Hornbrook v. Peak Resorts, Inc.

194 Misc. 2d 273, 754 N.Y.S.2d 132, 2002 N.Y. Misc. LEXIS 1064
CourtNew York Supreme Court
DecidedMay 29, 2002
StatusPublished
Cited by1 cases

This text of 194 Misc. 2d 273 (Hornbrook v. Peak Resorts, Inc.) is published on Counsel Stack Legal Research, covering New York Supreme Court primary law. Counsel Stack provides free access to over 12 million legal documents including statutes, case law, regulations, and constitutions.

Bluebook
Hornbrook v. Peak Resorts, Inc., 194 Misc. 2d 273, 754 N.Y.S.2d 132, 2002 N.Y. Misc. LEXIS 1064 (N.Y. Super. Ct. 2002).

Opinion

OPINION OF THE COURT

Walter J. Relihan, Jr., J.

This is a motion in limine. Plaintiff, at trial, will seek to prove that a ski lift injury sustained on January 24, 1997 resulted in an injury to the left femur, chronic pain and a per[274]*274manent partial disability. Defendant ski operator will contest that causal connection.

Since January 1997 plaintiff has been treated by no less than five physicians and surgeons and has undergone three surgeries. However, none of these treating doctors will be called by the plaintiff to give testimony and none have been deposed. Instead, plaintiff proposes to call a single medical expert witness, an orthopod, who saw the plaintiff only once on February 18, 2002, five years after the injury. The expert, Dr. Maloney, has read the written evaluations of Doctors Anderson, Racker, Garner, Damron and Weiner and is prepared to testify to the findings, diagnoses, operative procedures, results and prognoses found in the notes and written reports of these treating doctors.

Dr. Anderson, an orthopaedic specialist, first saw plaintiff in February 1997. Maloney reports that the Anderson notes describe the plaintiff’s complaints and make an initial diagnosis of a nondisplaced fracture of the acetabulum but an X ray, Maloney states, did not detect any evidence of the fracture. Plaintiff continued to have low-grade pain. She was treated by Dr. Racker who administered multiple injections which, Maloney reports, “did not give her significant relief.”

Plaintiff returned to Dr. Anderson about 10 months later. Maloney states that Anderson recommended that she see a Dr. Garner, a pain management specialist. “Their impression,” Maloney states, was a “left SI joint and dysfunction secondary to the trauma sustained January 24, 1997.” Since “she did not respond,” Dr. Garner sent her for a bone scan which was performed in March 1998 and found a “lytic lesion in the proximal femur.”

Anderson, Maloney states, then sent her to Dr. Damron, an orthopaedic oncologist, who had bone scans and a CT scan performed. Maloney reports that Damron “states that he has seen micro stress fractures felt to be the cause of pain with fibrous dysplasia.” It is not clear, from this report, that the reference is to the plaintiff or other patients he has seen. In May 1998 Damron incised the lesion, performed a curettage and bone grafting and installed a locking gamma nail to stabilize the femur. Maloney reports that she continued to have pain and was referred to a pain center in New York City. In July 1998, Maloney reports, plaintiff saw Damron again who, Maloney says, concurred in the decision to have her receive trigger point injections for persistent pain.

Then, Maloney reports, she sought treatment from Dr. Weiner, also in New York City. The Weiner records, Maloney [275]*275says, mentioned that his work-up included a bone scan and CT scan leading to the conclusion “that a surgical procedure would be needed to repair and revise her fixation for the * * * fracture.” The second surgery was performed in May 1999 “for revision of failed fixation.” Weiner notes that the cross screw was bent. Maloney writes that this “would be indicative of hardware failure with concomitant fracture of the femur as documented in Dr. Weiner’s notes.” The operation again noted fibrous tissue in the area of the femur lesion. Am iliac crest bone graft was used to pack the lesion defect and the hardware was replaced. In April 2001, the new hardware was removed to relieve the plaintiffs discomfort and she continued with her rehabilitation efforts.

Evidence regarding all of these extended medical facts and conclusions must come from Dr. Maloney. Having reviewed his opinion letter to plaintiffs counsel, it is abundantly clear that his conclusions will be heavily, if not totally, dependent upon the notes and records of the treating doctors. We have no doubt that he is a qualified orthopaedic surgeon but he is not a treating physician. He was retained by counsel for plaintiff, on the eve of trial, for the single purpose of reviewing the notes and records of others in order to give opinion testimony regarding the nature and extent of the plaintiffs injury, the likely cause of that injury, and the many medical and surgical interventions which followed.

We assume that the notes and records routinely kept by the treating doctors in the course of their practice will be produced and identified at trial and will be authenticated by a witness with personal knowledge of such record keeping matters. Certified hospital records, presumably, will also be produced. Business entries of this kind are admissible in evidence for the truth of the matters asserted in such records. (CPLR 2306, 4518 [c]; 4532-a; Wilson v Bodian, 130 AD2d 221.)

Assuming that no such foundation is laid, however, a much different issue may arise. The Court of Appeals, in People v Stone (35 NY2d 69) and People v Sugden (35 NY2d 453), relaxed the rule which required that an expert witness must render an opinion based only upon facts personally known by the witness or facts supported by evidence in the trial record. Dr. Maloney, of course, has no personal knowledge of the treatment rendered to plaintiff by the other doctors whose records he reviewed. Absent a proper foundation, the other records would not be in evidence.

The enlarged rule, in Stone and Sugden (supra), permits the expert, in addition to facts in evidence, to “rely on material, [276]*276albeit of out-of-court origin, if it is of a kind accepted in the profession as reliable in forming a professional opinion” (35 NY2d at 460). This open door was narrowed, however, in Hambsch v New York City Tr. Auth. (63 NY2d 723), which added an important caveat. The proponent must produce evidence that the hearsay record or statement is reliable. “It is not enough merely to * * * show that other experts rely on the same type of materials in forming similar opinions” (Martin, Capra and Rossi, New York Evidence Handbook § 7.3.3, at 676). Moreover, it has been held that the out-of-court material relied upon by the expert, however reliable, must not be the “principal basis” for an opinion on the ultimate issue in the case, rather than merely forming a link in the chain of data which led the expert to the opinion (Borden v Brady, 92 AD2d 983). That issue, we gather, is whether the fall from the ski lift caused a fracture which, in turn, awakened the latent femoral lesion, thus causing the chronic pain and permanent partial disability of the left leg.

More fundamentally, the courts of New York have been reluctant to permit any but a treating physician to rely upon the “accepted or reliable” exception to the rule against hearsay. The reason is plain. The exception, in respect to medical opinions, is grounded upon the universal understanding that doctors make life and death decisions in reliance upon “information from numerous sources and of considerable variety, including statements by patients and relatives, reports and opinions from nurses, technicians and other doctors, hospital records and X-rays.” (Fed Rules Evid rule 703, 1972 Advisory Comm Notes.) Information of this kind, by its nature, is inherently reliable. Where the out-of-court information is not used for the purpose of treatment, by a doctor who has the actual care of the patient, there is no such assurance of reliability.

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Bluebook (online)
194 Misc. 2d 273, 754 N.Y.S.2d 132, 2002 N.Y. Misc. LEXIS 1064, Counsel Stack Legal Research, https://law.counselstack.com/opinion/hornbrook-v-peak-resorts-inc-nysupct-2002.