Horvat v. DEPT. OF STATE PRO. & OCC. AFF.

563 A.2d 1308, 128 Pa. Commw. 546, 1989 Pa. Commw. LEXIS 621
Commonwealth Court of Pennsylvania·Decided September 15, 1989·No. 415 C.D. 1989·Published·Cited by 10 cases

Opinion

PALLADINO, Judge.

John Franklin Horvat, M.D. (Petitioner), appeals from a Notice of Automatic Suspension, issued by the State Board of Medicine (Board), pursuant to Section 40(b) of the Medical Practice Act of 1985 (MPA). 1

It is undisputed that, on two separate occasions, Petitioner forged the name of his partner on a prescription form, listing the name Jean Dura as the intended patient. Petitioner used the forms to personally obtain and use Percocate, a controlled narcotic substance.

Two criminal complaints were issued against Petitioner, charging him with two counts under Section 13(a)(12) of The Controlled Substance, Drug, Device, and Cosmetic Act (Drug Act). 2 Petitioner pleaded nolo contendere to both Section 13(a)(12) felony offenses of obtaining a Schedule II *549 controlled substance, which was also a narcotic drug. 3 The trial court imposed two consecutive sentences of 12 months probation without verdict, pursuant to Section 17 of the Drug Act. 4

Thereafter, pursuant to Section 40(b) of the MPA, the prosecuting attorney for the Bureau of Professional and Occupational Affairs filed a Petition for Automatic Suspension of Petitioner’s license to practice medicine with the Board. Three days later, the Board issued a Notice of Automatic Suspension, ordering Petitioner to cease and desist from the practice of medicine and surgery. The Board also ordered him to surrender his documentation of licensure to the Law Enforcement Division, Bureau of Professional and Occupational Affairs. Petitioner filed a Petition for Review of the Board’s order with this court, requesting an evidentiary hearing and raising several issues for appellate review. Petitioner also filed, at the same time, an application for a stay of the suspension pending appeal. Petitioner’s requests for an evidential hearing and stay of the suspension were denied by orders of this court. Thereafter, Petitioner filed a motion for an expedited briefing and argument schedule, which was granted by this court.

The Board’s order to Petitioner to cease and desist from the practice of medicine and to surrender his license is before us in our Appellate Jurisdiction. We note that our *550 scope of review is limited to a determination of whether constitutional rights were violated, and whether the decision is in accordance with law and supported by substantial evidence. Cassella v. Pennsylvania State Board of Medicine, 119 Pa.Commonwealth Ct. 394, 547 A.2d 506 (1988).

Four issues are raised on appeal: (1) whether the record shows pleas of nolo contendere to felony charges; (2) whether Petitioner’s nolo contendere pleas are convictions under Section 40(b) of the MPA; (3) whether Section 40(b) of the MPA violates the Equal Protection clause of the Fourteenth Amendment to the United States Constitution; and (4) whether the automatic suspension procedure of Section 40(b) of the MPA violates the Due Process clause of the Fourteenth Amendment to the United States Constitution. We will address these issues seriatim.

As to the first issue, Petitioner alleges that he intended to plead to misdemeanors. The violations with which he was charged were felonies under the prevailing law at the time he committed the offenses. The Court in its pre-sentence colloquy at N.T. 5 made clear the offenses were indeed felonies. Thereafter, Petitioner, who was represented by counsel, stated that he understood the nature of the charges against him and entered his nolo contendere pleas.

As to the second issue, Petitioner argues that his pleas of nolo contendere are not convictions for the purposes of Section 40(b). 5 Petitioner was sentenced without verdict pursuant to Section 17 of the Drug Act, which provides that if Petitioner successfully completes the imposed probationary period, he must be discharged and the proceedings against him must be dismissed. The Section further provides that “discharge and dismissal shall be without adjudication of guilt and shall not constitute a conviction for any purpose.”

*551 Petitioner claims that because the sentence will not be a conviction if Petitioner successfully completes the probationary period, the current disposition of his criminal trial cannot be treated as a conviction. Petitioner relies on Warren County School District of Warren County v. Carlson, 53 Pa.Commonwealth Ct. 568, 418 A.2d 810 (1980), in which we held that the Secretary of Education properly excluded evidence of a criminal record of Section 17 probation in a civil action initiated after Carlson’s record had been expunged, following the successful completion of the probationary period. In the case at bar, the Petitioner’s record was not expunged when the Board began its Automatic Suspension proceeding. This fact pattern has already been addressed by this court in Karageorge v. State Dental Council and Examining Board, 73 Pa.Commonwealth Ct. 213, 458 A.2d 299 (1983), where we held that because the petitioner’s criminal record had not yet been expunged, his Section 17 probation without verdict is a conviction for which his license was properly suspended. Because Petitioner’s criminal record has not been expunged, we conclude that Karageorge controls the case at bar.

Where a physician has violated the Drug Act, the Board cannot be required to wait until the completion of the physician’s probationary period to decide if the physician’s continued medical practice presents a risk to the citizens of this Commonwealth. In the case at bar, the Section 40(b) automatic license suspension provision clearly shows the intention of the General Assembly to preclude the continued medical practice of a physician with a felony conviction and a recognition that the conviction for a drug felony presents an immediate danger to the public.

Free access — add to your briefcase to read the full text and ask questions with AI

Horvat v. DEPT. OF STATE PRO. & OCC. AFF., 563 A.2d 1308, 128 Pa. Commw. 546, 1989 Pa. Commw. LEXIS 621 (Pa. Ct. App. 1989).

563 A.2d 1308 (Horvat v. DEPT. OF STATE PRO. & OCC. AFF.) — published by Counsel Stack Legal Research, free access to 12M+ legal documents.

Related

J.T. Acri, D.O. v. BPOA, State Board of Osteopathic Medicine
Commonwealth Court of Pennsylvania, 2018
Carabello v. Bureau of Professional & Occupational Affairs
879 A.2d 873 (Commonwealth Court of Pennsylvania, 2005)
Klinger v. Commonwealth, Department of Transportation, Bureau of Driver Licensing
856 A.2d 280 (Commonwealth Court of Pennsylvania, 2004)
Bhattacharjee v. Department of State
808 A.2d 280 (Commonwealth Court of Pennsylvania, 2002)
Boulis v. State Board of Chiropractic
729 A.2d 645 (Commonwealth Court of Pennsylvania, 1999)
Firman v. Department of State, State Board of Medicine
697 A.2d 291 (Commonwealth Court of Pennsylvania, 1997)
Denier v. State Board of Medicine, Bureau of Professional & Occupational Affairs
683 A.2d 949 (Commonwealth Court of Pennsylvania, 1996)
Will v. Electrical Contractors Examining Board
650 A.2d 1226 (Commonwealth Court of Pennsylvania, 1994)