jail (Doc. 78-21, ¶ 6) is contradicted by myriad deposition testimony and numerous instances of unsupervised medical treatment. The County's argument that "established policies and procedures" constrained nurses' discretion (Doc. 77, p. 18) is belied by the vague and standard-less policies that applied to nurses treating inmates after uses of force at the time of the incident. The County strains, imploring that while nurses have discretion, they "are obligated to stabilize obvious injuries and act in an emergency." (Id. at p. 20). The County, and many officials who testified, pay this "obligation" lip service; the evidence shows twenty-four hours of corrections and medical officers utterly ignoring "obvious injuries and [failing to] act in an emergency." (See
2. Count XII: Negligent Hiring and Retention
Count XII avers a claim against the County for negligently hiring and retaining Officer Padilla. (Doc. 1, ¶¶ 106-14). Plaintiff cites four "complaints regarding violence and other misconduct" between 2010 and 2014 to support this claim. (Doc. 97, pp. 3-4).31 Based on Officer Padilla's purported violent background, Plaintiff maintains that the County was negligent in retaining and promoting Officer Padilla. (Doc. 97, p. 18). The County seeks summary judgment on this claim. (Doc. 77).
"Negligent retention occurs when, during the course of employment, the employer becomes aware or should have become aware of problems with an employee that indicate his unfitness, and the employer fails to take further action such as investigation, discharge, or reassignment." Shehada v. Tavss ,
Plaintiff has failed to introduce sufficient evidence to survive summary judgment on this claim. First, the two "violent actions" that occurred at the jail were both investigated; the first lead to a reprimand and the second was unsubstantiated. These exercises of supervision and punishment contradict Plaintiff's contention that the County "fail[ed] to take further action such as investigation[.]" See Shehada ,
D. Mrs. Howard's Individual Claim
Defendants also move for summary judgment on Plaintiff Carolyn Howard's individual capacity claim. (Doc. 79, pp. 3-4). On April 2, 2018, the Court granted in part Defendants' dismissal motion and dismissed the individual capacity claims brought by Mr. Howard's children, but did not address Mrs. Howard's individual capacity claim. (Doc. 60, pp. 10-11). Defendants are correct in this instance, and Mrs. Howard's individual capacity claims are therefore due to be dismissed.
IV. CONCLUSION
Accordingly, it is ORDERED AND ADJUDGED as follows:
1. Defendant Orange County's Motion for Summary Judgment (Doc. 77) is GRANTED IN PART and DENIED IN PART .
a. The Clerk of Court is DIRECTED to enter judgment in favor of Defendant, Orange County, and against Plaintiff, as to Count XII only.
b. In all other respects, the County's Motion is DENIED .
2. Officer-Defendants' Motion for Summary Judgment (Doc. 79) is GRANTED IN PART and DENIED IN PART .
a. Plaintiff Carolyn Howard, in her individual capacity, is DISMISSED from this action.
b. In all other respects, the Officer-Defendants' Motion is DENIED .
3. Nurse-Defendants' Motions for Summary Judgment (Docs. 80-83) are DENIED .
DONE AND ORDERED in Orlando, Florida on May 17, 2019.
Related
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380 F. Supp. 3d 1263, Counsel Stack Legal Research, https://law.counselstack.com/opinion/howard-v-wilkinson-flmd-2019.