Howard v. Pierce

981 F. Supp. 190, 1997 U.S. Dist. LEXIS 16518, 1997 WL 662539
CourtDistrict Court, W.D. New York
DecidedOctober 22, 1997
DocketNo. 93-CV-6452L
StatusPublished
Cited by1 cases

This text of 981 F. Supp. 190 (Howard v. Pierce) is published on Counsel Stack Legal Research, covering District Court, W.D. New York primary law. Counsel Stack provides free access to over 12 million legal documents including statutes, case law, regulations, and constitutions.

Bluebook
Howard v. Pierce, 981 F. Supp. 190, 1997 U.S. Dist. LEXIS 16518, 1997 WL 662539 (W.D.N.Y. 1997).

Opinion

DECISION AND ORDER

LARIMER, Chief Judge.

Plaintiff, Clifford Howard, who is an inmate in the custody of the New York State Department of Correctional Services (“DOCS”), commenced this action under 42 U.S.C. § 1983 to recover damages for time that he spent in a Special Housing Unit (“SHU”) from February 1993 to February 1995. In short, plaintiff alleges that after a New York State appellate court affirmed a lower court decision overturning a finding of guilt at a prison disciplinary hearing stemming from plaintiffs fatal stabbing of a fellow inmate, defendants, in contravention of the court’s directives, conducted a second hearing based on the same facts, which resulted in a second finding of guilt, and over two years’ confinement in SHU until a state court reversed that finding as well. Defendants are: Kenneth Pierce, a Corrections Lieutenant who authored the second misbehavior report that led to plaintiffs confinement in SHU; Larry Bates, the hearing officer at the second hearing; Donald Selsky, the Director of Special Housing for DOCS, who affirmed Bates’s decision on plaintiffs administrative appeal; Robert J. McClellan, the Superintendent of Southport Correctional Facility, where' the second hearing was held and where plaintiff was confined in SHU; and Thomas A Coughlin, the Commissioner of DOCS. Both sides have moved for summary judgment.

FACTUAL BACKGROUND

The relevant facts are largely undisputed. On April 16, 1991, inmate Roberto Martinez was fatally stabbed to death. A corrections officer thereafter filed an inmate disciplinary report against Howard alleging that Howard was the assailant. The copy given to Howard is dated April 19, 1991, and incorrectly states that the date of the incident was also April 19,1991.

After a hearing, Howard was found guilty of violating certain DOCS rules. He was sentenced to sixty months confinement in [192]*192SHU on this matter (“first misbehavior report”). Howard then commenced an Article 78 proceeding in state court. On February 18, 1992, a justice of the Supreme Court, Cayuga County, found that the erroneous date of the incident on the first misbehavior report rendered the report invalid under state regulations, and that this error prejudiced Howard in his ability to prepare a defense. The court therefore reversed the determination of guilt, and ordered that “any and all references to the violations ... be expunged” from Howard’s records.

On February 5, 1993, the Appellate Division, Fourth Department, affirmed the lower court’s ruling, essentially for the same reasons relied upon by the lower court. The Fourth Department also “agree[d] with Supreme Court’s conclusion that expungement of the charges [wa]s the appropriate remedy.” Howard v. Coughlin, 190 A.D.2d 1090, 1091-92, 593 N.Y.S.2d 707 (4th Dep’t 1993) (citation omitted).

In May 1992, while Supreme Court’s decision concerning the first misbehavior report was on appeal, Howard was convicted on an indictment in state court of one count of murder in the second degree in connection with Martinez’s death. He was sentenced to twenty-five years to life imprisonment. That conviction was affirmed on appeal by the Appellate Division and by the Court of Appeals. People v. Howard, 209 A.D.2d 1014, 619 N.Y.S.2d 993 (4th Dep’t 1994), aff'd, 87 N.Y.2d 940, 641 N.Y.S.2d 222, 663 N.E.2d 1252 (1996).

On February 27, 1993, defendant Pierce filed a new, second misbehavior report (“second misbehavior report”) against Howard, again charging him with various violations in connection with Martinez’s murder. The second misbehavior report stated that “[r]e-view of [Howard’s] records indicates a felonious criminal conviction of Murder 2° for an incident on April 16, 1991 at the Auburn Correctional Facility where [Howard] assaulted and killed Inmate Roberto Martinez ...” The second misbehavior report did not reference the prior disciplinary proceedings. Pierce stated that he was directed to file this second report by First Deputy Superintendent Holland at Southport, and that Pierce was unaware that there had been a prior hearing that had been reversed. Pierce Deposition (“Dep.”) at 8,10.

A disciplinary hearing was held before defendant Bates on March 3, 1993. At the outset of the hearing, Howard told Bates about the prior Article 78 proceeding. Bates adjourned the hearing to “mak[e] inquiry” into the matter. Hearing Transcript (“Tr.”), Plaintiffs Ex. 9, at 4. Bates returned with both the Supreme Court and Appellate Division decisions, and read or paraphrased the relevant portions into the record. Tr. at 6. After listening to Howard’s objections to the second hearing, Bates stated that he considered Howard to be making two claims: one based on a double-jeopardy theory, and another that “it has already been determined by the courts one way or another.” Tr. at 8. Bates stated that those were “serious issues” that he would “seriously consider,” and that it would “take considerable legal research on [Bates’s] part,” so he again adjourned the hearing. Tr. at 8.

Bates reconvened the hearing on March 11,1993. He denied Howard’s application to dismiss the charges, stating that because at the time of Howard’s murder conviction in state court the original Article 78 proceeding was still on appeal concerning the first misbehavior report, and therefore, “[t]here was no reason for the Department to bring up [the second] charge at that time.” Tr. at 9. He added that he did not find it unreasonable for DOCS to have filed the second misbehavior report under the circumstances, and that he did not believe that Howard had been prejudiced by DOCS’s actions. Tr. at 9.

Bates also testified at his deposition in the instant case that after plaintiff alerted him to the prior judicial decisions relating to the first hearing, Bates contacted someone in DOCS’s counsel’s office. He did not testify to the exact content of his conversations with counsel, but apparently he was satisfied that the prior court decisions did not bar him from going ahead with the hearing, since he denied plaintiffs application to dismiss the charges.

After the hearing, on March 16, 1993, Bates found plaintiff guilty of the charges brought against him, and sentenced him to [193]*1932,555 days confinement in SHU, plus the loss of certain privileges. On plaintiffs administrative appeal, defendant Selsky affirmed the finding of guilt, but reduced the sentence to sixty months confinement and loss of privileges.

Plaintiff then commenced a second Article 78 proceeding. On February 23, 1994, Supreme Court, Albany County, issued a decision in plaintiffs favor, stating that “[t]here does not appear to be any rule which makes conviction of a criminal charge an incident or event which, in turn, can become the basis of a charge by [DOCS].” The Appellate Division, Third Department, affirmed on February 2, 1995, stating that because “ex-pungement mandates that all reference to the underlying charges be eradicated from an inmate’s record, ... to uphold a determination of guilt in the instant proceeding and authorize departmental sanctions would in effect impose a penalty upon petitioner for actions expunged in the prior CPLR article 78 proceeding.” Howard v. Coughlin, 212 A.D.2d 852, 622 N.Y.S.2d 134 (3d Dep’t), appeal denied, 85 N.Y.2d 812, 631 N.Y.S.2d 288, 655 N.E.2d 401 (1995). On February 16, 1995, plaintiff was released from SHU into the general prison population.

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Cite This Page — Counsel Stack

Bluebook (online)
981 F. Supp. 190, 1997 U.S. Dist. LEXIS 16518, 1997 WL 662539, Counsel Stack Legal Research, https://law.counselstack.com/opinion/howard-v-pierce-nywd-1997.